NIST Activities in Wireless Coexistence

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NIST Activities in Wireless Coexistence Communications Technology Laboratory National Institute of Standards and Technology Bill Young 1, Jason Coder 2, Dan Kuester, and Yao Ma 1 william.young@nist.gov, 303-497-3471 2 jason.coder@nist.gov, 303-497-4670

Wireless technologies sharing spectrum Multiple technologies in the same ISM bands 900 MHz, 2.4 GHz, and 5 GHz Standards based: IEEE 802.11, IEEE 802.15.4, etc. Non-standards based: Radio-Frequency Personal Alert Safety Systems (RF PASS) Standards under modification: LTE in the ISM band (LAA-LTE) [1] Emerging applications: Body Area Networks (BANs), Smart Meters, etc. New approaches to spectrum access: 3.5 GHz tiered access [2] The Bring Your Own Device (BYOD) trend [1{3GPP, LTE in Unlicensed Spectrum June 2014, http://www.3gpp.org/news-events/3gpp-news/1603-lte_in_unlicensed. [2]http://www.fcc.gov/rulemaking/12-148

What we mean by coexistence metrology Coexistence: The ability of two of more spectrum-dependent devices or networks to operate without harmful interference. [3] From the C63.27 Working Group on coexistence Functional coexistence: the ability of the target of evaluation (ToE) to successfully perform its intended functions in the presence of other RF devices and other users of spectrum Inhibitive coexistence: the potential of a ToE to inhibit the successful functioning of other users of spectrum Coexistence metrology: measurement of the mutual interaction and correlated impacts between multiple, heterogeneous communication systems. [3]IEEE Std 1900.2TM - 2008, IEEE Recommended Practice for the Analysis of In-Band and Adjacent Band Interference and Coexistence Between Radio Systems.

Evaluating spectrum sharing algorithms How do we know a spectrum sharing algorithm is efficient? Will the algorithm be able to operate in the presence of other technologies? There is a growing need to answer such questions. Rigorous testing methods are required Numerical/Analytical testing Radiated verification

Interference/coexistence impacts from complex modulated signals LTE interference example LTE signal interfering with cable modems LTE waveforms depend on the source block usage Generate significantly different spectrum and corresponding impacts on the ToE Research focus Generalize a waveform that covers the range of conditions Voice LTE time plan over 20 MHz time plan for LTE

Impact of complex/modulated signals Using a direct-injection setup, we evaluated the impact of different signals on the same device, in the same configuration. 20 MHz LTE, 10 MHz LTE both fully allocated 10 MHz VoLTE-like signal 61000-4-3 AM signal Device is looking at a single 6 MHz channel with the same center frequency. What characteristics of the signal are causing this behavior? Can we develop a generic signal for interference testing?

Research Ideas KPI throughput, EVM, latency, jitter, BER, TOC (threshold of communication). Coexistence metrics -- POI (probability of interference), SIR (signal-to-interference ratio) sensitivity of DUT. CGD (cumulative gain distribution) distribution of combined gain of antennas and channel. Support ANSI C63.27 standardization effort and T&E Design analytical process to derive POI from measurement data Uncertainty analysis

Meeting the challenge of coexistence Collect information on real-world scenarios Statistics on spectrum usage in the local deployment environment Quality and comparability of data is critical Test and validate performance Need relevant performance metrics Inclusion of non-standard protocols via arbitrary RF waveforms Initial protocol design Parameters set so that different, uncoordinated protocols minimize impact on each other Required in IEEE wireless protocol development

RF environment of deployment must be understood Basic propagation behavior Multipath and attenuation Frequency dependence of building penetration Density of wireless devices Number of items in the room, on the body, etc. Network configurations e.g., ultra-dense networks [4] Spectrum activity power levels duty cycles [4]E. Obregon E, Sung Ki Won, and J. Zander, "On the sharing opportunities for ultra-dense networks in the radar bands," Dynamic Spectrum Access Networks (DYSPAN), 2014 IEEE International Symposium on, vol., no., pp.215,223, 1-4 April 2014.

Research and develop a calibrated distributed spectrum monitoring system Collect RF environment data for coexistence test development Localized monitoring granularity In-building, power plant, hospital room, stadium, etc. Supports 3.5 GHz tiered licensing research wireless spectrum sensor Spectrum monitoring in a manufacturing facility - within the building and penetration into the building

Key considerations in distributed spectrum monitoring system Type of data collected Usage statistics based on power, channel occupancy, etc. Transceiver performance calibration, cost, density of distribution Relative timing between collection nodes Antenna or probe Antenna impacts on measured quantity Field probe versus antenna to obtain more fundamental values

Wireless Forensics: A Critical Component to Successful Spectrum Sharing Ability to share spectrum relies on good neighbors Adherence or enforcement of rules required for confidence in spectrum sharing approaches NIST research effort: Develop a set of metrology and analysis tools for wireless forensics Collect spectrum data with a heterogeneous, distributed sensor network Various cost and capability levels Likely need to be self-organizing, dynamic in nature Perform rapid signal deconstruction and localization

Testing a Spectrum Monitoring Network Spectrum monitoring system response tests are critical abutting incumbent use: the exclusion zone along coasts Need a mobile test platform to emulate radar from different points at sea Need to transmit surrogate radar test waveforms [5]NTIA Technical Report TR-15-517 3.5 GHz, Exclusion Zone Analyses and Methodology, June 2015. Ex: Middle west coast shipborne radar exclusion zone Blue line current revised exclusion zone (ITS/NTIA)[5]

UAV Test Platform Research Capability goals: Fast, repeatable positioning in 3 dimensions Transmit calibrated, predesigned 3.5 GHz test waveforms Fly along coast - over water if needed Test spectrum monitoring system response

Implications of MIMO Technology on Coexistence Several different flavors to MIMO to consider Simple 2-4 antenna element configurations Relatively easy to support on user equipment Multiple users of a single antenna array Simultaneous transmission to multiple users Large number of elements not necessarily required Referred to as Multi-User MIMO (MU-MIMO) Massive MIMO Large number of antenna elements Multiple propagation paths optimized to a point in a cluttered space, e.g., urban street. No longer a simple point-to-point transmission path

Investigate the implications of MIMO on coexistence metrology Density of antenna elements affects the grating lobes, interference, and channel state information Multiple beams and users requires a more complex characterization of the interference source than an omni-directional pattern Antenna considerations beyond basic gain patterns need to evaluate the systems coexistence performance 32 element array with one bad element. One and two beam excitations.

MIMO coexistence testing Key architecture in recent and emerging communication systems, e.g., IEEE 802.11n, ac. MIMO systems utilizes the complex RF propagation environment to improve the robustness of the communication link Diversity transmission and reception Multiple uncorrelated communication channels between transmitter and receiver Interference suppression in MU-MIMO Testing and analysis should incorporate the benefits of MIMO technology.

New Laboratory Facilities (opening Q2 2016) Large semi-anechoic chamber (~40 x23 x20 ) with unique capabilities Can convert into a fully anechoic chamber Can obscure absorber with conductive fabric to create multipath conditions and simulate real-world environments Optimized design enabling quality measurements throughout the volume Access to fully operational LTE network via node located in lab Fiber link to LTE network core maintained by PSCR Ability to test non-standard LTE frequencies and network configurations Full suite of MIMO capable transmit, receive, and analysis hardware Arbitrary waveform generation, complex signal/protocol analysis Capable of analyzing multiple independent networks (e.g., LTE and Wi-Fi or radar) Co-located reverberation chamber Enables characterization in harsh, multi-path environments Can be coupled to semi-anechoic facility

NIST Broadband Interoperability Test Facility: NBIT 1.0 enodebs Connected to PSCR LTE Evolved Packet Core Channel Emulator 40 Configurable Anechoic room Multi-Channel Transceiver 4-Channels 200 MHz instantaneous bandwidth 100 MHz -6 GHz RAID System Programmable FPGAs MIMO capable Expandable 4-Channels Expandable to 16 channels 160 MHz bandwidth 100 MHz - 6 GHz Custom fading Single-Channel Spectrum Analyzer 320 MHz bandwidth Up to 20 GHz IEEE 802.11 a/b/g/n/ac Bluetooth FDD/TDD LTE, LTE-A Custom pulse analysis Real-time analysis capability System under test 17 23 Height =20 Reverberation chamber Single-Channel Signal Generator 160 MHz IQ bandwidth Custom fading Up to 20 GHz IEEE 802.11 a/b/g/n/ac Bluetooth FDD/TDD LTE, LTE-A, Custom pulse generation 18 System under test 15