Combined Beamforming and Space-Time Block Coding with Sparse Array Antennas

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San Jose State University SJSU ScholarWorks Faculty Publications Electrical Engineering 10-1-2003 Combined Beamforming and Space-Time Block Coding with Sparse Array Antennas Robert H. Morelos-Zaragoza San Jose State University, robert.morelos-zaragoza@sjsu.edu Mohammad Ghavami King's College London, Mohammad_ghavami@kcl.ac.uk Follow this and additional works at: http://scholarworks.sjsu.edu/ee_pub Part of the Electrical and Computer Engineering Commons Recommended Citation Robert H. Morelos-Zaragoza and Mohammad Ghavami. "Combined Beamforming and Space-Time Block Coding with Sparse Array Antennas" Faculty Publications (2003). This Presentation is brought to you for free and open access by the Electrical Engineering at SJSU ScholarWorks. It has been accepted for inclusion in Faculty Publications by an authorized administrator of SJSU ScholarWorks. For more information, please contact scholarworks@sjsu.edu.

Combined Beamforming and Space-Time Block Coding With Sparse Array Antennas Robert H. Morelos-Zaragoza San Jose State University San Jose, CA r.morelos-zaragoza@ieee.org Mohammad Ghavami King s College London London, U.K. Mohammad_ghavami@kcl.ac.uk P222: Smart Antenna Design and Implementation 2003 Communication Design Conference October 1, 2003 San Jose Convention Center San Jose, CA

Outline Adaptive Beamforming and Angular Diversity Beamspace-Time Channel Estimation Array Antenna Channel Model: GBSBEM Peak detection and Adaptive Modulation Sparse Array Antennas and Beam Correlation Channel Estimation Errors Conclusions Oct. 1. 2003 Morelos-Zaragoza and Ghavami 2

Adaptive Beamforming and Angular Diversity First introduced in VTC Conference, Spring 2000 Macrocells with small angular spread Channel knowledge required Reciprocity is assumed (channel same for downlink and uplink) Transmit power allocated to peaks of channel response Space-Time Block Coding (STBC) applied to beams as (angular) diversity elements, as opposed to antennas Assumes flat fading channel (rich multipath environment) Practical for moderate-rate indoor wireless communications Oct. 1. 2003 Morelos-Zaragoza and Ghavami 3

Beamspace-Time Channel Estimation Fixed Beamforming Network at base station (BS) 1. Mobile (MS) sends a pilot signal 2. BS does 360-degree beam scanning (switched beam) 3. BS estimates channel spatial gain pattern (CSGP) 4. BS determines beams and their angles, based on CSGP 5. Space-Time Block Coding (STBC) is applied and symbols transmitted 6. Upon reception, MS uses simple linear processing to estimate symbols Oct. 1. 2003 Morelos-Zaragoza and Ghavami 4

Array Antenna (360 degree coverage) Linear Equally Spaced Array. N elements per sector Three 120-degree sectors Reference DOA n1 nn -60<DOA<60 n1 n1-180<doa< -60 60<DOA<180 nn nn Oct. 1. 2003 Morelos-Zaragoza and Ghavami 5

Example Pattern with 4-Antenna Array Oct. 1. 2003 Morelos-Zaragoza and Ghavami 6

The GBSB * Elliptical Model (GBSBEM) * Geometrically-Based Single-Bounce Scatterers uniformly distributed within an ellipse Low antenna heights Applicable to picocell (indoor) environments y d 0 x BASE STATION MOBILE STATION Main parameters n4 (Loss exponent) d 0 : Uniform [1,100] m τ m 2τ 0 (Maximum delay) L: Number of multipath components, uniform in [10,50] and [26,50] Oct. 1. 2003 Morelos-Zaragoza and Ghavami 7

Peak Detection 3 4 1 2 5 Threshold 10 db Oct. 1. 2003 Morelos-Zaragoza and Ghavami 8

Distribution of Number of Beams Multipath components Threshold Value (left to right) 10 db 16 db 13 db Oct. 1. 2003 Morelos-Zaragoza and Ghavami 9

Adaptive Modulation In accordance to the number of transmit beams, the constellation is modified, to compensate for the rate loss of the STBC scheme: n t 2: K/T 1 QPSK modulation (2 bps/hz) n t 3 and n t 4: K/T ¾ 8-PSK modulation (2.25 bps/hz) Oct. 1. 2003 Morelos-Zaragoza and Ghavami 10

Error Performance of B-STBC: 10-Element Antenna Array Threshold value Oct. 1. 2003 Morelos-Zaragoza and Ghavami 11

Transmit (Angular) Diversity with Sparse Array Antenna Linear equally spaced array with N4 elements Separation of half wavelength Switched-beam system Beams spaced by 6 degrees Channel estimation and beam selection Fixed Beamforming Network Data Constellation Mapping M-ary modulation (QPSK) STBC encoder Fixed N t (2 beams) Oct. 1. 2003 Morelos-Zaragoza and Ghavami 12

Beam Correlation with 4 Antennas Oct. 1. 2003 Morelos-Zaragoza and Ghavami 13

Performance of B-STBC: Correlated Beams B-STBC Beamforming 10-50 paths 26-50 paths Oct. 1. 2003 Morelos-Zaragoza and Ghavami 14

Oct. 1. 2003 Morelos-Zaragoza and Ghavami 15 Channel Estimation Errors 1 0 * 1 0 * 1 * 2 2 1 * 1 0 c, n, H, r c c n n h h h h r r n ~ N c c H n) ~ (NHc c H Ĥ n Hc Ĥ Ĥ r r ~ ' 2 2 * * * + + + + + F F. H N H Ĥ * 1 * 2 2 1 + + e e e e n n n n Equivalent channel Received vector AWGN Transmitted vector Estimation errors

Performance of Adaptive B-STBC (Channel Estimation Errors) 10-1 BF 0.00 BF 0.01 BF 0.05 ST 0.00 ST 0.01 ST 0.05 BER 10-2 Standard deviation of the channel estimation errors as parameter 10-3 GBSBEM with 26-50 paths -2 0 2 4 6 8 10 E b /N 0 (db) Oct. 1. 2003 Morelos-Zaragoza and Ghavami 16

Conclusions Beamforming (BF) outperforms B-STBC, under perfect channel knowledge conditions However, in the presence of channel estimation errors, the performance of BF degrades considerably, and it becomes worse than B-STBC, as the estimation error increases The proposed adaptive B-STBC scheme is robust against channel estimation errors We note that our work focuses on the use of beams as (angular) diversity elements, as opposed to the use of antennas Oct. 1. 2003 Morelos-Zaragoza and Ghavami 17