Enhanced Uplink Dedicated Channel (EDCH) High Speed Uplink Packet Access (HSUPA) EDCH Background & Basics Channels/ UTRAN Architecture Principles: scheduling, handover Performance Results
Background E-DCH is a Rel-6 feature with following targets Improve coverage and throughput, and reduce delay of the uplink dedicated transport channels Priority given to services such as streaming, interactive and background services, conversational (e.g. VoIP) also to be considered Full mobility support with optimizing for low/ medium speed Simple implementation Special focus on co-working with HSDPA Standardization started in September 2002 Study item completed in February 2004 Stage II/ III started in September/ December 2004 Release 6 frozen in December 2005/ March 2006 Various improvements have been introduced in Rel-7 & Rel-8 2
E-DCH Basics E-DCH is a modification of DCH Not a shared channel, such as HSDPA in the downlink!! PHY taken from R99 Turbo coding and BPSK modulation Power Control 10 msec/ 2 msec TTI Spreading on separate OVSF code, i.e. code mux with existing PHY channels MAC similarities to HSDPA Fast scheduling Stop and Wait HARQ: but synchronous New principles p Intra Node B softer and Inter Node B soft HO should be supported for the E-DCH with HARQ Scheduling distributed between UE and NodeB 3
E-DCH Scheduling UE NodeB UE detects data in buffer Scheduling information Scheduling grant DATA Scheduler takes UE for scheduling Scheduling grant UE sends scheduling information MAC-e signaling On E-DPCCH: happy bit NodeB allocates the resources Absolute/ relative scheduling grants Algorithms left open from standards Depending on the received grants, UE decides on transmission Scheduling grant Scheduling information Maintains allocated resources by means of internal serving grants Selects at each TTI amount of E-DCH data to transmit Algorithms fully specified by UMTS standard 4
E-DCH Scheduling Principle UL Load Serving E-DCH users Non-serving E-DCH users Non E-DCH UL Load target UE #m UE #1 E-DCH scheduler constraint Keep UL load within the limit Scheduler controls: E-DCH load portion from non- serving users of other cells E-DCH resources from each serving user of own cell Non E-DCH load portion DCH, RACH, HS-DPCCH May include non-scheduled E-DCH Controlled by legacy load control, e.g. Admission/ Congestion control Notes: E-DCH users transmit asynchronously Each UE owns whole code tree 5
UMTS Channels with E-DCH Cell 1 Cell 2 = Serving E-DCH cell Rel-6 E-DCH (in SHO) UL PS service (DTCH) UL Signalling (DCCH) UE R99 DCH (in SHO) UL/DL signalling (DCCH) UL/DL CS voice/ data Rel-5 HS-DSCH (not shown) DL PS service (DTCH) DL signalling (Rel-6, DCCH) 6
E-DCH Channels E-DPDCH Carries the data traffic Variable SF = 256 2 UE supports up to 4 E-DPDCH E-DPCCH Contains the configuration as used on E-DPDCH Fixed SF = 256 E-RGCH/ E-HICH E-HICH carries the HARQ acknowledgements E-RGCH carries the relative scheduling ggrants Fixed SF = 128 Up to 40 users multiplexed onto the same channel by using specific signatures E-AGCH Carries the absolute scheduling grants Fixed SF = 256 7
Timing Relation (UL) Downlink DPCH CFN CFN+1 15 T slot (10 msec) Uplink DPCCH 0.4 T slot (1024 chips) ±148chips CFN E-DPDCH/ E-DPCCH 10 msec TTI 2msec TTI Subframe #0 10 msec Subframe #1 Subframe #2 Subframe #3 Subframe #4 3 T slot (2 msec) E-DPDCH/ E-DPCCH time-aligned to UL DPCCH 8
HSUPA UE Categories E-DCH Category Max. num. Codes Min SF EDCH TTI Maximum MAC-e TB size Theoretical maximum PHY data rate (Mbit/s) Category 1 1 SF4 10 msec 7110 0.71 Category 2 2 SF4 10 msec/ 2 msec 14484/ 2798 1.45/ 1.4 Category 3 2 SF4 10 msec 14484 1.45 Category 4 2 SF2 10 msec/ 20000/ 2.0/ 2msec 5772 289 2.89 Category 5 2 SF2 10 msec 20000 2.0 Category 6 4 SF2 10 msec/ 20000/ 20/ 2.0/ 2 msec 11484 5.74 Category 7 4 SF2 10 msec/ 20000/ 2.0/ (Rel.7) 2msec 22996 11.5 When 4 codes are transmitted, 2 codes are transmitted with SF2 and 2 with SF4 UE Category 7 supports 16QAM 9
E-DCH UTRAN Architecture Evolution from Rel-5 E-DCH functionality is intended for transport of dedicated logical channels (DTCH/ DCCH) E-DCH in Rel-6 Additions in RRC to configure E-DCH RLC unchanged (UM & AM) New MAC-es entity with link to MAC-d New MAC-e entity located in the Node B MAC-e entities from multiple NodeB may serve one UE (soft HO) SRNC Logical Channels CRNC NodeB Transport Channels MAC-es MAC-d flows MAC-e EDCH w/o MAC-c/sh MAC-d flows MAC-hs HS-DSCH RRC MAC-d DCH Upper phy DCCH DTCH MAC-c/sh RLC DSCH FACH PDCP BCCH MAC-b BCH 10
MAC-e/es in UE To MAC-d MAC-es/e E-TFC Selection Multiplexing MAC Control MAC-e/es Functions Priority handling Per logical channel HARQ Multiplexing MAC-d flow concept Mux of data from multiple MAC-d flows into single MAC-e PDU Associated Scheduling Downlink Signalling (E-AGCH / E-RGCH(s)) Associated ACK/NACK signaling (E-HICH) UL data (E-DPDCH) Associated Uplink Signalling: E-TFCI, RSN, happy bit (E-DPCCH) Scheduling Maintain scheduling grant E-TFC selection HARQ handling Cf. 25.309 11
MAC-e in NodeB MAC Control E-DCH Scheduling MAC-d Flows UE #2 UE #1 E-DCH Control UE #N De-multiplexing MAC-e Functions Per user HARQ handling: ACK/ NACK generation De-multiplexing E-DCH control: Rx/ Tx control signals MAC-e HARQ entity E-DCH scheduling for all users Assign resources (scheduling grants) Cf. 25.309 Common RG Associated Uplink Signalling Associated Downlink Signalling E-DCH Iub overload control 12
MAC-es in SRNC To MAC-d MAC-es MAC-es Functions Queue distribution Disassembly Disassembly Disassembly MAC Control Reordering Reordering/ Reordering/ Reordering/ Combining Combining Combining Per logical channel In-sequence delivery Reordering Queue Distribution Reordering Queue Distribution Macro-diversity combining: frame selection MAC-d flow #1 MAC-d flow #n Disassembly Cf. 25.309 From MAC-e in NodeB #1 From MAC-e in NodeB #k 13
Data Flow through Layer 2 RLC MAC-d MAC-e/es RLC PDU: Header DATA MAC-d PDU: DATA MAC-es PDU: TSN DATA DATA DDI N DDI N DDI DATA DATA Padding MAC-e header MAC-es PDU (Opt) DDI: Data Description Indicator (6bit) MAC-d PDU size Log. Channel ID Mac-d flow ID N: Number of MAC-d dpdus (6bit) TSN: Transmission Sequence Number (6bit) MAC-e PDU: PHY DATA 14
Hybrid ARQ Operation N-channel parallel HARQ with stop-and-wait protocol Number of HARQ processes N to allow uninterrupted E-DCH transmission 10 msec TTI: 4 2 msec TTI: 8 Synchronous retransmissions Retransmission of a MAC-e PDU follows its previous HARQ (re)transmission after N TTI = 1 RTT Incremental Redundancy via rate matching Max. # HARQ retransmissions specified in HARQ profile NACK ACK NACK ACK New Tx 1 New Tx 2 New Tx 3 New Tx 4 Re-Tx 1 New Tx 2 Re-Tx 3 New Tx 4 Re-Tx 1 Re-Tx 2 NACK NACK 15
E-DCH UE Scheduling UE maintains internal serving grant SG SG are quantized Maximum E-DPDCH/ DPCCH power ratio (TPR), which are defined by 3GPP Reception of absolute grant: SG = AG No transmission: SG = Zero_Grant Reception of relative grants: increment/ decrement index of SG in the SG table AG and RG from serving RLS can be activated for specific HARQ processes for 2msec TTI UE selects E-TFC at each TTI Allocates the E-TFC according to the given restrictions Serving grant SG UE transmit power Provides priority between the different logical channels 16
Scheduling Grant Table Index Scheduled Grant 37 (168/15) 2 *6 36 (150/15) 2 *6 35 (168/15) 2 *4 34 (150/15) 2 *4 33 (134/15) 2 *4 32 (119/15) 2 *4 31 (150/15) 2 *2 30 (95/15) 2 *4 29 (168/15) 2 14 (30/15) 2 13 (27/15) 2 12 (24/15) 2 11 (21/15) 2 10 (19/15) 2 9 (17/15) 2 8 (15/15) 2 7 (13/15) 2 6 (12/15) 2 5 (11/15) 2 4 (9/15) 2 3 (8/15) 2 Scheduling grants are max. E-DPDCH/ DPCCH power ratio (TPR traffic to pilot ratio) Power Ratio is related to UE data rate Relative Grants SG moves up/ down when RG = UP/ DOWN Absolute Grants SG jumps to entry for AG 2 reserved values for ZERO_GRANT/ INACTIVE 2 (7/15) 2 1 (6/15) 2 0 (5/15) 2 17
E-DCH Scheduling Options Rate Scheduling Time Scheduling ra ate ra ate UE2 UE1 UE1 UE2 UE3 UE1 UE3 time time UEs are continuously active Data rate is incremental increased/ decreased by relative scheduling grants UEs are switched on/ off by absolute scheduling grants UEs should be in synch No synch between UEs required Load variations might be large Load variations can be kept low For (verry) high data rates For low to medium data rates 18
Timing Relation for Scheduling Grants Load estimation, etc Scheduling decision E-RGCH E-AGCH HARQ process number E-DCH 1 2 3 4 1 2 3 AG applied to this HARQ process RG interpreted relative to the previous TTI in this HARQ process. AG and RG associated with specific uplink E-DCH TTI, i.e. specific HARQ process Association based on the timing of the E-AGCH and E-RGCH. Timing is tight enough that this relationship is un-ambiguous. Example: 10msec TTI 19
Scheduling Information Happy bit signaling One bit status flag send on E-DPCCH at each TTI Criterion for happy bit Set to unhappy if UE is able to send more data than given with existing serving grant Oh Otherwise set to happy Scheduling Information Reporting Content of MAC-e report Provides more detailed information (log. channel, buffer status, UE power headroom) Will be sent less frequently (e.g. every 100 msec) Parameters adjusted by RRC (e.g. reporting intervals, channels to report) 20
HSUPA Resource Allocation Capabilities of the UEs -MAC-e PDU size limits -SF limits Node B resources -decoding capability -Iub bandwidth capacity Cell resources -Admissible uplink noise rise/load -CAC via RNC -Number AGCH/RGCH E-DCH Radio Resource Management E-RRM -Keep uplink load within the limit -Control E-DCH load portion from non- serving users of other cells -Control E-DCH resources from each serving user of own cell -Satisfy QoS/ GoS requirements (Ranking PF/SW) -Maximize HSUPA cell throughput QoS parameters -Throughput bounds Task: assigns Serving Grants (relative or absolute grants) in terms of a power offset to the current DPCCH power to the UEs in order to control the maximum data rate Finally, the UE decides by itself on the used power ratio and the transport block size taking into account the restrictions sent by Node B 21
NodeB Scheduling Principle UL Load Serving E-DCH users Non-serving E-DCH users Non E-DCH UL Load target UE #m UE #1 E-DCH scheduler constraint Keep UL load within the limit Scheduler controls: E-DCH load portion of non-serving users from other cells E-DCH resources of each serving user of own cell Principles: Rate vs. time scheduling Dedicated control for serving users Common control for non-serving users Note: Scheduler cannot exploit fast fading! 22
Non-scheduled Mode Configured by the SRNC UE is allowed to send E-DCH data at any time Signaling overhead and scheduling delay are minimized Support of QoS traffic on E-DCH, e.g. VoIP & SRB Characteristics Resource given by SRNC: Non-scheduled Grant = max. # of bits that can be included in a MAC-e PDU UTRAN can reserve HARQ processes for non-scheduled transmission Non-scheduled transmissions defined per MAC-d flow Multiple non-scheduled MAC-d flows may be configured in parallel One specific non-scheduled MAC-d flow can only transmit up to the nonscheduled grant configured for that MAC-d flow Scheduled grants will be considered ed on top of non-scheduled transmissions Scheduled logical channels cannot use non-scheduled grant Non-scheduled logical channels cannot transmit data using Scheduling Grant 23
E-DCH Operation in Soft Handover scheduling grant HARQ ACK/ NACK UE scheduling grant HARQ ACK/ NACK NodeB 1 NodeB 2 Macro-diversity operation on multiple NodeBs Softer handover combining in the same NodeB Soft handover combining in RNC (part of MAC-es) Independent d MAC-e processing in both NodeBs HARQ handling rule: if at least one NodeB tells ACK, then ACK Scheduling rule: relative grants DOWN from any NodeB have precedence 24
Mobility Handling The UE uses soft handover for associated DCH as well as for E-DCH Using existing triggers and procedures for the active set update (events 1A, 1B, 1C) E-DCH active set is equal or smaller than DCH active set New event 1J: non-active E-DCH link becomes better than active one The UE receives AG on E-AGCH from only one cell out of the E-DCH active set (serving E-DCH cell) E-DCH and HSDPA serving cell must be the same Hard Handover, i.e. change of serving E-DCH cell Using RRC procedures, which maybe triggered by event 1D Could be also combined with Active Set Update 25
Mobility Procedures SRNC MAC-es SRNC MAC-es MAC-e MAC-e MAC-e MAC-e NodeB NodeB NodeB NodeB s t Serving E-DCH radio link Serving E-DCH radio link Inter-Node B serving E-DCH cell change within E-DCH active set Note: MAC-e still established in both NodeBs! 26
Serving E-DCH Cell Change UE Target serving E-DCH cell Source serving E-DCH cell SRNC = DRNC RL Reconfiguration Prepare RL Reconfiguration Ready Serving E-DCH cell change decision i.e. event 1D RL Reconfiguration Prepare If new NodeB RL Reconfiguration Ready Radio Bearer Reconfiguration RL Reconfiguration Commit RL Reconfiguration Commit Synchronous Reconfiguration with T activation Radio Bearer Reconfiguration Complete UE receives now AG & dedicated RG from target cell Handover of E-DCH scheduler control Handover of HS-DSCH serving cell No changes in UL transport bearer DL transport bearer setup No MAC-es RESET MAC-hs RESET 27
E-DCH RRM Principle UL Load UL Load target E-DCH resources controlled by UL load target E-DCH non-serving load portion Serving E-DCH users Non-serving E-DCH users Non E-DCH Non E-DCH load portion NodeB schedules E-DCH users according to RNC settings Priority for non E-DCH traffic RNC still controls non E-DCH load portion By means of e.g. admission/ congestion control Based on an estimate of non- EDCH load 28
E-DCH Performance & Capacity E-DCH offers improved throughput due to HARQ gain Faster scheduling with tighter UL load control The additional PHY channels consume resources UL load: DPCCH, E-DPCCH DL power/ codes: E-HICH/ E-RGCH, E-AGCH 29
User Throughput vs. Aggregate Cell Throughput put [kbps] User Through 1200 1000 800 600 400 200 0 10ms TTI, unlimited CE dec. rate 2ms TTI, next release 36 cells network 1 2 3 #UEs/cell 4 5 6 7 8 9 200 400 600 800 1000 1200 1400 1600 Aggregated Cell Throughput [kbps] 10 UMTS composite channel model FTP traffic model (2 Mbyte upload, 30 seconds thinking time) Maximum cell throughput h t reached for about 7 8 UEs per cell Cell throughput drops if #UEs increases further since the associated signaling channel consume UL resources too 30
Single User Performance Avera age User Throu ghput [kbps] 3500 3000 2500 2000 1500 1000 500 0 Average user throughput 2ms, 1Tx 10ms, 1Tx (RLC layer) aye) for different ee channel profiles AWGN PedA3 PedA30 VehA30 VehA120 Scenario 1 UE in the network 1 target HARQ transmission For AWGN channel conditions: 10ms TTI: up to 1.7 Mbps (near theoretical limit of 1.88 Mbps) 2ms TTI: up to 3 Mbps (below theoretical ti limit it 5.44 Mbps) E.g. due to restrictions from RLC layer (window size, PDU size) 31
E-DCH Summary New uplink transmission concept Optimized for interactive, background and streaming, support of conversational Full support of mobility with optimizing for low/ medium speed Improved PHY approach New UL transport channel: E-DCH Additional signalling channels to support HARQ and E-DCH scheduling MAC-e/es entity located in NodeB/ SRNC Distributed E-DCH scheduling between UE and NodeB E-DCH supports soft/ softer HO Radio Resource Control procedures similar to HSDPA E-DCH Resource Management Cumulated resources managed by Controlling-RNC Re-use of principles for DCH control (handover, state transition) Significant improved performance 32
References Papers A. Ghosh et al: Overview of Enhanced Uplink for 3GPP W-CDMA, Proc. IEEE VTC 04/ Milan, vol. 4, pp. 2261 2265 H. Holma et al: HSDPA/ HSUPA for UMTS, Wiley 2006 Standards TS 25.xxx series: RAN Aspects TR 25.896: Feasibility Study for Enhanced Uplink for UTRA FDD TR 25.808: FDD Enhanced Uplink; Physical Layer Aspects TR 25.309/ 25.319 (Rel.7 onwards): (FDD) Enhanced Uplink: Overall Description (Stage 2) 33
Abbreviations ACK (positive) Acknowledgement AG Absolute Grant AM Acknowledged (RLC) Mode AMC Adaptive Modulation & Coding BO Buffer Occupancy CAC Call Admission Control CDMA Code Division Multiple Access DBC Dynamic Bearer Control DCH Dedicated Channel DDI Data Description Indicator DPCCH Dedicated Physical Control Channel E-AGCH E-DCH Absolute Grant Channel E-DCH Enhanced (uplink) Dedicated Channel E-HICH Indicator E-DCH HARQ Acknowledgement Channel E-RGCH E-DCH Relative Grant Channel E-TFC E-DCH Transport Format Combination FDD Frequency Division Duplex FEC Forward Error Correction FIFO First In First Out FP Framing Protocol GoS Grade of Service HARQ Hybrid Automatic Repeat Request IE Information Element MAC-d dedicated Medium Access Control MAC-e/es E-DCH Medium Access Control Mux Multiplexing NACK Negative Acknowledgement NBAP NodeB Application Part OVSF Orthogonal Variable SF (code) PDU Protocol Data Unit PHY Physical Layer PO Power Offset QoS Quality of Service QPSK Quadrature Phase Shift Keying RB Radio Bearer RG Relative Grant RL Radio Link RLC Radio Link Control RLS Radio Link Set RRC Radio Resource Control RRM Radio Resource Management RV Redundancy Version SDU Service Data Unit SF Spreading Factor SG Serving Grant SI Scheduling Information TNL Transport Network Layer TPR Traffic to Pilot Ratio TTI Transmission Time Interval UM Unacknowledged d (RLC) Mode 34