Massive MIMO for the New Radio Overview and Performance

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Massive MIMO for the New Radio Overview and Performance Dr. Amitabha Ghosh Nokia Bell Labs IEEE 5G Summit June 5 th, 2017

What is Massive MIMO ANTENNA ARRAYS large number (>>8) of controllable antennas Enhance Coverage High gain adaptive beamforming ANTENNA SIGNALS adaptable by the physical layer Benefits Not limited to a particular implementation Enhance Capacity High order spatial multiplexing

Massive MIMO: Why now? Capacity requirements Coverage requirements Technology capability 3GPP spec support Most macro networks will become congested Below 6GHz: Deploy LTE/NR on site grids sized for lower carrier frequencies Active Antennas are becoming technically and commercially feasible 3GPP: LTE: Rel-13/14 NR: Rel-15 Spectrum < 3GHz and base sites will run out of capacity by 2020 Above 6GHz Large bandwidths but poor path loss conditions Massive MIMO requires Active Antenna technology 3GPP-New-Radio will be a beambased air interface

Evolution to Active Antenna Systems Conventional base station Remote Radio Head (RRH) Active Antenna System (AAS) Reduced footprint and more efficient delivery of power

MIMO in 3GPP 5G-<Ghosh>

Higher efficiency with Massive MIMO (full dimension MIMO / 3D MIMO) Average spectral efficiency evolution 16x2 2.5x gain over 2x2 64x2 3.0x gain over 2x2 64x2 +50% gain over 8x2 (8) 4 columns of XPOL antennas for 8TX - 64TX (2) (1) Column-1 16 TXRUs Column-2 16 TXRUs Column-3 16 TXRUs Column-4 16 TXRUs

Massive MIMO field performance: TD-LTE 2600 MU-MIMO OFF UE1 UE2 UE3 UE4 UE5 UE6 MU-MIMO ON PRB Utilization (SU) UE1 UE2 UE3 UE4 UE5 UE6 PRB Utilization (MU) High-order multi-user spatial multiplexing

Massive MIMO at Higher Carrier Frequencies (>>6 GHz) Poor path loss conditions Cost & power consumption Antenna array implementation Beam based air interface Large number of antennas needed to overcome poor path loss Obtaining channel knowledge per element is difficult Full digital solutions require transceiver units behind all elements Wide bandwidths: A/D and D/A converters are very power hungry Smaller form factors Distributed PA solutions Hybrid arrays Beamforming at RF with baseband digital Precoding Single sector-wide beam may not provide adequate coverage Beamform all channels!

Massive MIMO in 3GPP New Radio beam based air interface Beamformed control channels Beam management Cell 1 Cell 2 TRP1 (Cell1) PSS1 SSS1 PCI1 PSS2 SSS2 PCI2 BRS#0 TRP1 (Cell2) BRS#1 BRS#0 BRS#1 TRP2 (Cell1) PSS1 BRS#3 BRS#2 BRS#2 Beam scanning SSS1 PCI1 BRS#3 PSS2 SSS2 PCI2 TRP2 (Cell2) Acquisition and maintenance of a set of beams for TX and RX at base and UE CoMP is built in 5G-<Ghosh>

Control Channel Coverage LTE vs NR Coverage performance when deploying a 3.5GHz system on a site grid sized for 800MHz LTE NR 8 8 1 10 downtilt Grid-of- Beams 2-port SFBC 2-port SFBC CDF of downlink control channel SINR LTE (800MHz & 3.5GHz) NR (3.5GHz) 4

Massive MIMO in 3GPP New Radio - advanced CSI Type II Linear Combination Codebooks in NR promise to provide significant gains over the Rel-14 LTE codebooks for the same array size Performance of NR CB over LTE Rel-14 CB * Gain in mean UE throughput Gain in cell edge throughput Full buffer traffic 18% 15% Bursty traffic 33% 65% * LTE: Rel-14, 16-port CB with 2 beams per polarization NR: Candidate Type II 16-port CB with 4 beams per polarization and sub-band scaling

3GPP New Radio at mmwave Large spatial multiplexing gains at 30GHz with multi-panel hybrid arrays Four-panel TRP: 256 elements 4 4 8 8 8 TXRUs SU-MIMO ~60% from leveraging highrank single-user MIMO transmission Four-panel UE: 128 elements 4 4 4 4 8 TXRUs MU-MIMO ~20%-50% from multi-user MIMO transmission

Early 5G use case: Extreme broadband to the home The last 200m vran & EPC

Massive MIMO for the new radio Summary Massive MIMO is being deployed today Massive MIMO will improve coverage and capacity in current LTE bands and also in newly-allocated sub-6ghz, cmwave, and mmwave bands Massive MIMO in 3GPP New Radio promises large gains over massive MIMO in LTE