RF exposure impact on 5G rollout A technical overview

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RF exposure impact on 5G rollout A technical overview ITU Workshop on 5G, EMF & Health Warsaw, Poland, 5 December 2017 Presentation: Kamil BECHTA, Nokia Mobile Networks 5G RAN Editor: Christophe GRANGEAT, Nokia Mobile Networks Architecture, Technology and R&D Foundation 1

More spectrum with improved spectrum utilization To serve a broad range of 5G use cases < 3 GHz Wide & medium area coverage, existing grid, current radios Macro BS & Small Cells 3 GHz-6 GHz High capacity, existing grid, new radios mmwave (6-100 GHz) Ultra high capacity, denser grid, new radios Spectrum utilisation 5G spectrum utilization is up to 98% of carrier bandwidth with 40-100 MHz bandwidth (vs. LTE up to 90%) Massive MIMO BS introduction 5G hotspots Drones Home Industry Healthcare Events In-vehicle infotainment Truck platooning 5G MBB for 8K video streaming, VR/AR Structural 5G deployment area 5G use case 2

5G Small Cell use cases Compounding factors will lead to Small Cells playing a key role in 5G 5G key characteristics pointing to SC High frequency bands Unlicensed band aggregation Lead to reduced ISD & poor indoor coverage 5G key use cases pointing to SC Focus on Ultra broadband Alternative use cases & IoT Unlicensed bands power limits lead to small aggregation zones 5G deployed where SC are today. Less /cell = spectral efficiency Small Cells perfect fit for industry verticals, private networks & all indoor locations Urban SC underlay utilising current 4G SC grid Indoor Dedicated indoor Small Cell solution 5G small cells Mass events Small Cells for ultra broadband Verticals Small Cells for Private networks 3

CDF Small Cells reduce RF exposure and improve performance Considering user equipment and system behavior Roles of Small Cells Low-powered base station (<6.3 W/port) installed close to users Indoor/outdoor coverage (10 to 100 s meters) Improve capacity & coverage in localized areas When the Small Cell is on User equipment () performance is increased power transmission is reduced by a factor 8 (9 db) for a 50 th percentile of points near the SC From field measurements using walk tests within 100 m around the small cells (see T. Mazloum et al. Assessment of RF Human Exposure to LTE Small-And Macro-Cells: UL Case, EuCAP 17, March 2017) 1 0.8 0.6 0.4 0.2 SC macro 9 db 0-10 0 10 20 25 UL power (dbm) 0 20 40 UL throughput (Mbps) 4

Impact of more restrictive limits on Small Cells with 4G (now) and 5G Additional cost and delays Simplified installation criteria have been adopted globally (based on IEC 62232 & ITU-T K.100 using ICNIRP limits) Consequences of restrictive limits Exposure limits reached with lower EIRP or less equipment per site Higher cost (more sites) Additional delays in providing broadband access to people Source: GSMA and Small Cell Forum SCF012 [http://scf.io/en/documents/012_iec_equipment_classes_infographic.php] 5

Massive MIMO use cases in 5G Beneficial to end users with significant capacity and coverage gain Inside of buildings and towers Stationary users Dense Urban Typical user throughput performance improvements: Uplink (UL): 5X to 8X Downlink (DL): 2X to 3X Typical user throughput performance improvements: Uplink (UL): 2X to 5X Downlink (DL): 2X to 3X Typical user throughput performance improvements: Uplink (UL): 2X to 3X Downlink (DL): 2X Assumptions: user throughput in 4.9G using B41 mmimo 64T64R radio vs 8T8R radio UL = transmission from the base station to the user equipment DL = transmission from the user equipment to the base station 6

z' Elevation Massive MIMO principles To serve each active user with a dedicated beam for the duration of the call Roles of massive MIMO Coverage (high bands) Capacity and performance Spectrum efficiency Principle 10 8 6 4 2 Active antenna system composed of many small active antenna elements Antenna beams are steerable in 2D or 3D directions Energy is mainly focused on active user equipment () Lower amount of unwanted interference 0 4-2 2 0 0 1 2-2 y' x' Azimuth (Outdoor users) (Indoor home) (Indoor buildings) 7

4 to 8 floors 4 to 8 floors 5G massive MIMO transmitted power statistics Case study based on realistic scenarios defined in 3GPP TR 36.873 Antenna array system 8x8 antenna elements 3.5 GHz 26 dbi gain Wideband eigenbeamforming Full buffer Sub-network model 7 sites x 3 cells Urban Micro scenario (UMi) h=10 m Outdoor (20%) Indoor (80%) Number of s per cell (K) Urban Macro scenario (UMa) h=25 m Outdoor (20%) Indoor (80%) drop duration (D) 60 s 10 s 1 s x1 x2 x5 [from P. Baracca et al., A Statistical Approach for RF Exposure Compliance Boundary Assessment in Massive MIMO Systems submitted to WSA 18, Bochum.] 8

Actual transmitted power with massive MIMO systems Normalized Tx power distribution: 95 th percentile < 26 % and 99 th percentile < 32 % Single served for 1 to 60 s Lower Tx power for shorter active duration D Multiple s (1, 2 or 5) served for 60 s Increasing the number of s K reduces the deviation of the Tx power around its average value 95 th 99 th 95 th 99 th Note: CDF are in the direction of the normalized max Tx power (-5 elevation and 0 azimuth); CDF with (0 elevation and 0 azimuth) is lower [from P. Baracca et al., A Statistical Approach for RF Exposure Compliance Boundary Assessment in Massive MIMO Systems submitted to WSA 18, Bochum.] 9

Impact of more restrictive exposure limits on compliance distances Reduced Tx power smaller cell range increased nb of sites increased costs & delays Full Tx power Workers General public Assumptions: Synthetic method simulation (EMFVisual V.3.03c) TDD system with DL/UL ratio of 0.75 99 th percentile Tx power 95 th percentile Tx power Derived from P. Baracca et al., A Statistical Approach for RF Exposure Compliance Boundary Assessment in Massive MIMO Systems submitted to WSA 18, Bochum 10

RF exposure assessment impact on 5G rollout Key take-aways 5G is introducing new spectrum and improved spectrum utilization serving a broad range of use cases More restrictive exposure limits mean lower transmitted power per site and more sites to achieve the expected network performances, resulting in additional costs and delays to get access to 5G use cases RF exposure varies considerably in time and space depending on active users distribution and traffic conditions Statistical models provide a useful information to assess the actual RF exposure conditions for 5G systems Measurements and management systems (e.g. transmitted power analytics) provide complementary information to enforce statistical model based assessments 11