Overview of Civil Registration and Vital Statistics systems

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Overview of Civil Registration and Vital Statistics systems Training Workshop on CRVS ESCAP, Bangkok 9-13 January 2016 Helge Brunborg Statistics Norway Helge.Brunborg@gmail.com Outline Civil Registration and Vital Statistics systems Historical developments and geographical differences Examples: Norway, Albania, Kenya, Philippines 2 1

What is CRVS? Civil Registration (CR) is the recording of vital events: Live births Deaths Marriages and divorces Causes of death (?) Vital Statistics (VS) constitute the collection, analysis, and publication of statistics on vital events Source: Principles and Recommendations for a Vital Statistics System, UN Statistics Division, 2014 Migration is not considered a vital event Immigrations Emigrations Internal moves to an area Internal moves from an area Principles of a Vital Statistics System Universal coverage Continuity Confidentiality of personal information Regular dissemination Source: United Nations Principles and Recommendations for vital statistics, Revision 3 (2014) 2

Why is CRVS important? Human rights Administrative use Population registers Statistics for monitoring, planning, health, local administration. Why Civil Registration? Legal, human rights The recording of a birth is usually accompanied by the issuance of a birth certificate To prove age, name, parents, nationality, country of birth To obtain a passport and other identification documents To fight child labour, under-age marriage, health, human trafficking, child prostitution To obtain health and education services, voting rights Death certificates also needed for legal reasons (burial rights, inheritance, remarriage ) Statistical, administrative To produce Vital Statistics To establish population registers for administrative and statistical purposes 3

CRVS: Births 62% of countries register at least 90% of births CRVS: Deaths 57% of countries register at least 90% of deaths 85 countries produce high-quality COD data 4

CRVS Subprocesses Why Vital Statistics? Essential for setting targets and evaluating social and economic plans and programmes (UNSD 2014) To derive fundamental demographic and epidemiological measures needed in national planning for health, education, labor (WHO 2010) For government activities (population registers and other administrative registers ) For commercial enterprises (life insurance, marketing of products ) Core of a country s health information system (HIS) 5

Vital Statistics Produced by the national statistical office in most countries Produced by the national CR agency in some countries The two national institutions are combined in a few countries The third related institution is the national Identity management office (ID cards) Data flows on vital events Micro data or Aggregate data National Identity Management Civil Registration system National Statistical Institute Vital statistics administration research other use 6

Sustainable Development Goals (UN Sept. 2015) CRVS usually the best data source to estimate the SDG indicators Stages of the development of a CRVS system and a Central Population Register 1. Basic CR Registration of births and deaths Limited local recording of information on paper Birth and death certificates are issued 2. Computerized register of births and deaths Local and/or national level 3. Computerized register of all vital events, including Marriages and divorces Immigrations and emigrations Internal migrations 7

4. Civil Registration with PIN (Personal Identification Number) Assigning a unique personal identification number (PIN) to all new born PIN entered into birth register PIN on birth certificates and other documents Assigning a PIN to all new immigrants 5. Comprehensive (Central) Population Register All residents are registered with name, date of birth, PIN and address Register is regularly updated with data on new events 6. Integrated system of registers Links between registers of persons, properties (incl. land titles) and companies based on PINs History of CR When was CR introduced and by whom? What where the reasons for introducing CR? Was CR initially including everybody or did it only include some regions or population groups? Have there been important changes in CR over time on issues such as legislation, organization and completeness? Does the country produce VS reports? How frequently are they published and what is the period covered by each report? 8

Legal and administrative issues Are there special laws or acts for registration of vital events? Does the legislation specify which vital events should be registered? What are the time lines for vital event registration? What is considered late registration in the law? Does the legislation specify how the registration should be done? Does the legislation specify which information should be included when registering? Does the legislation specify who can register? Can vital events of non-citizens be registered? What about refugees and stateless persons? Is it specified in the legislation the administrative units that should register vital events, i.e. name of the institution, geographic level, etc.? Are there any fees for registering? Is there a penalty for late registration? What do the relevant laws say about sharing data and confidentiality of data? Are there exceptions for using CR data for producing statistics? How are the registration laws implemented? Is there a system for issuing and administering ID cards? Is this integrated into the CR system or is there a separate system for ID management? Are personal identification numbers used in the CR system and/or elsewhere systems? Organizational structure, registration process and information flows Organization of the CRVS system between agencies at the central level Who has which responsibilities? What are the data flows between different agencies? How are the different agencies organized internally? What are the data flows between different units and administrative levels? What are their responsibilities? 9

Possible role of health facilities History of population registration in Norway 15-1600s: Parish books with name and date for baptisms, marriages and burials established in more and more churches 1685: Churches report aggregate births, deaths and marriages to higher levels (bishops) 1866: First reports on individuals 1905: First Act on population registration (local registers allowed ) 1946: Act on population registries (local registers compulsory) 1948-1964: Local population registers only (730-500, all manual) 10

50 The Demographic Transition in Norway Per 1000 40 30 Crude Birth Rate 20 10 Crude Death Rate 0 1730 1750 1770 1790 1810 1830 1850 1870 1890 1910 1930 1950 1970 1990 2010-10 -20 Net immigration 21 Nordic model of population registration Established in the 1960s in the five Nordic countries In Norway in 1964, based on the 1960 census Central Population Register with links to local offices Unique Personal Identification Number (PIN) assigned at birth or first immigration CPR continuously updated with data on births, deaths, change of address, marriages, name changes, citizenship CPR and PIN widely used for administrative purposes, by both public and private institutions Wide use of PIN to link data from different administrative registers, such as social security, taxes, scho ols and universities Widely used for statistics and research Population census now based on registers only (from2010) Close cooperation between public institutions, incl. sharing of data PIN considered and treated as sensitive information Safeguarded through legislation and a data inspectorate 22 11

Most important variables in Norway s CPR Personal Identification Number, PIN (includes date of birth and sex) Residence status (resident, deceased, emigrated ) Address Dwelling number Municipality Place of birth (municipality or country) Name (incl. first and middle names) Surname prior to marriage Citizenship Country of immigration Country of emigration Marital status PIN of spouse, mother and father Links between siblings, cousins, children and grandparents, 23 All individual historical data are kept Number of residents: 5.2 million Persons in the CPR: More than 7 million Nobody (no record) is deleted physically - but status (resident, dead, emigrated) may be changed Official date of registration and date of entry recorded for every data entry 24 12

Other person registers with PIN Population censuses 1960, 1970, 1980, 1990 and 2001 Later censuses based on administrative registers only and not on census forms Refugees and other immigrants Causes of death Cancer cases Tuberculosis cases Medical personnel Prescriptions Vaccinations Voters Drivers licences Passports Soldiers Bank accounts Insurance registers Income and wealth Pensions and other social security transfers Educational activity and attainment, incl. examination results Employees 25 Three basic registers in Norway Central Population Register Companies and enterprises Real property Linked through PINs (owners and share holders) and addresses Geographical coordinates of all persons Examples Maps showing population living near roads with heavy traffic Distance between children and grandparents and travelling time 26 13

Examples of use of CPR Statistical use Population censuses Statistics Analysis and research Linked through PIN (owners and share holders) and addresses Geographical coordinates of all persons 27 Administrative use: important users Directorate of Taxes Defense Police School Enrolment Authorities Social welfare offices Banks Insurance companies Directorate of Roads (names of driving license holders) National Educational Loan Fund National Broadcasting Corporation (licenses) Hospitals (names of residents in district) Employers Debt collecting agencies Commercial inquiry agencies Researchers Private organizations and individuals 14

Research and analysis: examples Educational attainment and fertility patterns Mortality by occupation Marriage patterns among immigrants Immigrant residential concentration in Oslo Labour market integration of refugees Employment among lone parents Cohabitation (consensual unions) The impact of spouses' and parents' education on divorce rates Market work, child care and the division of household labour Returns to education Fetal and maternal contributions to risk of pre-eclampsia Modernisation of the Civil Status system in Albania 2001-2009 15

Previous Civil Status System in Albania Civil Registry in every commune and municipality Information kept in books, called Fundamental Register (since 1937) Family based (household) Special books for births, deaths and marriages Used for many purposes, including: Issuance of certificates (births, deaths, marriages, family, etc) Valid for 3 months Fees Used to make voters lists 31 Modernization of the civil status registers in Albania Civil registers old fashioned, difficult to use, poorly updated, many errors Several attempts to modernise the registers Local Computerisation No national coordination Voters lists: Expensive and time-consuming 32 16

Left page of Fundamental Register 33 Waiting line at pilot Civil Status Office at initial modernisation stage 34 17

Modernization of the civil status registers in Albania Selection of 6 municipalities for pilot project Installing computers, printers and software in local offices Training local personnel Digitizing books in local offices Quality control of data, incl. removal of duplicates Using local (or central) databases to print certificates Updating local registers with new reports on births, deaths, moves Establishing a central register for all of Albania Using the central register to handle reported moves and migrations Using local and central registers to make voters lists Using registers to assign ID numbers Using registers to make ID cards Using registers to produce statistics? 35 Reference material Improving the quality and use of birth, death and cause-of-death information: Guidance for a standards-based review of country practices. WHO 2010, http://www.uq.edu.au/hishub/docs/wp01/wp_01.pdf Rapid assessment of national civil registration and vital statistics Systems. WHO 2010, http://www.uq.edu.au/hishub/docs/wp02/wp_02.pdf Principles and Recommendations for a Vital Statistics System. UN Statistics Division 2014, http://unstats.un.org/unsd/demographic/standmeth/principles/m19rev3en.pd. Guidelines for setting and monitoring the goals and targets of the Regional Action Framework on Civil Registration and Vital Statistics in Asia and the Pacific, ESCAP 2015, http://www.unescap.org/resources/guidelines-setting-and-monitoring-goals-and-targets-regionalaction-framework-civil Special issue of Lancet on CRVS, May 2015 CDC Training Course on Civil Registration and Vital Statistics Systems, http://www.emro.who.int/entity/civil-registration-statistics/index.html Civil Registration and Vital Statistics for Refugees. To appear in UNHCR Statistical Yearbook 2015. How to modernise a Civil Registration System: The case of Albania. Statistics Norway 2012, http://www.ssb.no/a/english/publikasjoner/pdf/doc_201232_en/doc_201232_en.pdf Status Analysis on Civil Registration and Vital Statistics (CRVS). Statistics Norway 2014, http://www.ssb.no/befolkning/artikler-og-publikasjoner/status-analysis-on-civil-registration-andvital-statistics-crvs Guidelines for making a VS Report. Forthcoming from Statistcs Norway. 18

CRVS system in Kenya Civil Registration Department: Registers births and deaths National Registration Bureau: Issues ID cards Kenya National Bureau of Statistics: Assists CRD in making VS Challenges Many vital events not registered No universal and unique ID numbers ID cards only to persons 18+ Difficult for foreigners and stateless to register births and to marry 37 CRVS system in the Philippines Monina Collado 38 19

Thank you for your attention: Questions and comments? 39 20