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Investigation of low noise, low cost readout electronics for high sensitivity PET systems based on Avalanche Photodiode arrays Frezghi Habte, Member, IEEE and Craig S.Levin, Member, IEEE Abstract A compact, low noise and low cost readout system based on commercially available application-specific integrated circuits (ASICs) is under investigation. These front-end circuits have been used to readout a prototype detector module comprising Lutetium Oxyorthosilicate (LSO) scintillation crystals coupled to avalanche photodiode (APD) arrays. A major goal for this work is to build a dedicated high performance breast imaging PET system. Characteristics of signal response, noise, pedestals and gain of the chip have been evaluated. The channels have a linear response to within 2% across a ±75 fc dynamic range and have an intrinsic 12 e- rms noise level in each channel. The chips allow hardware adjustment of bias levels to allow gain uniformity of less than 5% for all channels within a chip. Initial tests of the chip when connected to a prototype APD array also showed good performance. 13% energy resolution was obtained with direct 5.9 kev x-ray interactions in a single APD pixel. The gain performance is very stable over all channels. Initial performance evaluation indicates that the chip has good performance and may be used as front-end electronics for the proposed PET system. I. INTRODUCTION channels that requires a low noise and low power integrated readout system. This work focuses in evaluating compact, low noise and low cost readout electronics based on commercially available multi-channel front-end Application Specific Integrated Circuits (ASICs) [9]. II. PROPOSED PET SYSTEM AND READOUT REQUIREMENTS Figure 1 depicts the proposed small PET systems, which are being developed for breast and small animal imaging. The PET system will be built using many 1-D detector modules, each consisting of a very thin ( 3µm) APD array coupled to a rectangular (1 mm thick) LSO crystal. These detector layers are stacked together and placed edge on with respect to incoming photons. The prototype detector module uses an APD array that comprises of 41 rectangular elements, each with dimension of.7x7 mm 2 on a 1 mm pitch. The final APD array module will be 3µm thick, with more channels and higher compactness. T here is a considerable demand in recent biomedical research to improve the spatial resolution of PET scanners [1-5]. The spatial resolution of PET imaging depends on limiting factors such as detector size, annihilation photon noncollinearity, and positron range [6]. Recent work [7,8] suggests that sub-millimeter spatial resolution can be achieved using compact and highly pixellated avalanche photodiode (APD) arrays coupled to fine LSO scintillation crystals. In order to maintain high detector signal-to-noise ratio (S/N), a novel detector configuration was proposed [8] that provides nearly complete (~95%) light collection efficiency for fine crystals. Based on this design, ultra-high resolution positron emission tomography (PET) systems are being developed for breast and small animal imaging. a 1-D detector arrays placed edge-on APD 5.5 cm axially 1mm thick LSO c 2 cm deep This paper describes the investigation of readout electronics for the proposed PET detector arrays. The compact APD detector module comprises a relatively large number of Manuscript received November 22, 22. This work was supported in part by the Susan G. Komen Foundation under Grant No. IMG-346 and the Whitaker Foundation under Grant No. RG-1-492. F. Habte and C. S. Levin are with the Veterans Affairs Medical Center and University of California, San Diego School of Medicine, San Diego, 92161, USA (telephone: 858-552-8585 ext. 3594, e-mail: fhabte@ucsd.edu). b Figure. 1: Depiction of small PET designs for a) small animal and b) breast imaging systems c) prototype 1-D array detector module In this prototype design, individual APD channel readout is selected in order to provide optimal spatial and energy resolutions. To efficiently manage a large number of channels -783-7636-6/3/$17. 23 IEEE. 661

involved in the design and significantly reduce heat generation in the system, integration of many of the APD channels into a low power and low noise ASIC front-end chip optimized for the system is necessary. In this work, the possibility of utilizing commercially available multi-channel front-end chips is investigated in order to significantly reduce the development time and cost. III. PROTOTYPE READOUT SYSTEM SETUP A prototype multi-channel readout system has been setup as indicated in Figure 2. A prototype APD detector array is connected to a multi-channel readout board (IDEAS ASA), hosting two ASIC chips. Each ASIC chip consists of 32 input readout channels that can operate independently. The output from each channel is multiplexed and readout serially by a digitizer and control unit, which is monitored by a PC. IV. THE FRONT-END ASIC CHIP The front-end readout ASIC chip is based on the VA_TA chip series from IDE AS, Norway. A single VA_TA chip includes 32 channels of a parallel analog readout circuit followed by a corresponding analog trigger circuit. A summary of typical specifications for the selected chip is shown in table 1. A single channel includes a low power charge-sensitive preamplifier/shaper, sample/hold and fast triggering circuits (Figure 3). The trigger chip includes a fast CR-RC shaper followed by externally adjustable level- sensitive discriminator. A signal above the threshold level generates a trigger signal, which is ORed to single trigger output. The trigger signal is sent to the analog chip to toggle the sample/hold circuits to sequentially sample and acquire data. The timing and signal acquisition sequence is depicted in Figure 4. PC Preamp Slow Shaper S/H Fast Shaper Discriminator APD Arrays Multi-Channel Readout Board Data Acquisition Unit + - Trigger Output Figure 2: Prototype readout system setup All channels can also be tested through a multiplexed input that allows injecting a test charge into a specific channel. External bias adjustment is provided for calibration purposes. In general, the system allows control and measurement of fundamental parameters of the chip, which includes pedestal, noise, and gain. Cal Input Analog Output Figure 3: Front-end ASIC architecture Supply Voltage ± 2V Feedback resistor Adjustable (~ 1M to 1G) Input Device PMOS referenced to gnd Peaking time 2µS Capacitive load < 1 pf Noise e + 15e/pF Typical gain ~8.3 µa/ fc Gain Range < 1% of Mean Pedestal Range < 4.5% of full range Table 1: VA/TA summary of specifications 1 Fixed delay 2 3 4 5 Figure 4: Signal acquisition sequence -783-7636-6/3/$17. 23 IEEE. 662

V. ASIC PERFORMANCE MEASUREMENTS Preliminary performance tests have been performed using an internal test pulse provided within the system. Figure 5 shows a semi-gaussian shaped signal response from a typical channel in the preamp/shaping circuit. The 2 µs peaking time is not optimal for LSO and will introduce unnecessary noise into the system. The noise performance of this circuit is comparable or better than most typical discrete charge sensitive preamplifier/shaper circuits currently available. variation in gain between the two 32-channel circuits that may be corrected in post-processing. Gain (mv/fc) 26 25 24 23 22. 9 21 1 1 19 28 37 46 55 64 Channel Number Signal 7 5 3-5 1 15 2 25 Time (us) Figure 7: Gain variation between channels The linearity for one channel of the system after calibration and selecting a suitable threshold was measured using an external test input charge to mimic an APD signal. The charge amplitude was obtained from the peak location in the pulse height spectrum. The response was linear to within 2% within a ± 5fC dynamic range (Figure 8). Figure 5: Preamp/Shaper signal response for one channel. Figure 6 shows the noise and pedestal measurements for all channels. The values are obtained by a multiplexed readout sequence, where a hold is applied and a consecutive sampling of the shaped signals has been performed. The intrinsic noise of the chip is uniform over all channels to within ±1%. Pedestal spread is large but may be corrected in software. The pedestal represents the minimum detected pulse height for a given channel. Mean Response (ADC Reading) 4 3 2 - -2-3 -4-3 - 3 Pedesta/Noise (mv) 7 4 1-2 -5 Pedestal 1 1 19 28 37 46 55 64 Channel Number Noise Figure 6: Pedestal and noise variation between ASIC channels without APD array connected. External bias adjustment keeps the gain variation between channels in a single chip to less than 5%. There is a slight Input External charge pulse (FC) Figure 8: Linearity and dynamic range performance test VI. INITIAL TESTS AND RESULTS WITH APD CONNECTED Two different prototype 1-D APD arrays were used to perform basic performance measurement tests, using a 5.9 kev Fe-55 x-ray source. The first measurement was performed using a prototype APD array obtained from RMD, Inc. It consists of 41 APD elements, each with.7 x 7 mm 2 on a 1 mm pitch. At bias voltage around V bias =1V, it has a stable gain with dark current of about 5nA and capacitance of.7pf/mm 2 [8]. In this particular test, eight APD elements (channels) were used, each connected to the front-end ASIC using ac coupling due to the relatively high leakage current of the APD. The -783-7636-6/3/$17. 23 IEEE. 663

response of all channels superimposed is shown in Figure 9. The plot shows that uniformity between channels is maintained with less than 5% gain variation, even when the APD array is connected to the ASIC. performance measurements using a LSO scintillation crystal sheet have been performed in another report [7]. 2 12 8 4 Counts 15 5 13% FWHM at 5.9 kev 2 3 4 5 ADC reading (mv) Figure 9: Measured x-ray spectra in 8 APD channels A second prototype APD array was obtained from Advanced Photonics, Inc. This APD array comprised 16 line elements, each with.3x8 mm 2 area on a.5mm pitch. The array was operated at bias voltage of around 17V, with all channels connected via ac coupling to the front-end ASIC. The array has a dark current of 4 na and capacitance of 6pf per channel. Figure 1 shows a weighted mean position calculation using all digitized signals using data obtained from direct x-ray interactions in the APD pixels. Using all channels for positioning events is unnecessary for x-ray direct interactions but was done in this case to access both the degree of interpixel noise and sensitivity variation in one plot. The good response uniformity is evident from this plot. The sharp peaks at the pixel locations indicate a low level of un-correlated pixel noise, which will be important for positioning events with a scintillation crystal sheet, where light is shared over elements. Peak Counts 25 2 15 5 2 4 6 8 1 12 14 16 18 APD channel positions (1 to 16) Figure 1: Weighted mean x-ray response over 16 channels. A single channel measurement with direct x-ray interactions (Figure 11) provided an energy resolution of 13% of FWHM at 5.9 kev, which is comparable to that obtained with a standard discrete charge sensitive preamp/shaper circuit [7]. Preliminary. 3 6 9 12 15 Energy (KeV) Figure 11: X-ray spectra for 1 ASIC channel VII. DISCUSSION AND CONCLUSION Preliminary performance measurements indicate that the frontend ASIC tested has excellent performance with stable noise and gain uniformity. Initial results with APD arrays connected to the ASIC also showed good signal uniformity and relatively low noise. The fact that the ASIC works well with the two different prototype APD arrays shows that these commercially available ASIC circuits are versatile and may be used in the proposed design. More detailed evaluation of the ASIC, and its capabilities to readout APD arrays, in particular with regard to spatial, energy, and temporal resolutions using a scintillation crystal sheet are being performed. The design of a complete readout system based on such front-end ASICs and additional separate acquisition and processing units are also under investigation. VIII. ACKNOWLEDGMENT The authors would like to thank R. Farrell at RMD, Inc. and M. Szawlowski at Advanced Photonics for useful discussions and providing APD array samples, and Dr. B. Sundal for useful discussions and support with regarding to the front-end ASIC. IX. REFERENCES [1] Y. Shao, K. Meadors, R. W. Silverman, R. Farrell, L. Cirignano, R. Grazioso, K.S. Shah, and S.R. Cherry, Dual APD Array Readout of LSO Crystals: Optimization of Crystal Surface Treatment, IEEE Trans. Nucl. Sci., Vol. 49, No. 3, June 22 [2] An A.R. Fremout, Ruru Chen, Peter Bruyndonckx, and Stefaan P.K. Travernier, Spatial Resolution and Depth-of-Interaction Studies With a PET Detector Module Composed of LSO and an APD Array, IEEE Trans. Nucl. Sci., Vol. 49, No. 1, February 22. [3] B. J. Pichler, F. Bernecker, M. Rafecas, W. Pimpl, M. Schwaiger, E. Lorenz and S. I. Ziegler, A 4 X 8 APD Array, Consisting of Two Monolithic Silicon Wafers, Coupled to a 32-Channel LSO Matrix for -783-7636-6/3/$17. 23 IEEE. 664

High- Resolution PET, IEEE Trans. Nucl. Sci., Vol. 48, No. 4, August 21. [4] A. Del Guerra, G. Di Domenico, M.Scandola, and G. Zavattini, High spatial resolution small animal YAP-PET, Nucl. Instr.and Meth. A 49 (1998) 537-541. [5] G. Visser, S. Cherry, M. Clajus, Y. Shao, and T. O. Tümer "Development of low power high speed readout electronics for high resolution PET with LSO and APD arrays" Presented at the IEEE Medicl Imaging Confrence, San Diego. (21) [6] C.S. Levin and E. J. Hoffman, "Calculation of positron range and its effect on fundamental limit of positron emission tomography system spatial resolution," Phys. Med. Biol., 44(1999) 781-799. [7] C.S. Levin, Scintillation light collection studies with a new avalanche photodiode array and readout configuration for positron emission tomography. Presented at the 22 IEEE Nuclear Science Symposium and Medical Imaging Conference. Abstract #M11-15. [8] Levin, CS. Design of a High Resolution and High Sensitivity Scintillation Crystal Array for PET with Nearly Perfect Light Collection., IEEE Trans Nucl Sci Vol. 49, No.5, Oct. 22, 2236-43 [9] IDE AS, Veritasparken at Høvikodden, outside Oslo, Norway -783-7636-6/3/$17. 23 IEEE. 665