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Proceedings Proceedings of the ASME of the 2 ASME Pressure 2 Vessels Pressure & Vessels Piping Division & Piping / K-PVP Division Conference PVP2 July July 7-22, 7-2, 2, Baltimore, Maryland, USA USA PVP2-738 PVP2-738 PREDICTIVE SIMULATION IN STRUCTURAL HEALTH MONITORING WITH PIEZOELECTRIC WAFER ACTIVE SENSORS FOR RISK-INFORMED IN-SERVICE INSPECTION Victor Giurgiutiu University of South Carolina Columbia, SC 2928 victorg@sc.edu ABSTRACT Piezoelectric wafer active sensors (PWAS) are lightweight and inexpensive enablers for a large class of structural health monitoring (SHM) applications. The presentation will start with a brief review of PWAS physical principles and basic modeling. Then, the presentation will consider the several ways in which PWAS can be used for damage detection: (a) embedded guidedwave ultrasonics, i.e., pitch-catch, pulse-echo, phased arrays, thickness mode; (b) high-frequency modal sensing, i.e., the electro-mechanical (E/M) impedance method; (c) passive detection, i.e., acoustic emission and impact detection. Emphasis will be placed on recent developments. Special attention will be given to the mechatronics predictive modeling of the complete cycle from electrical excitation through piezoelectric transduction, ultrasonic acoustic waves, and finally reverse piezoelectric transduction to generate the received electric signal. Power and energy aspects of this process will be considered and discussed. The presentation will end with conclusions and suggestions for further work. INTRODUCTION The mounting costs of maintaining our aging infrastructure and the associated safety issues are a growing national concern. Over 27% of our nation s bridges are structurally deficient or functionally obsolete []. Deadly accidents are still marring our everyday life. In response to these growing concerns, structural health monitoring (SHM) sets forth to determine the health of a structure by monitoring over time a set of structural sensors and assessing the remaining useful life and the need for structural actions. Built-in SHM system capable of detecting and quantifying damage would increase the operational safety and reliability, would conceivably reduce the number of unscheduled repairs, and would bring down maintenance cost. SHM sensors should be able to actively interrogate the structure and find out its state of health, its remaining life, and the effective margin of safety. Two SHM sensing principles can be considered: (a) passive SHM sensing, in which the damage of the structure is inferred from the changes in load and strain distributions measured by the sensors; and (b) active SHM sensing, in which the damage is sensed by active interrogation of the structure with elastic waves. The active SHM technology is currently applied to airframes, land vehicles, ships, and civil engineering structures. It offers the data needed to perform riskinformed in-service inspection of critical infrastructure. PIEZOELECTRIC WAFER ACTIVE SENSORS Piezoelectric wafer active sensors (PWAS) are two-way transducers [2] that couple the electrical and mechanical effects (mechanical strain, S ij, mechanical stress, T kl, electrical field, E k, and electrical displacement, piezoelectric constitutive equations E S s T d E D d T E ij ijkl kl kij k T j jkl kl jk k D j ) through the tensorial E where, s ijkl is the mechanical compliance of the material T measured at zero electric field ( E = ), jk is the dielectric permittivity measured at zero mechanical stress ( T = ), and d kij represents the piezoelectric coupling effect. PWAS utilize the d 3 coupling between in-plane strains, S, S 2, and transverse electric field, E 3. PWAS are transducers are different from conventional ultrasonic transducers because [2]:. PWAS are firmly coupled with the structure through an adhesive bonding, whereas conventional ultrasonic transducers are weakly coupled through gel, water, or air. 2. PWAS are non-resonant devices that can be tuned selectively into several guided-wave modes, whereas () Copyright 2 by ASME

conventional ultrasonic transducers are single-resonance devices. 3. Because PWAS are small, lightweight, and inexpensive they can be deployed in large quantities on the structure, which is not practical with conventional ultrasonic transducers, which are relatively bulky and expensive. By using Lamb waves in a thin-wall structure, one can detect structural anomaly, i.e., cracks, corrosions, delaminations, and other damage. PWAS transducers act as both transmitters and receivers of Lamb waves traveling through the structure. Upon excitation with an electric signal, the PWAS transmitter generates Lamb waves in a thin-wall structure. The generated Lamb waves travel through the structure and are reflected or diffracted by the structural boundaries, discontinuities, and damage. The reflected or diffracted waves arrive at the PWAS receiver where they are transformed into electric signals. PWAS transducers can serve several purposes [2]: (a) highbandwidth strain sensors; (b) high-bandwidth wave exciters and receivers; (c) resonators; (d) embedded modal sensors with the electromechanical (E/M) impedance method. By application types, PWAS transducers can be used for (i) active sensing of far-field damage using pulse-echo, pitch-catch, and phasedarray methods, (ii) active sensing of near-field damage using high-frequency E/M impedance method and thickness-gage mode, and (iii) passive sensing of damage-generating events through detection of low-velocity impacts and acoustic emission at the tip of advancing cracks (Figure ). PWAS phased arrays permit broadside and offside cracks to be independently identified with scanning beams emitting from a central location. The main advantage of PWAS over conventional ultrasonic probes is in their small size, lightweight, low profile, and small cost. In spite of their small size, PWAS are able to replicate many of the functions performed by conventional ultrasonic probes. TWO-WAY POWER AND ENERGY TRANSDUCTION BETWEEN PWAS AND STRUCTURE A systematic investigation of power and energy transduction between PWAS and structure during the structural health monitoring process has been undertaken. The investigation was performed with analytical tools because they are more efficient than the finite element method (FEM) in performing parametric studies and thus highlighting trends and directions for transduction optimization. In these analytical studies, the model was restricted to conventional axial and flexural waves; although this model is not rigorously correct for high-frequency ultrasonic waves, it was adopted for its computational efficiency. In future investigations, we intend to replace this restrictive axial-flexural assumption with the exact unrestricted guided-waves formulation. The investigation was started with the study of a -D analytical model [3] corresponding to straight crested waves. These -D results were discussed in our 2 PVP conference presentation [4] and will not be repeated here. More recently, we have developed a 2-D model that is more appropriate for the analysis of circular-crested waves [], which are of great importance for practical implementation because most SHM applications use PWAS located in a 2-D geometry with circular crested waves emanating from a PWAS transmitter and traveling through the structure to the PWAS receiver. In this present paper, we will summarize this work and highlight the main findings. Our aim was to capture the power and energy flow from the electrical source energizing the transmitter PWAS through various stages of transduction up to the signal captured by an instrument connected to the receiver PWAS. The following energy conversion stages were considered (Figure 2): (a) piezoelectric transduction between source and transmitter PWAS; (b) mechanical transmission of shear stresses from the PWAS to the structure; (c) excitation of ultrasonic waves traveling through the structure from the transmitter to the receiver; (d) capturing of ultrasonic waves arriving at the receiver location; (e) mechanical conversion of structural waves into shear stresses acting from the structure onto the receiver PWAS; (f) piezoelectric conversion at the receiver PWAS and measurement by the electrical instrument. The model was used to simulate a pitch-catch SHM process; it can be also used to simulate energy harvesting from structural waves. The analytical model was developed under the following assumptions: (a) 2-D propagation of axial and flexural waves; (b) ideal bonding (line-force model) between PWAS and structure; (c) ideal voltage excitation source at the transmitter PWAS; (d) external impedance load at the receiver PWAS to represent the measuring instrument or the energy harvester, as appropriate. Figure 3 presents this 2-D model showing a PWAS transmitter and a PWAS receiver bonded to the surface of an isotropic plate. We assume the circular PWAS transmitter is of radius a located at the origin of a polar coordinate system and it produces axisymmetric circular waves under electrical excitation. A circular PWAS receiver with the center at r s, and radius c converts the waves back to electrical signal. The power and energy transduction flow chart for a complete pitch-catch setup (Figure 2) explains how the twoway electro-acoustic power and energy transduction of the PWAS transmitter and receiver are taking place. In pitch-catch mode, the power flow converts from electrical source into piezoelectric power at the transmitter, the piezoelectric transduction converts the electrical power into the mechanical interface power at the transmitter PWAS and then into acoustic wave power travelling in the structure. The wave power arrives at the receiver PWAS and is captured at the mechanical interface between the receiver PWAS at the structure, the mechanical power captured is converted back into electrical power in the receiver PWAS and captured at the receivers electric instrument. The time-averaged electrical power, mechanical power at the transmitter and wave power can be calculated from the frequency response function. The timeaveraged mechanical power and electrical power at the receiver 2 Copyright 2 by ASME

PWAS can be calculated as well. The main difference between -D and 2-D analyses is that the 2-D analysis considered in this paper includes geometric spreading of the power density as the circular crested wave front expand according to the /r law, whereas the -D analysis considers that the power density is constant in straight crested wave front. A parametric study of transmitter PWAS size effect of power attached to an aluminum plate was undertaken. Numerical simulation was performed with the parameters given in Table. Constant -V excitation voltage from an ideal electrical source was assumed at the transmitter PWAS. The circular PWAS radius was varied from 2 to mm, whereas the frequency was spanned from to, khz. Figure 4 presents the results of a parameter study of various PWAS sizes and frequencies. The resulting parameter plots are presented as 3D mesh plots. Figure 4a shows a 3D mesh plot of the power rating vs. frequency and transmitter size: for a certain circular transmitter radius, the power rating increases when the frequency increases; for a given frequency, the power rating increases when the transmitter size increases. These results demonstrate that the driving of a -mm radius circular PWAS at, khz with a V constant voltage input, one requires W of power to be provided by the power source. Figure 4b shows the wave power that a circular PWAS generates into the structure; tuning effect of transmitter radius and excitation frequency are apparent; a larger PWAS does not necessarily produce more wave power at a given frequency! The maximum wave power output in this simulation is ~2mW. The wave power is the same as the electrical active power. This study provides guidelines for the design of transmitter size and excitation frequency in order to obtain maximum wave power into the monitored structure during the SHM process. The power contained in the axial waves and flexural waves are presented separately in Figure 4c and Figure 4d. In some PWAS SHM applications, a single mode is often desired to reduce signal complexity and simplify signal interpretation and damage detection. Figure 4c shows the frequency-size combinations at which the axial waves are maximized, whereas Figure 4d indicates the combinations that would maximize the flexural waves. These figures give useful guidelines for choosing PWAS size and frequency values that are optimum for selecting a certain excitation wave mode. The model was further used to predict the frequency response functions for voltage, current, complex power, active power, etc. To facilitate understanding, the simpler case of a PWAS transmitter was considered first. At the input side, it was found that the reactive electric power is dominant and hence defines the size of the energizing power supply/amplifier. At the PWAS structure interface, it was found that only the active electrical power gets converted into mechanical power, which is transmitted across the PWAS-structure interface and energizes the axial and flexural waves propagating into the structure. A parametric study was conducted w.r.t. the transmitter PWAS size: it was found that proper size and excitation frequency selection facilitates ultrasonic waves excitation through tuning effects. Figure 4b,c,d, shows that a larger PWAS does not necessarily ensure more power transmission -- careful frequency-size tuning is necessary! Similar tuning effects were also found at the receiver PWAS where a parametric study of receiver size, receiver impedance and external electrical load provides useful design guidelines for PWAS-based sensing and/or energy harvesting. Finally, the power flow for a pitch-catch situation was considered: in this case, the power flows as follows: (a) from the electrical source into the transmitter PWAS; (b) through piezoelectric transduction, into the mechanical power; (c) into ultrasonic wave power through the interface between the transmitter PWAS and the structure; (d) the ultrasonic wave power travels through the structure to the receiver PWAS; (e) the wave power arriving at the receiver PWAS is captured at the mechanical interface between the receiver PWAS and the structure; (f) the captured mechanical power is converted into electrical power at the receiver PWAS through the piezoelectric effect; (g) the electric power is measured by electrical instrument connected at the receiver PWAS. Numerical simulation and graphical charts showed that power and energy flow have peaks and valleys that can be utilized for design optimization [3]. PREDICTIVE SIMULATION OF WAVE PROPAGATION, REFLECTION, AND SCATTER FROM STRUCTURAL FLAWS AND DAMAGE We have explored the use of multi-physics finite element method (MP-FEM) to model the generation of elastic waves from an applied electric field applied to a surface-mounted PWAS transmitter (T-PWAS) and the reception of the elastic wave as electric signal recorded at a PWAS receiver (R-PWAS) [6]. In these preliminary studies, we used the ANSYS and ABAQUS commercially available codes and explored the comparative behavior of the available elements such as brick, plate, and shell. We found that different elements and mesh sizes might give quite different wave propagation results. Subsequently, we performed a study on modeling the guided wave generation and reception in a rectangular metallic plate containing a through-hole defect. This benchmark problem has been examined by many investigators and is quite well documented in literature. We modeled 7-mm PWAS transducers bonded to the top of the plate on both sides of the hole. The PWAS transducers operated in pitch-catch mode. A 3-count smoothed voltage tone burst with f=4 khz was applied to the T-PWAS and received by the R-PWAS. The presence of the hole in the plate modified the transmitted signal through wave scatter and mode conversion. Figure shows the MP-FEM simulation the electrical signal measured at R-PWAS placed -mm from the T-PWAS. The signal predicted on the pristine plate is compared with the signal modified by the presence of a through hole placed between transmitter and receiver. The S and A wave packets are well represented. In addition, one notices the diffraction/backscatter waves generated by the through-hole 3 Copyright 2 by ASME

defect; these waves interact with the transmitted waves and generate wave form changes marked as Di + A in Figure. For a 4-mm hole (Figure a) the effect of the hole presence on the received wave signals is only very small effect; however, a 2-mm hole has a much stronger effect with clear phase shifts and amplitude changes (Figure a). Figure 6 shows image snapshots of the guided wave pattern in the plate taken at μs intervals. At the excitation frequency of f 4 khz, two guided wave modes are present, S and A. The A mode is considerably slower than the S mode. The A mode is also much more dispersive than the S mode. At t μs, one sees the waves just starting from the T-PWAS. Wave scatter from the hole becomes apparent at t 2 μs, with mode conversion very clear at t 3 μs. The interaction of the waves with the R-PWAS and the boundaries start to be observable from t 4 μs onwards. By t 8 μs, most of the wave power has dissipated into the boundaries. In the future, we will simulate the sensor signals that would be measured on a flawed/damaged realistic structure in comparison to signals that would be measured on a pristine structure. The main difficulty in addressing realistic specimens representative of actual structures is one of scale of complexity. SUMMARY AND CONCLUSIONS The piezoelectric wafer active sensors (PWAS) presented in this paper are a promising technology for SHM systems that provide the monitoring data to perform risk-informed in-service inspection. Although PWAS transducers have been successful in laboratory tests, several fundamental scientific challenges remain in the implementation of PWAS transducers in actual SHM: () Predictable and controlled durability of the PWAS transducers on structural materials under environmental attacks and mechanical fatigue loading (2) Understanding and predictive simulation of PWAS electroacoustic interaction with the structural substrate to achieve active damage detection (3) Design and analysis of the layered PWAS architectures to achieve low-power ultra low voltage performance for wireless interrogation capability This paper has presented recent advancements in the modeling and predictive simulation of PWAS behavior during structural health monitoring. Attention has been paid in this paper to two aspects: (a) Two-way power and energy transduction analysis in a 2-D geometry using analytical modeling of circular crested guided waves. (b) The multi-physics finite element method (MP-FEM) modeling of guided-wave propagation and reflection/diffraction from a fault or damage in the structure. It was found that the transmission and reception of guided waves using PWAS transducers in 2-D geometries is subject to tuning between frequency, wavelengths and PWAS size, such that maxima and minima are observed in carpet plots. In particular, it was found that increasing the PWAS size leads to increased power consumption but does not necessarily lead to an increase in the wave power injected into the structure;, wave-power maxima may be obtained with relatively smaller PWAS sizes when judicious design of the interaction between PWAS and structural guided-waves is considered. The MP-FEM analysis was found very useful in visualizing the wave propagation and its interaction with the structural flaw/damage and the specimen boundaries. In addition, actual simulation of the electrical signals measured at the receiver PWAS for various damage size values were obtained directly due to multi-physics capability of the MP-FEM approach. Future work on this subject should focus on the validation and verification (V&V) aspects of analytical and MP-FEM simulation through experiments and cross-code usage. ACKNOWLEDGMENTS The financial support of NSF grant CMMI 92466, Dr. Shih Chi Liu Program Director is gratefully acknowledged. REFERENCES [] ASCE, Report Card for America s Infrastructure, American Society of Civil Engineers, website http://www.asce.org/reportcard/2/index.cfm [2] Giurgiutiu, V. (28) Structural Health Monitoring with Piezoelectric Wafer Active Sensors, Elsevier Academic Press, 76 pages, ISBN 978-288766, 28 [3] Bin, L.; Giurgiutiu, V. (2) Modeling Power and Energy Transduction of Embedded Piezoelectric Wafer Active Sensors for Structural Health Monitoring, SPIE International Symposium on Smart Structures and Materials + Nondestructive Evaluation and Health Monitoring, San Diego, CA, 7- Mar. 2, paper #7647-97 [4] Giurgiutiu, V. (2) Piezoelectric Wafer Active Sensors for Structural Health Monitoring State of the Art and Future Directions, PVP2 ASME Pressure Vessels & Piping Division Conference, July 8-22, 2, Bellevue, WA, paper #PVP2-2292 [] Lin, B.; Giurgiutiu, V. (2) Simplified 2-D Modeling of Power and Energy Transduction of Piezoelectric Wafer Active Sensors for Structural Health Monitoring, SPIE Vol. 798, paper #96 [6] Gresil, M.; Giurgiutiu, V. (2) Fatigue Crack Detection in Thick Steel Structures with Piezoelectric Wafer Active Sensors, SPIE Vol. 7983, paper # Table Simulation Parameters for power and energy analytical modeling. Plate structure (224 Al alloy) Transmitter PWAS (PZT-8) Radius 2- mm Height mm.2 mm Frequency Frequency sweep - khz Constant Voltage Input V 4 Copyright 2 by ASME

V Transmitter Pitch-catch Receiver V 2 (a) Damaged (b) Transmitter-Receiver V V 2 Pulse-echo Damage Transmitter-Receiver V V 2 Thickness mode (c) Thickness Damage Corrosion (d) Impact AE from crack Impact/AE Detection Receiver V Figure Use of piezoelectric wafer active sensors (PWAS) as traveling wave transducers for damage detection: (a) pitch-catch; (b) pulse-echo; (c) thickness mode; (d) detection of impacts and acoustic emission (AE) Copyright 2 by ASME

Transmitter INPUT Piezoelectric transduction: Elec. Mech. Shear-stress excitation of the structure PWAS-structure interaction Transmitter PWAS (Wave Exciter) Lamb waves V V 2 Receiver PWAS (Wave Detector) Ultrasonic guided waves from transmitter PWAS Structural transfer function Ultrasonic guided waves arrive at receiver PWAS Receiver OUTPUT Piezoelectric transduction: Mech. Elec. Shear-stress excitation of the PWAS Structure-PWAS interaction Figure 2 Pitch-catch power flow depicting the various energy transduction stages [3] Equal-strain field r A O a r s -c r r s r s +c PWAS transmitter PWAS receiver Figure 3 A circular PWAS transmitter with the center at the origin and radius a generates the axial and flexural waves under voltage excitation. The dash circular line represents the equal strain field generated by the PWAS transmitter. A circular PWAS receiver with the center at r s, and radius c converts the waves back to voltage. 6 Copyright 2 by ASME

Power requirement Excited total wave power 2 Wave Power(mW) Power Rating (mw) (a) frequency (khz) Transmitter size (mm) frequency (khz) (b) 2 (c) Figure 4 x Transmitter size (mm) 6 4 2 frequency (khz) Transmitter size (mm) Transmitter size (mm) (d) PWAS transmitter under constant voltage excitation (a) power rating; (b) wave power; (c) axial wave power; (d) flexural wave power comparison without and with 4 mm hole -4 3 x 2 A Di +A S Di +A Magnitude (V) - - -2-2.2.4.6 Time (s) Figure : A S 2 comparison without and with 2 mm hole -4 pristine 2mm hole pristine 4mm hole Magnitude (V) Flexural wave power Flexural Wave Power(mW) Axial Wave Power(mW) Axial wave power frequency (khz).8 x -3.2.4.6 Time (s) -4.8 x -4 (a) (b) MP-FEM simulation the electrical signal measured at a received PWAS placed -mm from the transmitter PWAS. The wave propagation is modified by the presence of a through hole between transmitter and receiver: (a) a 4-mm hole has only very small effect on the received wave signals; (b) a 2-mm hole has a stronger effect with clear phase shifts and amplitude changes. 7 Copyright 2 by ASME

- s R-PWAS 2- s 3- s S Transmission S 2-mm hole T-PWAS 4- s - s 6- s Transmission A Diffraction Diffraction Di Reflection A 7- s 8- s Figure 6: Multi-physics finite element method (MP-FEM) simulation of guided waves generate by a 7-mm PWAS transmitter and scatter from a 2-mm through hole. 8 Copyright 2 by ASME