IPR Information Dissemination Policy and Future Approach for MT Services in Japan

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Topic 7 IPR Information Dissemination Policy and Future Approach for MT Services in Japan July 16, 2014 Yasushi UEDA Information Systems Division Japan Patent Office

Title: IPR Information Dissemination Policy and Future Approach for MT Services in Japan Contents: 1. Introduction 2. IPR Information Dissemination Policy 2-1. Outline of IPR Information Dissemination Policy 2-2. IPR Information Dissemination through the Internet 2-3. Data Exchange among IP Offices 3. Future Approach for MT Services in Japan 3-1. For Foreign Users and Examiners 3-2. For Domestic Users in Future 1

1. Introduction 2

General Information of JPO METI Ministry of Economy, Trade and Industry Agency for Natural Resources and Energy General Affairs Department Trademark and Customer Relations Department Information Systems Division Information Technology Policy Planning Office Japan Patent Office 1st Examination Department Automation System Development Office Small and Medium Enterprise Agency 2nd Examination Department 3rd Examination Department Integrated Management Infrastructure Planning Office The missions of JPO 1.Properly granting IP 2.Planning IP policy 3.International cooperation/negotiations 4.Reviewing IP system 5.Implementation of support measures designed for SMEs and universities 6.Disseminating IP information to Public 4th Examination Department Appeals Department I N P I T Patent Information Policy Planning Office National Center for Industrial Property Information and Training 3

Types of IPR Information Publications(primary document) - Publication of unexamined patent application, patent gazette, design gazette, trademark gazette, journal of technical disclosure, etc. Abstracts(secondary document) - Japanese abstracts of foreign publications, English abstracts of unexamined Japanese patent applications (PAJ) Classification and description - IPC list, FI list, F-term list, FI handbook, D term, Japanese Classification for Industrial Designs, Vienna Classification of Figurative Elements of Marks, etc. Legal status data and bibliographic data - Organized and standardized data 4

Example of Gazette (Publication of Unexamined Patent Application) Example of internationally unified classification based on IPC Publication type: (A) means a publication of unexamined patent application. (B) means that of examined (granted) patent application. Identification numbers: For example, (21) application number (22) filing date (31) priority number (32) priority date (33) country Abstract of the present invention Bibliographic data: Necessary information is retrievable. (71) applicant (72) inventor Representative drawing of the present invention 5

Patent Abstracts of Japan (PAJ) - What is PAJ (Patent Abstracts of Japan)? English abstracts of unexamined patent applications Bibliographic Data + Abstract + Representative Drawing A sample of PAJ All abstracts in PAJ are translated by human translators. PAJ on IPDL Purposes of issuing PAJ *Drawings may be included. (1) Prevention against unjustified establishment of rights in foreign countries (2) Function as minimum documentation at the filing of international applications to foreign offices (3) Promotion of technical transfer for developing countries Legal status information 6

Purpose of IPR Information Dissemination IPR information is indispensable for creation, protection and utilization of intellectual properties. IPR information (technology and property information) Pre-Search Utilization of patent rights (Commercialization) Prevention of unnecessary filing and disputes Elimination of redundant R&D activities (Investment recovery) Protection (Patenting) Creation (Research investment) Without IPR Information dissemination, patent infringement risk is unavoidable. (Foreign) Enterprises would hesitate to enter the market. 7

2. IPR Information Dissemination Policy 2-1. Outline of IPR Information Dissemination Policy 8

History for Provision of Industrial Property Information ~ 1986 1993 On-site inspection service of paper gazettes started at regional bureaus of international trade and industry * From around 1887, the service was extended to regional offices. Starting from Kinki area patent office, terminals for comprehensive materials database were installed, where information including patents, utility models, designs and trademarks was accordingly provided. (*) Dedicated optical discs storing patent gazettes filed after Meijiera. On-site inspection service of CD-ROM gazettes started at regional patent libraries along with the issuance of gazettes. 1997 1998 1999 Trial of PAJ Internet service started on JPO s homepage Browsing service for the front pages of published applications and PAJ launched on JPO s homepage IPDL service started The JPO will provide a wide variety of services to fulfill users demands 9

Basic Principles of IPR Information Dissemination Policy The 19th session of the Information Committee of the Industrial Property Council (June, 1997) 1.IPR information dissemination through the Internet The JPO provides IPR information free of charge through the Internet. 2.Review on price for provision of IPR Information JPO s retained data are provided at marginal cost. 3.Further promotion of cooperation with other offices National government is responsible for dissemination and utilization of patent information. Article 20 of Intellectual Property Basic Act (December, 2002) Committee for Promotion of Utilization of IPR Information (March, 2003) 1.Government sector Provision of exact and basic primary information 2.Private sector Provision of high-value added information / service based on primary information Best mixed government and private sectors 10

Flow Diagram of IPR Information Dissemination Foreign IP Offices EPO USPTO KIPO SIPO etc. Exchange of IPR information IPDL Organized and standardized data Applicants Electronic application (Paperless system) JPO/INPIT Internet Gazettes DVD/CD-ROM Gazettes Machine readable Commercial information service providers, etc. Internet Internet Available at marginal costs Search services/ Various DB Available at marginal costs Internet End-users of IPR information Research institutes Universities Companies Foreign users Individuals 11

Provision of IPR Information at Marginal Cost 1.Gazette data 2.Organized and standardized data 3.JPO s retained data Data creation process Provision of bulk data (necessary to construct IPR DB) Enormous Dissemination DB establishment DB maintenance Data extraction Data conversion and compilation Data replication Data sales What is marginal cost? Marginal cost includes expenses for data duplication, data storage media, data distribution, and additional costs for duplication Excludes ones for data preparation and maintenance. Purpose of provision at marginal cost (limited pricing) > Encouragement of new entry into IPR information service market > Creation of high-value added services based on market competition 12

Policy evaluation ; Follow-up on provision of IPR information JPO has conducted surveys on the market size, trend and exchanged views with users. 1.A survey on current and future status of IPR information service A survey on the market size, trend and other items conducted every a few years. 2.Periodical exchange of views with users of IPR information > End users: Japan Intellectual Property Association > Patent Information Service company etc. 13

2-2. IPR Information Dissemination through the Internet 14

Industrial Property Digital Library (IPDL) English Version Service Patent & Utility Model DB Machine Translation PAJ DB Design DB Machine Translation Trademark DB English Databases on IPDL 1. Patent & Utility Databases 2. Design Database DB with Machine Translation Service Patent & Utility Model Gazette DB Patent & Utility Model Concordance FI/F-term Search Human Translation Database Patent Abstracts of Japan (PAJ) Patent Map Guidance DB with Machine Translation Service Design Gazette DB 3. Trademark Database Database (Bibliographic Items such as Dates and Numbers) Japanese Trademark Database Japanese Figure Trademarks Japanese Well-Known Trademark List of Goods and Services 15

Outline of Industrial Property Digital Library (IPDL) > Free of charge through the Internet > 98 million publications including patent, utility model, design, trademark and foreign publications > Searching the related information such as legal status data with regard to examinations, registrations and appeals/trials. Changes in the number of searches on IPDL by Year IPR information free of charge (FY) Barrier-free Efficient Dissemination 16

A Referral Example of Patent and Utility Model Publications <Publication of an unexamined patent application> All parts of the text (except drawings) are translated by Machine Translation system. 17

2-3. Data Exchange among IP Offices 18

Policy on the Use of Exchanged Electronic IP Information Data Basic Principles IP5 Offices share the common understanding that industrial property information shall be provided to the public and to any third party based on the existing principle of marginal cost or free of charge. Data Exchange free of charge among IPOs Provision at marginal cost or free of charge (IPDL) Users in Japan Efficient and comprehensive collection of data IPR Services for public become rich. Users in US Users in Europe * Arrows: Data flow among Offices and the public (Note) Member countries of EPO are included 19

Expansion of Trilateral PI Policy to IP5 Policy Barrier free exchange of data to be widely disseminated 2010: Agreed on Trilateral PI Policy 2011: Started to discuss the expansion of Trilateral PI Policy to IP5 2012: Drafted IP5 PI Policy proposed by EPO 2013: Agreed on IP5 PI Policy presented at IP5WG2 Expansion of frameworks for barrier free PI flow Trilateral IP5 Other Countries 20 2010 2011 2012 2013 2014 2015 Year 20

3. Future Approach for MT Services in Japan 3-1. For Foreign Users and Examiners 21

Machine Translation in Various IP Offices Worldwide Providing the search and examination results in English has become standard practice. Benefit of Digitization JPO AIPN, IPDL KIPO(Korea) KIPRIS SIPO(China) C-J and K-J Translators in future J-E translator K-E translator C-E translator EPO(Europe) esp@cenet Internet General Public (Partly available via KIPRIS PAIR, etc.) Machine translation in future USPTO(US) Other IP Offices (in Asian countries, etc.) PAIR 22

3-2. For Domestic Users in Future 23

The Number of Published Publications > The number of Chinese and Korean patent documents has been increasing. > Development of environments, where such documents are easily searchable, is required. (No. of documents) The Number of Published Publications 1800000 1600000 CN 53% Others 1400000 1200000 CN 1000000 800000 CN 6% KR 600000 400000 200000 0 1996 JP 65% 1997 1998 1999 2000 2001 2002 2003 2004 2005 2006 2007 2008 2009 JP 15% 2010 2011 2012 EP US JP (year of publication) 24

Machine Translation and Retrieval System of Chinese and Korean Documents (1) Searchable in Japanese Keywords 25

Machine Translation and Retrieval System of Chinese and Korean Documents (2) Japanese Translation of Chinese/Korean Publication Chinese/Korean Original Publication 26

Development of Machine Translation through Utilization of Electronic Publication Data Example of Japanese-Chinese Machine translation Family applications Japanese Text data Chinese Text data Analysis of a pair of abovementioned publications JP publication 構造部材製造用アルミニウム合金製品であり 重量 % をベースに 7.5-8.7 の Zn 1.1-2.3 の Mg 0.5-1.9 の Cu 0.03-0.20 の Zr を含み 残部が Al 付随元素および不純物である 強度と損傷耐性との優れた組み合わせを有し 製品の表面上 表面下の様々な深さの部位及び中心部で均一且つ一貫した性能を示す Chinese publication 本发明公开了一种具有优良的强度和损伤容限性能组合, 其制品表层 表层以下不同深度 芯部之间的各项性能具有良好均匀一致性的铝合金材料, 其基础成分组成及范围为 :Zn 6.7~8.7wt%,Mg 1.1~2.3wt%,Cu 0.5~1.9wt%, Zr 0.03~0.20wt%; 同时需要满足, Development of MT Automatic creation of a dictionary E.g.) アルミニウム合金 / 铝表面 / 表层 27

Thank you 28