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Navy Perspective (ONR Basic Research Perspective) Michael Weise Program Manager michael.j.weise@navy.mil 703.696.4533

Background Issue: Marine Mammal Strandings Examples - Greece 1996; Bahamas, 2000; Canaries (multiple events); Greece 2014; others U.S. National Academies of Science 2003 Report Potential effects of acoustic disturbance include... behavioral changes U.S. NAS 2005 Report Link short-term behavior change to population-level change

Outline Regulatory framework ONR Marine Mammal & Biology Program Initial drivers / achievements Evolving drivers / achievements Evolving Navy programs Future needs

Regulatory Framework U.S. National Environmental Policy Act (NEPA) All US federal agencies are required under federal law to evaluate potential adverse environmental effects from their own activities U.S. Marine Mammal Protection Act (MMPA) Level A Harassment (take) - potential to injure Level B Harassment (take) - potential to disturb (behavioral effects) EU Marine Strategy 2008: Achieve or maintain Good Environmental Status

U.S. Navy Compliance Navy and NOAA Develop Systematic Regulatory Approach for MFAS Compliance - 2008 implementation; ongoing, complex process Risk Assessment Modeling (MMPA - A/B) TAP I 2009-2013 TAP II 2014-2018 TAP III 2019-2023 (* Modeling begin 2015) NMFS Negligible Impacts Determination Level of species or stock NMFS Letters of Authorization (LOA) Requirement for Monitoring & Reporting Strategic Plan in 2012/13

Marine Mammal & Biology Program Goal - Enable Navy to meet its operational training and testing objectives in an environmentally responsible and legal manner Objectives Invest in basic (6.1) and early applied (6.2) research and technology development to discover and understand the effects of sound on marine mammals Coordinate within Navy to: o ensure that risk assessment needs have best & most relevant information, o develop cutting edge capability & tools for Fleet and SYSCOM Compliance Monitoring Program

ONR MMB Research Topics Monitoring & Detection of Marine Mammals Improve monitoring of free-ranging marine mammals using passive acoustics, Infrared, other Integrated Ecosystem Research Multidisciplinary approach to collect baseline measures of marine mammal behaviors and distributions relative to key environmental features Sensor and Tag Development: Development of a broad suite of sensors on a variety of tag form factors, and development of attachment mechanisms Effects of Sound on Marine Mammals Behavioral Response: Define and characterize behavioral response of tagged whales to sound exposure Hearing: Developing complete model of baleen whale hearing anatomy, temporary and permanent threshold shifts, improved testing via Auditory Evoked Potential (AEP) Dive Physiology: Investigate potential development of gas-bubble disease or Decompression Sickness (DCS) related to MFA exposure Stress: Characterize and measure the stress response in marine mammals to acoustic disturbance using hormones and other biomarkers Population Level Effects of Disturbance (PCAD): Determine if short term responses of marine mammals result in biologically significant or meaningful effects on individuals and/or their populations Models & Databases for Decision Making Provide tools and publically accessible databases to support Navy environmental compliance & decision making

BRS Initial Drivers E.U. and U.S. relied heavily on risk of injury, but growing interest in behavioral effects (U.S. Level B takes) Initial Studies AUTEC 2007/08 (ONR/N45/Fleets) Stationary, simulated source MFAS ~ 3.5 khz Investigate onset of behavioral response (permit limitations Death ray ) 3S: 2006/08/09 - Dutch/Norwegian/U.S. Operational Dutch naval source, mobile LFAS 1-2 khz, MFAS 6-7 khz Better understand the risk of stranding, mitigate behavioral mechanism Initial Risk Function

Key S&T Enabler Dtag WHOI: M. Johnson/P. Tyack Non-invasive, remote-deployed, archival tags to obtain highresolution, multivariate individual data: - Depth (pressure sensors) - 3D movement (accelerometers, magnetometers) - Light (photo sensors) - High-sampling rate acoustics (up to 512 khz), some with multiple hydrophones - Lat/Lon position

3S - Achievements Killer Pilot Sperm Herring

3S - Achievements 11

The MOCHA project (Multi study OCean acoustics Human effects Analysis) PIs - Len Thomas and Catriona Harris University of St. Andrews Support the Navy funded MFA sonar BRSs by developing and demonstrating analytical approaches for: Combining behavioral / acoustic measures into single metric Producing dose response functions from individual studies Pooling information across studies and species Sensitivity analyses to inform future experimental. MFA sources Bahamas BRS (2007 2008) SOCAL BRS (2010 2015) 3S and 3S2 (2006 2013) Cape Hatteras and Hawaii BRS (2012 2014) Miller et al., 2012; 2014

BRS Evolving Drivers E.U. and U.S. interested in the effects of behavioral changes on fitness and population-level effects More Studies Bahamas BRS (2007 2008), SOCAL BRS (2010 2015), 3S and 3S2 (2006 2013), Cape Hatteras and Hawaii BRS (2012 2014) PHYSIOLOGICAL CHANGE ACUTE DISTURBANCE CHRONIC HEALTH VITAL RATES POPULATION DYNAMICS CHRONIC BEHAVIOUR CHANGE ACUTE ONR Working Group New et al. 2013, PLoS One

3S and 3S^2 Achievements 2006-2013 # # # # # tagged CEE sonar controls KW Killer 10 4 8 1 2 Sperm 30 8 14 4 8 LF Pilot 31 peer-reviewed 10 4 papers 10 + 4 in 2 review 5 Humpback 28 11 20 11 8 Minke 1 1 1 1 0 N Bottlenose 6 1 1 0 0 Total 80 29 54 19 23

Marine Mammal & Biology Program Goal - Enable Navy to meet its operational training and testing objectives in an environmentally responsible and legal manner Objectives Invest in basic (6.1) and early applied (6.2) research and technology development to discover and understand the effects of sound on marine mammals Coordinate within Navy to: o ensure that risk assessment needs have best & most relevant information, o develop cutting edge capability & tools for Fleet and SYSCOM Compliance Monitoring Program

Research to Compliance Application

Future Needs Evolving Drivers E.U. and U.S. interested in the effects of behavioral changes on fitness and populations Biologically significant responses that effect fitness Cumulative effects of multiple sources / stressors PHYSIOLOGICAL CHANGE ACUTE DISTURBANCE CHRONIC HEALTH VITAL RATES POPULATION DYNAMICS CHRONIC BEHAVIOUR CHANGE ACUTE New et al. 2013, PLoS One

U.S. Regulatory Framework (GoM Oil & Gas Sound Exp Model Workshop) LOAs PHYSIOLOGICAL CHANGE ACUTE Negligible Impacts Determination DISTURBANCE CHRONIC CHRONIC HEALTH VITAL RATES POPULATION DYNAMICS BEHAVIOUR CHANGE ACUTE Sound Exposure Modeling New et al. 2013, PLoS One

Behavioral Response Research Evaluation Workshop (BRREW) - April 2015 Goal: An assessment of the current state of knowledge on the behavioral response of marine mammals to Navy sonar PI Team L. Thomas, C. Harris (MOCHA) Steering Group P. Tyack, P. Kvadsheim, A. Reid, P. Miller, B. Southall External Panel Review D. Wartzok, H. Slabberkoorn, V. Janik Outcomes Workshop Report PIs and External Panel Review Paper PIs, SG, External Panel

Behavioral Response Research Evaluation Workshop (BRREW) - April 2015 Table 2: Recommendations for future research Free Range CEE Baseline data all species CEE with real Navy ships/sources and generate dose-response curve Investigate response with distance from source to whale Observational Compare population demographics on/off Navy ranges Improve understanding of dose and severity response to understand consequences (fitness and populations; CEE) Technology Develop medium-to-long term tags with GPS and acoustics Captive Studies explore signal characteristics

Questions Thank you