Proposal for ACP requirements

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AMCP WG D9-WP/13 Proposal for requirements Presented by the IATA member Prepared by F.J. Studenberg Rockwell-Collins SUMMARY The aim of this paper is to consider what level of is achievable by a VDL radio transceiver and based on these practical figures to investigate the frequency planning constraint, the theoretical separation distances, and the interference potential from VDL Mode 2 to Mode 2 and DSB-AM reception for airborne and ground stations. 1. 1

Objective To propose a level of Adjacent Channel Power () requirements for VDL Mode 2 taking into account : -The achievable values of the products - Impact on the minimum distance separation - Frequency planning criteria 2. Introduction Many papers addressing the subject have been presented. is of concern since the noise-like power of the D8PSK signal in adjacent channels from one VDL transmitter appears to nearby aircraft operating on adjacent channels as an interfering signal, reducing the BER performance for other Mode 2 receivers or causing objectionable noise-burst type of interference to DSB-AM reception. 3. Report of tests based on a VDL Mode 2 transceiver A review of measured and reported on various mode 2 transmitters from RTCA and EUROCAE papers was conducted. Allowing margin for equipment environmental degradation and measurement tolerances, a proposed practical limit for VDL Mode 2 spectrum mask appears to be: 1st Adjacent Channel, (17.0 khz BW) 2nd Adjacent Channel (17.0 khz BW) and -25 dbm (25 khz BW) 4 rd Adjacent Channel -32 dbm (17.0 khz BW) and -30 dbm (25 khz BW) 64 th Adjacent Channel and beyond -50 dbm (25 khz BW) The limits are very similar to the current VDL RTCA DO-224 MASPS and ICAO SARPS limits, with the exception of a relaxation of the requirement for the 1 st adjacent channel to provide for a Figure 3-1 low cost VDL and a reduction in ultimate attenuation to recognize the effects of discrete spurious outputs inherent in practical designs. Further analysis will show that these adjustments have minor affects on overall frequency planning. Power 42 dbm Proposed Channel VDL Mask dbc/hz dbc/hz Offset (dbm) Measure BW VDL Mode 2 Mask Typical DSB-AM 0 42 N/A 0 0 1-13 17000-97 -120 2-27 17000-111 -125 4-32 17000-116 -130 8-35 25000-121 -132 16-40 25000-126 -135 32-45 25000-131 -140 64-50 25000-136 -145 128-50 25000-136 -148 256-50 25000-136 -148 512-50 25000-136 -148 1024-50 25000-136 -148 2

For comparison with the existing DSB-AM system, the above limits are normalized to power in dbc/hz and compared to measurement from a typical 16 watt DSB AM transmitter. Figure 3-1 shows the calculations and Figure 3-2 shows the comparison in graphical form. Figure 3-2 shows that, other than in the 1 st adjacent channel, the proposed VDL Mode 2 mask is one that might have been specified for today s DSB- AM system since it represents a not-to-exceed limit, and the data shown for the typical transmitter is a result of design margin normally applied by the manufacturer. 4. Impact on frequency planning criteria Two modes of interference should be addressed to estimate the level of MOPS VDL Mode 2 requirements : 1) VDL Mode 2 vs. VDL Mode 2 operations 2) VDL Mode 2 vs. DSB-AM operations (DSB-AM vs. VDL Mode 2 is considered the same case as VDL Mode 2 vs. VDL Mode 2 and will not be considered) Noise Power Comparison of DSB-AM and VDL Mode 2 Mask Power dbc/hz 0-10 -20-30 -40-50 -60-70 -80-90 -100-110 -120-130 -140-150 -160 0 1 2 4 8 16 32 64 25 khz Channel Offsets 128 256 512 1024 VDL Mode 2 Mask Typical DSB- AM Figure 3-2 These two aspects should be studied for two configurations for aircraft to aircraft interference: First, inside the service volume, secondly, between service volumes. The impact of interference from nearby aircraft on adjacent channels to ground station operations should be studied for effects only inside the service volume. Co-site Communications operation on an aircraft should not be addressed in the VDL MOPS document due to the fact that it s a complex airframe system integration issue, 3

d aircraft AC 2 AC 1 @ Adjacent Channel from F 1 S v Ground Station @ Frequency @ F 1 1 Figure 5-1 involving many factors beyond, wideband noise, and spurious outputs and is not just restricted to transmitter performance as many critical receiver parameters are also involved. Market forces and various aircraft certification requirements dictate implementation of performance specifications beyond those in RTCA DO-186A and EUROCAE ED-23B to mitigate interference effects in today s multiple ATC and AOC DSB-AM operations. Such special design considerations will also be needed for VDL Mode 2 operations and can be so noted in the VDL MOPS. As an example of some of the many factors involved in providing satisfactory simultaneous VHF Comm operations on an aircraft, refer to SC-172 WP-20-11 Aircraft Co-site Considerations with Multiple VHF Radio Units by Chris Moody of MITRE. 5. Aircraft to Aircraft Adjacent Channel Interference 5.1. Interference Scenario Figure 5-1 illustrates the interference scenario from. Aircraft 1 is receiving a Mode 2 or DSB-AM transmission on frequency F1 from a ground station at a distance of S v within its service volume. Aircraft 2 at a distance of d aircraft transmits a Mode 2 message on some adjacent channel from frequency F1 to a different ground station. 4

If Aircraft 2 is within the same service volume as Aircraft 1, then it is expected that it will be able to operate on the 2 nd adjacent channel or beyond, as in the current DSB-AM system. If Aircraft 2 is outside the same service volume as Aircraft 1, then it is expected it will be able to operate on the 1 st adjacent channel, as is also practiced in the current DSB-AM system. The following formula defines the requirement in dbc: = D/U + 20 log(s v /d aircraft ) - Ant gain Where: D/U is the ratio in db of the desired to undesired interference signals needed to avoid interference. S v is the distance from the ground transmitter to AC1 within the service volume. d aircraft is the distance separation between the two aircraft. Ant gain is the gain difference in db between ground antenna and aircraft antenna. Assumptions: 1) D/U = 20 db for Mode 2 vs Mode 2 and 30 db for Mode 2 vs DSB-AM. 2) Antenna gain difference = 6.1 db based on aircraft antenna gain of -4.0 dbi and ground antenna gain of +2.1 dbi (RTCA DO-224 VDL MASPS). 3) Equal antenna cable losses for ground and aircraft. 4) Omni-directional antenna patterns. 5) Equal power (15 watts) for airborne and ground transmitters. 6) A standard measurement BW of 17 khz has been chosen for close-in since this is the nominal BW of Mode 2 and DSB-AM receivers subject to the noise-like Mode 2 interference. A nominal 2 db increase in power for measurements in 25 khz bandwidths is used for comparison with present ICAO SARPS and RTCA DO-224 MASPS limits. 5.2. VDL Mode 2 vs. VDL Mode 2 5.2.1. Inside same service volume The following table shows the minimum distance separation, based on the proposed 2 nd channel (17.0 khz BW), required to maintain a 20 db D/U (MOPS value to achieve 10-3 BER) in the same service volume: Sv (nmi) 120 60 30 15 d aircraft (nmi) 0.21 nmi.100 nmi.05 nmi.025 nmi It can be seen that this level of performance will provide satisfactory 2 nd adjacent channel performance within a service volume using any level of realistic operational aircraft separations. 5.2.2. Between different service volumes The following table shows the minimum distance separation, based on the proposed 1 st channel (17.0 khz BW), required to maintain a 20 db D/U with different service volumes: 5

Sv (nmi) 120 60 30 15 d aircraft (nmi) 1.07 nmi.535 nmi.268 nmi.133 nmi 5.3. VDL Mode 2 vs. DSB-AM Due to the reported need for at least 30 db of D/U for Mode 2 D8PSK vs DSB-AM to avoid complaints associated with subjective levels of interference from the periodic Mode 2 message, a frequency sub-band for each mode (one sub-band for AM and one for VDL mode 2) can be used to allow the same frequency planning as the Mode 2 vs Mode 2 cases discussed in Section 5.2.1 and 5.2.2. A VDL Mode 2 and DSB-AM system can be operated without a sub-band if greater aircraft separation is planned for adjacent and 2 nd adjacent channel operations than in the Mode 2 to Mode 2 scenario. The following analysis indicates the extra separation may not be operationally significant since normal aircraft separation rules and ground station placements set the operating limits. 5.3.1. Inside same service volume The following table shows the minimum distance separation, based on the proposed 2 nd channel (17.0 khz BW), associated with the same service volume frequency assignments: Sv (nmi) 120 60 30 15 7.5 d aircraft (nmi).68 nmi.34 nmi.16 nmi.08 nmi.04 nmi (2000 ft) (250 ft) -27dBm Note that for all situations associated with near or same altitude operational aircraft separation guidelines, this level of 2 nd channel should permit assignment of the 2 nd adjacent channel in the same service volume using Mode 2 and DSB-AM operations without need for any subband. For instance. Column 3 shows that an aircraft, separated by as little as 2000 ft from a Mode 2 aircraft, as on a parallel runway approach, could be as far as 60 nmi from its DSB-AM ground station before interference would be noticed from the nearby Mode 2 aircraft. In this scenario, it is expected that the DSB-AM ground transmitter operated by the tower controlling this runway will normally be located within 15 nmi of the aircraft, providing an additional 15 db margin. Similarity, a DSB-AM aircraft 250 feet away from a Mode 2 equipped aircraft in a taxi situation could be up to 7.5 nmi from the DSB-AM transmitter used by ground control or tower operations before any 2 nd adjacent channel Mode 2 interference would be noticed. In this scenario, it is expected that the DSB-AM ground control or airport tower transmitter will be on the airport, within 3 nmi of the aircraft, offering an additional 8 db margin. 5.3.2. Between different service volumes The following table shows the minimum distance separation, based on the proposed 1 st channel (17.0 khz BW), associated with different service volume assignments: 6

S v (nmi) 120 60 30 15 d aircraft (nmi) 3.4 nmi 1.7 nmi.85 nmi.425 nmi 6. Aircraft to Ground Station Adjacent Channel Interference 6.1. Interference Scenario Figure 6-1 illustrates the interference scenario from. A ground station is receiving a Mode 2 or DSB- AM transmission on frequency F1 from an aircraft at a distance of S v within its service volume. Aircraft 2, operating within the same service volume, at a distance of d aircraft transmits a Mode 2 message on some adjacent channel from frequency F1 to a different ground station. When Aircraft 2 is within the same service volume as Aircraft 1, then it is expected that it will be able to operate on the 2 nd adjacent channel or beyond, as in the current DSB-AM system. The same formula as in the aircraft to aircraft situation defines the requirement in dbc: = D/U + 20 log(s v /d aircraft ) - Ant gain Where: D/U is the ratio in db of the desired to undesired interference signals needed to avoid interference. S v is the distance from the ground transmitter to AC1 within the service volume d aircraft is the distance separation between the interfering aircraft and the ground station. Ant gain is the gain difference in db between aircraft antenna. Assumptions: 1) D/U = 20 db for Mode 2 vs Mode 2 and 30 db for Mode 2 vs DSB-AM. 2) Antenna gain difference = 0 db based on same aircraft antenna gain of -4.0 dbi (RTCA DO-224 VDL MASPS). 3) Equal antenna cable losses for both aircraft. 4) Omni-directional antenna patterns. 5) Equal power (15 watts) for both airborne transmitters. 6) A standard measurement BW of 17 khz has been chosen for close-in since this is the nominal BW of Mode 2 and DSB-AM receivers subject to the noise-like Mode 2 interference. A nominal 2 db increase in power for measurements in 25 khz bandwidths is used for comparison with present ICAO SARPS and RTCA DO-224 MASPS limits. 7

AC 1 @ Adjacent Channel from F 1 AC 2 S v Ground Station @ F 1 Unlike the case of aircraft to aircraft interference, only interference potential within the same service volume need be analyzed, since distance separation dictated by the service volume guarantees a D/U of at least 69 db ( assumed for 2 nd channel and beyond). 6.2. VDL Mode 2 vs. Mode 2 6.2.1. Inside same service volume Figure 6-1 The following table shows the minimum distance separation, based to the proposed 2 nd channel : Sv (nmi) 120 60 30 15 d aircraft (nmi) 0.42 nmi.200 nmi.10 nmi.05 nmi 8

This indicates that a Mode 2 ground station, receiving a signal from an aircraft at a 120 nmi range will experience no interference from a transmission from a Mode 2 aircraft, transmitting on the 2 nd adjacent channel, as long as the aircraft is at separated by at least.42 nmi (2400 ft). 6.3. VDL Mode 2 vs. DSB-AM 6.3.1. Inside same service volume The following table shows the minimum distance separation, related to the proposed 2 nd channel : Sv (nmi) 120 60 30 15 7.5 d aircraft (nmi) 1.36nmi.68 nmi.34 nmi.16 nmi.09 nmi -27dBm This analysis shows the extra 10 db of D/U required for satisfactory Mode 2 and DSB-AM operations increases the distance separation by a factor of 3.2 for the Mode 2 to Mode 2 case. 7. beyond 2 nd Adjacent Channel Although the proposed for the 2 nd adjacent channel will provide performance suitable for planning of Mode 2 and AM-DSB operations in the large service volume aircraft to aircraft case, reduction in for increased frequency offset is desirable for additional margin of protection of DSB-AM ground stations from nearby Mode 2 aircraft. A reduction in by 5 db to -32 dbm (17.0 khz BW) at the fourth channel is suggested and appears to be justified, based on the measurements reported on prototype equipment. It also appears to be good engineering practice to provide some additional guidelines to insure a continued decrease in and discrete spurious outputs vs. increasing frequency offsets, as is provided in today s DSB-AM equipment. The RTCA DO-224 MASPS limits of -50 dbm in a 25 khz BW at offsets greater than 1.6 MHz (>64 channels) are achievable with low cost designs and are recommended. In the worst case presented in this report, that of VDL Mode 2 versus DSB-AM ground stations, satisfactory DSB-AM reception of aircraft at 120 nmi should be possible with Mode 2 aircraft as close as 400 ft if operated greater than 64 channels from the DSB-AM transmitter. Note that the proposed -50 dbm level is relaxed from the present -55 dbm shown in the RTCA DO-224 MASPS and ICAO SARPS for VDL Mode 2. The -50 dbm level applies not only to broadband noise in a 25 khz BW but also to discrete spurious outputs, either of which can interfere with DSB-AM or VDL Mode 2 operation. This level is -92 dbc relative to a +42 dbm transmitter output and consistently achieving greater than this level of suppression for discrete spurious outputs, such as caused by CPU clocks, synthesizer spurious outputs, power supply switching frequencies, etc, is a challenge in compact, low cost, panel mounted equipment. 8. Conclusions Table 8-1 summarizes the recommendations: Measurement 1 st adjacent 2 nd adjacent 4 rd adjacent channel 64 channel 9

bandwidth channel channel separation or greater 17.0 khz -32 dbm Not specified 25 khz Not specified -25 dbm -30 dbm -50 dbm Table 8-1 The main operational constraint is the relationship of on the 2 nd adjacent channel and beyond for use inside of a service volume with VDL Mode 2 interference to DSB-AM ground station reception. Aircraft to aircraft interference due to is of lesser importance due to the antenna gain advantage of the ground station. The proposed requirement for the second adjacent channel is consistent with the current RTCA DO-224 MASPS and ICAO SARPS standards and this level of is achievable, even with low cost VDL Mode 2 transmitters. It will permit assignment of the 2 nd adjacent channel within the same service volume even for mixed DSB-AM and Mode 2 operations in smaller service volumes such as 30 nmi radius associated with tower and approach/departure operations. Larger service volumes associated with control of high altitude flight will require assignments on channels beyond the 2 nd adjacent channel as required for maintain the desired D/U ratio vs expected aircraft to ground station separation. The relaxation of the 1 st adjacent channel requirement is a subject of minor importance in term of operational characteristics for protection between different adjacent service volumes. The level of - 13 dbm (in 17.0 khz BW) enforces a rule of frequency planning taking into account a minimum distance separation of 1.0 nmi for Mode 2 versus Mode 2 and 3.4 nmi for Mode 2 versus DSB-AM for large service volumes, such as 120 nmi radius. Note that even though these distances are larger than the previously planned 0.6 nmi, the possibility of interference remains low due the short nature of the Mode 2 data bursts and the short duration of encounters due to aircraft speeds in these large service volumes. A limit of -32 dbm (in 17.0 khz BW) for the 4th adjacent and a decrease to -50 dbm (25 khz BW) beyond the 64 th channel provides capabilities for unrestricted mixed DSB-AM and Mode 2 operations in the same service volume. Finally, the VDL Mode 2 MOPS should contain a note that low Comm-Comm and Comm-Nav antenna isolation associated with aircraft co-site operation will require both VDL transmitter and receiver performance to exceed MOPS requirements, the exact values depending upon aircraft integration factors. 10