UMR UTC/CNRS Cellular Networks

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UMR UTC/CNRS 7253 www.hds.utc.fr Cellular Networks Enrico NATALIZIO enrico.natalizio@hds.utc.fr 1

Cellular networks - history Radio communication was invented by Nikola Tesla and Guglielmo Marconi: in 1893, Nikola Tesla made the first public demonstration of wireless (radio) telegraphy; Guglielmo Marconi conducted long distance (oversea) telegraphy 1897 In 1940 the first walkie-talkie was used by the US military In 1947, John Bardeen and Walter Brattain from AT&T s Bell Labs invented the transistor (semiconductor device used to amplify and switch electronic signals) AT&T introduced commercial radio comm.: car phone two way radio link to the local phone network In 1979 the first commercial cellular phone service was launched by the Nordic Mobile Telephone (in Finland, Sweden, Norway, Denmark).

Cellular systems generations 1G (first generation) voice-oriented systems based on analog technology; ex.: Advanced Mobile Phone Systems (AMPS) and cordless systems 2G (second generation) voice-oriented systems based on digital technology; more efficient and used less spectrum than 1G; ex.: Global System for Mobile (GSM) and US Time Division Multiple Access (US-TDMA) 3G (third generation) high-speed voice-oriented systems integrated with data services; ex.: General Packet Radio Service (GPRS), Code Division Multiple Access (CDMA) 4G (fourth generation) based on Internet protocol networks, provides voice, data and multimedia service to subscribers

Frequency reuse is a method used by service providers to improve the efficiency of a cellular network and to serve millions of subscribers using a limited radio spectrum is based on the fact that after a distance a radio wave gets attenuated and the signal falls bellow a point where it can no longer be used or cause any interference a transmitter transmitting in a specific frequency range will have only a limited coverage area beyond this coverage area, that frequency can be reused by another transmitter

Network Cells the entire network coverage area is divided into cells based on the principle of frequency reuse a cell = basic geographical unit of a cellular network; is the area around an antenna where a specific frequency range is used; is represented graphically as a hexagonal shape, but in reality it is irregular in shape when a subscriber moves to another cell, the antenna of the new cell takes over the signal transmission a cluster is a group of adjacent cells, usually 7 cells; no frequency reuse is done within a cluster the frequency spectrum is divided into sub-bands and each sub-band is used within one cell of the cluster in heavy traffic zones cells are smaller, while in isolated zones cells are larger

Network cells (2)

Types of cells macrocell their coverage is large (aprox. 6 miles in diameter); used in remote areas, high-power transmitters and receivers are used microcell their coverage is small (half a mile in diameter) and are used in urban zones; lowpowered transmitters and receivers are used to avoid interference with cells in another clusters picocell covers areas such as building or a tunnel

Other cellular concepts handover = moving a call from one zone (from the transmitter-receiver from one zone) to another zone due to subscriber s mobility roaming = allowing the subscriber to send/receive calls outside the service provider s coverage area

Multiple access schemes Frequency Division Multiple Access - when the subscriber enters another cell a unique frequency is assigned to him; used in analog systems Time Division Multiple Access - each subscriber is assigned a time slot to send/receive a data burst; is used in digital systems Code Division Multiple Access - each subscriber is assigned a code which is used to multiply the signal sent or received by the subscriber

The control channel this channel is used by a cellular phone to indicate its presence before a frequency/time slot/code is allocated to him

Cellular services voice communication Short Messaging Service (SMS) Multimedia Messaging Service (MMS) Wireless Application Protocol (WAP) to access the Internet

Cellular network components

Cellular network components (2) BTS (Base Transceiver Station) main component of a cell and it connects the subscribers to the cellular network; for transmission/reception of information it uses several antennas spread across the cell BSC (Base Station Controller) it is an interface between BTSs and it is linked to BTSs by cable or microwave links; it routes calls between BTSs; it is also connected to the MSC MSC (Mobile Switching Center) the coordinator of a cellular network, it is connected to several BSCs, it routes calls between BSCs; links the cellular network with other networks like PSTN through fiber optics, microwave or copper cable

Components of a cellular phone (MSU Mobile Subscriber Unit) radio transceiver low power radio transmitter and receiver antenna, usually located inside the phone control circuitry formats the data sent to and from the BTS; controls signal transmission and reception man-machine interface consists from a keypad and a display; is managed by the control circuitry Subscriber Identity Module (SIM) integrated circuit card that stores the identity information of subscriber battery, usually Li-ion, the power unit of the phone

Global System for Mobile Communication (GSM)

GSM characteristics previous standard in cellular communication were restrictive GSM global digital standard for cellular phones that offered roaming facility first named Groupe Special Mobile and used in Europe; then usage extended to other continents GSM operate in frequency bands: 900MHz, 1800 MHz, 1900 MHz GSM provides voice and data services

Subscriber Identity Module (SIM) SIM a memory card (integrated circuit) holding identity information, phone book etc. GSM system support SIM cards other systems, like CDMA do not support SIM cards, but have something similar called Re-Usable Identification Module (RUIM)

International Mobile Equipment Identity (IMEI) IMEI a unique 15 digit number identifying each phone, is incorporated in the cellular phone by the manufacturer IMEI ex.: 994456245689001 when a phone tries to access a network, the service provider verifies its IMEI with a database of stolen phone numbers; if it is found in the database, the service provider denies the connection the IMEI is located on a white sticker/label under the battery, but it can also be displayed by typing *#06# on the phone

International Mobile Subscriber Identity (IMSI) IMSI a 15-digit unique number provided by the service provider and incorporated in the SIM card which identifies the subscriber IMSI enables a service provider to link a phone number with a subscriber first 3 digits of the IMSI are the country code

Temporary Mobile Subscriber Identity (TMSI) TMSI is a temporary number, shorter than the IMSI, assigned by the service provider to the phone on a temporary basis TMSI key identifies the phone and its owner in the cell it is located; when the phone moves to a different cell it gets a new TMSI key as TMSI keys are shorter than IMSI keys they are more efficient to send TMSI key are used for securing GSM networks

GSM Architecture Base Station Subsystem (BSS)

GSM Architecture HLR, VLR and EIR registers Home Location Register (HLR) - is a database maintained by the service provider containing permanent data about each subscriber (i.e. location, activity status, account status, call forwarding preference, caller identification preference) Visitor Location Register (VLR) database that stores temporary data about a subscriber; it is kept in the MSC of the of the area the subscriber is located in; when the subscriber moves to a new area the new MSC requests this VLR from the HLR of the old MSC Equipment Identity Register (EIR) database located near the MSC and containing information identifying cell phones

GSM Architecture Authentication Center (AuC) 1 st level security mechanism for a GSM cellular network is a database that stores the list of authorized subscribers of a GSM network it is linked to the MSC and checks the identity of each user trying to connect also provides encryption parameters to secure a call made in the network

GSM Architecture Mobile Switching Center (MSC) is a switching center of the GSM network; coordinates BSCs linked to it

GSM Channels GSM Access Scheme and Channel Structure GSM uses FDMA and TDMA to transmit voice and data the uplink channel between the cell phone and the BTS uses FDMA and a specific frequency band the downlink channel between the BTS and the cell phone uses a different frequency band and the TDMA technique there is sufficient frequency separation between the uplink freq. band and the downlink freq. band to avoid interference each uplink and downlink frequency bands is further split up as Control Channel (used to set up and manage calls) and Traffic Channel (used to carry voice)

GSM Channels GSM uplink/downlink frequency bands used GSM Frequency band Uplink/BTS Transmit Downlink/BTS Receive 900 MHz 935-960 MHz 890-915 MHz 1800 MHz 1805-1880 MHz 1710-1785 MHz 1900 MHz 1930-1990 MHz 1850-1910 MHz

GSM Channels GSM uplink/downlink frequency bands uplink and downlink take place in different time slots using TDMA uplink and downlink channels have a bandwidth of 25 MHz these channels are further split up in a 124 carrier frequencies (1 control channels and the rest as traffic channels); each carrier frequency is spaced 200 KHz apart to avoid interference these carrier frequencies are further divided by time using TDMA and each time slot lasts for 0.577 ms

GSM Channels GSM Control Channel is used to communicate management data (setting up calls, location) between BTS and the cell phone within a GSM cell only data is exchanged through the control channel (no voice) a specific frequency from the frequency band allocated to a cell and a specific time slot are allocated for the control channel (beacon frequency); a single control channel for a cell GSM control channels can have the following types: broadcast channel common control channel dedicated control channel

GSM Channels Broadcast Channel type of control channel used for the initial synchronization between the cell phone and the BTS includes: Frequency Correction Channel (FCCH) is composed from a sequence of 148 zeros transmitted by the BTS Synchronization Channel (SCH) follows the FCCH and contains BTS identification and location information Broadcast Control Channel (BCCH) contains the frequency allocation information used by cell phones to adjust their frequency to that of the network; is continuously broadcasted by the BTS

Common Control Channels type of control chan. used for call initiation is composed of: GSM Channels Paging Channel (PCH) the BTS uses this channel to inform the cell phone about an incoming call; the cell phone periodically monitors this channel Random Access Channel (RACH) is an uplink channel used by the cell phone to initiate a call; the cell phone uses this channel only when required; if 2 phones try to access the RACH at the same time, they cause interference and will wait a random time before they try again; once a cell phone correctly accesses the RACH, BTS send an acknowledgement Access Grant Channel (AGCH) channel used to set up a call; once the cell phone has used PCH or RACH to receive or initiate a call, it uses AGCH to communicate to the BTS

Dedicated Control Channels control channel used to manage calls is comprised from: GSM Channels Standalone Dedicated Control Channel (SDCCH) used along with SACCH to send and receive messages; relays signalling information Slow Associated Control Channel (SACCH) on the downlink BTS broadcasts messages of the beacon frequency of neighboring cells to the cell phones; on the uplink BTS receives acknowledgement messages from the cell phone Fast Associated Control Channel (FACCH) used to transmit unscheduled urgent messages; FACCH is faster than SACCH as it can carry 50 messages per second, while SACCH can carry only 4.

GSM Channels Traffic Channel is used to carry voice data based on the TDMA the traffic (voice channel) is divided in 8 different time slots numbered from 0 to 7 the BTS sends signals to a particular cell phone in a specific time slot (from those 8 time slots) and the cell phone replies in a different time slot

GSM Operations GSM Call Processing: initializing a call 1. when the cell phone is turned on it scans all the available frequencies for the control channel 2. all the BTS in the area transmit the FCCH, SCH and BCCH that contain the BTS identification and location 3. out of available beacon frequencies from the neighboring BTSs, the cell phone chooses the strongest signal 4. based on the FCCH of the strongest signal, the cell phone tunes itself to the frequency of the network 5. the phone sends a registration request to the BTS 6. the BTS sends this registration request to the MSC via the BSC 7. the MSC queries the AUC and EIR databases and based on the reply it authenticates the cell phone 8. the MSC also queries the HLR and VLR databases to check whether the cell is in its home area or outside 9. if the cell phone is in its home area the MSC gets all the necessary information from the HLR if it is not in its home area, the VLR gets the information from the corresponding HLR via MSCs 10. then the cell phone is ready to receive or make calls.

GSM Operations GSM Call Processing: making a call 1. when the phone needs to make a call it sends an access request (containing phone identification, number) using RACH to the BTS; if another cell phone tries to send an access request at the same time the messages might get corrupted, in this case both cell phones wait a random time interval before trying to send again 2. then the BTS authenticates the cell phone and sends an acknowledgement to the cell phone 3. the BTS assigns a specific voice channel and time slot to the cell phone and transmits the cell phone request to the MSC via BSC 4. the MSC queries HLR and VLR and based on the information obtained it routes the call to the receiver s BSC and BTS 5. the cell phone uses the voice channel and time slot assigned to it by the BTS to communicate with the receiver

Making a call (2)

GSM Operations GSM Call Processing: receiving a call 1. when a request to deliver a call is made in the network, the MSC or the receiver s home area queries the HLR; if the cell phone is located in its home area the call is transferred to the receiver; if the cell phone is located outside its home area, the HLR maintains a record of the VLR attached to the cell phone 2. based on this record, the MSC notes the location of the VLR and indicated the corresponding BSC about the incoming call 3. the BSC routes the call to the particular BTS which uses the paging channel to alert the phone 4. the receiver cell phone monitors the paging channel periodically and once it receives the call alert from the BTS it responds to the BTS 5. the BTS communicates a channel and a time slot for the cell phone to communicate 6. now the call is established

GSM Security Personal Identification Number (PIN) User Authentication TMSI-based Security

GSM Security Personal Identification Number (PIN) the PIN is stored on the SIM card of the cell phone when the cell phone is turned on, the SIM checks the PIN; in case of 3 consecutive faulty PIN inputs a PUK (Personal Unblocking Key) is asked for in case of 10 faulty PUK inputs, the SIM is locked and the subscriber must ask a new SIM this security measure is within the cell phone and the service provider is not involved

GSM Security User Authentication a mechanism for encrypting messages in a GSM network the network sends random data to the cell phone (RAND) each cell phone is allocated a secret key (KI) using RAND and KI and the A3 encryption algorithm the cell phone generates a signed result (SRES) which is then sent to the network a similar process takes place in the network which generates a signed result specific to the cell phone the network compares its SRES with the SRES generated by the phone and in case of a match the cell phone is connected to the network

GSM Security TMSI-Key Based Security is most used in a GSM cellular network a TMSI key provides a temporary identification to a cell phone and is provided by the network upon authentication a TMSI key keeps changing according to the location of the cell phone this way preventing unauthorized access to a channel and preventing intruder from tracing location the mapping between IMSI and TMSI keys is handled by the VLR IMSI are used only when the SIM is used for the first time

Evolution: From 2G to 3G 43

Evolution : From 2G to 3G Primary Requirements of a 3G Network Fully specified and world-widely valid, Major interfaces should be standardized and open. Supports multimedia and all of its components. Wideband radio access. Services must be independent from radio access technology and is not limited by the network infrastructure. 44

Standardization of WCDMA / UMTS WCDMA Air Interface, Main Parameters Multiple Access Method Duplexing Method Base Station Synchronization Channel Separation Chip Rate Frame Length Service Multiplexing Multirate Concept Detection Multiuser Detection, Smart Antennas DS-CDMA FDD/TDD Asychronous Operation 5MHz 3.84 Mcps 10 ms Multiple Services with different QoS Requirements Multiplexed on one Connection Variable Spreading Factor and Multicode Coherent, using Pilot Symbols or Common Pilot Supported by Standard, Optional in Implementation 45

External Networks UMTS System Architecture Uu Iu USIM Node B Node B RNC MSC/ VLR GMSC Cu Iub Iur HLR ME Node B Node B RNC SGSN GGSN UE UTRAN CN

UMTS Bearer Services UMTS TE MT UTRAN CN Iu EDGE NODE CN Gateway TE End-to-End Service TE/MT Local Bearer Sevice UMTS Bearer Service External Bearer Service Radio Access Bearer Service CN Bearer Service Radio Bearer Service Iu Bearer Service Backbone Network Service UTRA FDD/TDD Service Physical Bearer Service

UMTS QoS Classes Traffic class Conversational class Streaming class Interactive class Background Fundamental characteristics Preserve time relation between information entities of the stream Conversational pattern (stringent and low delay) Preserve time relation between information entities of the stream Request response pattern Preserve data integrity Destination is not expecting the data within a certain time Preserve data integrity Example of the application Voice, videotelephony, video games Streaming multimedia Web browsing, network games Background download of emails

Code division Courtesy of Suresh Goyal & Rich Howard

Code division Courtesy of Suresh Goyal & Rich Howard

Code division Courtesy of Suresh Goyal & Rich Howard

Code division Courtesy of Suresh Goyal & Rich Howard

WCDMA Air Interface Direct Sequence Spread Spectrum UE UTRAN CN Spreading User 1 f Wideband f Despreading Code Gain Spreading Received f Narrowband f User N f Wideband f Frequency Reuse Factor = 1 Multipath Delay Profile Variable Spreading Factor (VSF) Spreading : 256 Wideband t User 1 f Wideband f Spreading : 16 Narrowband 5 MHz Wideband Signal allows Multipath Diversity with Rake Receiver t User 2 f Wideband VSF Allows Bandwidth on Demand. Lower Spreading Factor requires Higher SNR, causing Higher Interference in exchange. f

WCDMA Air Interface Mapping of Transport Channels and Physical Channels UE UTRAN CN Broadcast Channel (BCH) Forward Access Channel (FACH) Primary Common Control Physical Channel (PCCPCH) Secondary Common Control Physical Channel (SCCPCH) Paging Channel (PCH) Random Access Channel (RACH) Dedicated Channel (DCH) Physical Random Access Channel (PRACH) Dedicated Physical Data Channel (DPDCH) Dedicated Physical Control Channel (DPCCH) Downlink Shared Channel (DSCH) Common Packet Channel (CPCH) Physical Downlink Shared Channel (PDSCH) Physical Common Packet Channel (PCPCH) Synchronization Channel (SCH) Highly Differentiated Types of Channels enable best combination of Interference Reduction, QoS and Energy Efficiency, Common Pilot Channel (CPICH) Acquisition Indication Channel (AICH) Paging Indication Channel (PICH) CPCH Status Indication Channel (CSICH) Collision Detection/Channel Assignment Indicator Channel (CD/CA-ICH)

Codes in WCDMA Channelization Codes (=short code) Used for channel separation from the single source in downlink separation of data and control channels from each other in the uplink Same channelization codes in every cell / mobiles and therefore the additional scrambling code is needed Scrambling codes (=long code) Very long (38400 chips = 10 ms =1 radio frame), many codes available Does not spread the signal Uplink: to separate different mobiles Downlink: to separate different cells The correlation between two codes (two mobiles/node Bs) is low Not fully orthogonal

UTRAN UMTS Terrestrial Radio Access Network, Overview Two Distinct Elements: UE UTRAN CN Base Stations (Node B) Radio Network Controllers (RNC) 1 RNC and 1+ Node Bs are group together to form a Radio Network Sub-system (RNS) Handles all Radio-Related Functionality Soft Handover Radio Resources Management Algorithms Maximization of the commonalities of the PS and CS data handling Node B Node B Node B Node B Iub RNC RNS Iur RNS RNC UTRAN

UTRAN Logical Roles of the RNC UE UTRAN CN Controlling RNC (CRNC) Responsible for the load and congestion control of its own cells Node B Node B CRNC RNC Serving RNC (SRNC) Terminates : Iu link of user data, Radio Resource Control Signalling Performs : L2 processing of data to/from the radio interface, RRM operations (Handover, Outer Loop Power Control) UE Node B Node B Node B Node B SRN C Iur DRN C Iu Iu Drift RNC (DRNC) Performs : Macrodiversity Combining and splitting UE Node B Node B Node B Node B SRN C Iur DRN C Iu Iu

External Networks Core Network Core Network, Release 99 UE UTRAN CN CS Domain: Mobile Switching Centre (MSC) Switching CS transactions Iu-cs MSC/ VLR GMSC Visitor Location Register (VLR) Holds a copy of the visiting user s service profile, and the precise info of the UE s location HLR Gateway MSC (GMSC) The switch that connects to external networks Iu-ps SGSN GGSN 58 PS Domain: Serving GPRS Support Node (SGSN) Similar function as MSC/VLR Gateway GPRS Support Node (GGSN) Similar function as GMSC Register : Home Location Register (HLR) Stores master copies of users service profiles Stores UE location on the level of MSC/VLR/SGSN

Network Based Functions Admission Control (AC) Radio Resources Management Handles all new incoming traffic. Check whether new connection can be admitted to the system and generates parameters for it. Load Control (LC) Manages situation when system load exceeds the threshold and some counter measures have to be taken to get system back to a feasible load. Packet Scheduler (PS) Handles all non real time traffic, (packet data users). It decides when a packet transmission is initiated and the bit rate to be used. Connection Based Functions Handover Control (HC) Handles and makes the handover decisions. Controls the active set of Base Stations of MS. Power Control (PC) Maintains radio link quality. Minimize and control the power used in radio interface, thus maximizing the call capacity. Source : Lecture Notes of S-72.238 Wideband CDMA systems, Communications Laboratory, Helsinki University of Technology 59

Connection Based Function Power Control Prevent Excessive Interference and Near-far Effect Outer Loop Power Control If quality < target, increases SIR TARGET Open-Loop Power Control Rough estimation of path loss from receiving signal Initial power setting, or when no feedback channel is exist Fast Close-Loop Power Control Feedback loop with 1.5kHz cycle to adjust uplink / downlink power to its minimum Even faster than the speed of Rayleigh fading for moderate mobile speeds Outer Loop Power Control Adjust the target SIR setpoint in base station according to the target BER Commanded by RNC Fast Power Control If SIR < SIR TARGET, send power up command to MS

Connection Based Function Handover Softer Handover A MS is in the overlapping coverage of 2 sectors of a base station Concurrent communication via 2 air interface channels 2 channels are maximally combined with rake receiver Soft Handover A MS is in the overlapping coverage of 2 different base stations Concurrent communication via 2 air interface channels Downlink: Maximal combining with rake receiver Uplink: Routed to RNC for selection combining, according to a frame reliability indicator by the base station A Kind of Macrodiversity

HSDPA High Speed Downlink Packet Access Standardized in 3GPP Release 5 Improves System Capacity and User Data Rates in the Downlink Direction to 10Mbps in a 5MHz Channel Adaptive Modulation and Coding (AMC) Replaces Fast Power Control : User farer from Base Station utilizes a coding and modulation that requires lower Bit Energy to Interference Ratio, leading to a lower throughput Replaces Variable Spreading Factor : Use of more robust coding and fast Hybrid Automatic Repeat Request (HARQ, retransmit occurs only between MS and BS) HARQ provides Fast Retransmission with Soft Combining and Incremental Redundancy Soft Combining : Identical Retransmissions Incremental Redundancy : Retransmits Parity Bits only Fast Scheduling Function which is Controlled in the Base Station rather than by the RNC

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