Workshop Guide. Joint Regulators/Industry QbD Workshop January 2014 London, UK. europe.pda.org/ema2014

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EMA together with other EU Health Agencies Joint Regulators/Industry QbD Workshop 28-29 January 2014 London, UK Workshop Guide europe.pda.org/ema2014 ORGANIZED BY PDA EUROPE

Letter from the Chairs Dear Colleagues, Since the new Science and QRM-based Quality Paradigm, as described in ICH Q8-Q11 guidelines, was first endorsed by industry and regulators, global understanding of Quality by Design (QbD) and the underpinning risk management approach have progressed considerably. Nevertheless, the number of submissions containing QbD elements remains relatively low, and dossiers containing enhanced development information are far from becoming a standard approach. Furthermore, ICH Q8-Q11 guidelines provide high-level concepts that may lead to a wide range of interpretations between Industry and Regulators when compared to the earlier, more prescriptive ICH guidelines. Thus, to promote a common understanding of QbD and to share the experience gained since the first workshop in 2009, there is great interest and need for an update. In this two-day workshop at the European Medicines Agency in London, both regulatory and industry representatives will share practical experiences by presenting six case studies of recent QbD submissions that have been evaluated by the Agency. Offering plenty of opportunity for discussion and networking, this event will provide attendees with valuable industry and regulatory insights. Workshop Overview In this joint workshop, six case studies will be presented by five industry-representing companies: AstraZeneca GSK Novartis Novo Nordisk Pfizer The EU PAT Team representatives and the Rapporteurs assessment teams involved in the evaluation of the actual submissions presented as case studies here will contribute. Regulators directly involved in the six case studies are assessors (chemicals and biologicals) and inspectors from these agencies: Danish Health and Medicines Authority, Denmark District Government of Upper Bavaria, Germany Federal Institute for Drugs and Medical Devices, Germany French Health Products Safety Agency, France Italian Medicines Agency, Italy Medical Products Agency, Sweden Medicines Evaluation Board, The Netherlands Medicines and Healthcare Products Regulatory Agency, UK National Health Laboratory EP, Luxembourg Norwegian Medicines Agency, Norway Paul-Ehrlich-Institute, Germany In addition to the experts of these agencies, representatives from other European Health Authorities, Japan PMDA and others are present. The Steering Committee wishes to thank the supporting parties for offering current and highly applicable information to the pharmaceutical industry. We are looking forward to a successful and informative workshop and welcome you to London. The Workshop Chairs Jean-Louis Robert, PhD Laboratoire National de Santé Georges France, PhD Novartis

Information Scientific Planning Committee Jean-Louis Robert, Co-Chair, LNS Georges France, Co-Chair, Novartis David Cockburn, EMA Lina Ertle, F. Hoffmann-La Roche Simona Keckesova, EMA Evdokia Korakianiti, EMA Riccardo Luigetti, EMA Sylvie Meillerais, EFPIA Peter Richardson, EMA David Tainsh, GSK Georg Roessling, PDA Europe Sylvia Becker, PDA Europe Venue of the Workshop European Medicines Agency 7 Westferry Circus Canary Wharf London E14 4HB Tel. +44 (0)20 7418 8427 Fax. +44 (0)20 7418 8409 www.ema.europa.eu Contact For additional conference information please contact: Sylvia Becker Program Coordinator PDA Europe Adalbertstraße 9 16548 Glienicke/ Berlin Germany Tel.: +49 33056 23 77-18 Fax.: +49 33056 23 77-77 E-Mail: becker@pda.org

Workshop Agenda Tuesday, 28 January 2014 9:00 Welcome, Introduction & Goals of Workshop Jean-Louis Robert, Laboratoire National de Santé (LNS) Georges France, Novartis Case Study 1 & Discussion 9:45 Risk Assessment and Lifecycle Management Learning Frank Montgomery, AstraZeneca Olvia Lake, Medicines Evaluation Board, The Netherlands 10:45 Coffee Break Case Study 2 & Discussion 11:15 Design Space Development and Verification Tone Agasøster, Norwegian Medicines Agency, Norway 12:15 Lunch Break Case Study 3 & Discussion 13:30 Applying QbD for a Legacy Product and achieving Real Time Release Testing by a Design Space Approach with Supportive PAT and Soft Sensor-Based Models: Challenges in the Implementations Lorenz Liesum, Novartis Lama Sargi, French Health Products Safety Agency, France Case Study 4 & Discussion 14:30 Challenges in the Implementation of Model-Based and PAT-Based RTRT Dora Kourti, GSK Gorm Herlev Jørgensen, Danish Health and Medicines Authority, Denmark 15:30 Coffee Break Case Study 5 & Discussion 16:00 Control Strategy Ron Ogilvie, Pfizer Øyvind Holte, Norwegian Medicines Agency, Norway 17:00 End of Day 1 & Networking Reception 18:00 Preparation of Conclusions for Day 2 Evdokia Korakianiti, EMA Lina Ertle, Roche + Case Study Speakers

Workshop Agenda Wednesday, 29 January 2014 Case Study 6 & Discussion 8:30 Novo Nordisk Experience in the Application of QbD Preben Østfeldt, Novo Nordisk Steffen Gross, Paul-Ehrlich-Institute, Germany Panel Discussion 9:30 What is needed to further Implementation of QbD for Biopharmaceuticals? Moderators: Nanna Kruse, Danish Health and Medicines Authority 10:15 Coffee Break Learnings and Best Practices from the Case Studies 10:45 Questions/Issues from the Audience and Structured Discussion around Common Themes from Case Studies, e.g. - Risk Assessment and Criticality - Design Space - Use of Models - Control Strategy - Lifecycle Management - The Development Story and Presentation of Information in Submissions - Dossier Quality System Interactions - Etc. Moderators: Evdokia Korakianiti, EMA Lina Ertle, Roche + Case Study Presenters 13:00 Lunch Break International Reflections and Next Steps 14:00 Reflections from an International perspective USA Reflections from an International perspective Japan Audience discussion How do we progress? Christine Moore, FDA Yoshihiro Matsuda, PMDA Jean-Louis Robert, LNS Georges France, Novartis Innovation in Medicines and Manufacturing 15:30 Future opportunities David Tainsh, GSK Keith Pugh, MHRA 16:00 Closing Summary David Tainsh, GSK Keith Pugh, MHRA 16:30 End of Workshop & Farewell Coffee

REGISTRATION 1 Your Contact Information Joint Regulators/Industry QbD Workshop 28-29 January 2014 London, UK Name (Last, First, MI) * PDA Member ID Number Job Title * Company* Department Mailing Address City Postal Code Country Email * Business Phone Fax Substituting for (Check only if you are substituting for a previously enrolled colleague; a nonmember substituting for member must pay the membership fee.) * This information will be published in the conference attendee list. Should you not wish us to publish these details, please contact us. Information about Visa Matters All registrations which will involve visa matters will have to be submitted to EMA EU four weeks prior to the start of the event at the latest. For later registrations, EMA Europe will be unable to assist participants in any visa affairs. All costs incurring in connection with visa affairs shall be borne by registrants. (This applies in particular to costs for submitting documents by courier.) Potential participants must be clients of UPS shipping agency and submit their UPS customer reference number to PDA EU (together with their registration). 2 Workshop Registration 3 Payment Options All fees given in Euro and excluding VAT (20 %) Workshop Joint Regulators/Industry QbD Workshop 28-29 January 2014 All Participants 1.895 (No PDA membership included) By Credit Card American Express MasterCard VISA For your credit card information safety: Please send your details by fax only (+49-33056-23 77 77) or register online. By Bank Transfer Beneficiary: PDA Europe ggmbh IBAN: DE73 1007 0024 0922 8735 00 BIC (SWIFT-Code): DEUTDEDBBER Bank Address: Deutsche Bank, Welfenallee 3-7, D-13465 Berlin, Germany By Purchase Order Purchase Order Number Billing Address: PDA Europe, Adalbertstr. 9, 16548 Glienicke/Berlin, Germany petzholdt@pda.org Invoice Please mark here to request an invoice from EMA. Should you attend an event without a formal confirmation or receipt of payment you will be required to provide a credit card as guarantee of payment. PDA Europe VAT I.D.: DE254459362 Your VAT I.D.: This number starts by your country code (example: PDA Europe s VAT ID number = DE254459362) Your VAT I.D.: Date Mandatory Signature CONFIRMATION: Transmitting your filled-in registration form constitutes a binding application for the specific event. PDA Europe will send you a confirmation including payment details. A legally binding contract is concluded once PDA Europe has sent a written invoice by mail to you. A letter of confirmation will be sent to you once payment is received. You must have this written confirmation to be considered enrolled in a PDA event. Please allow one week for receipt of confirmation letter. Payment must be received or guaranteed by Purchase Order or credit card details on 1st day of event, at the very latest. SUBSTITUTIONS: If you are unable to attend, substitutions are welcome and can be made at any time, including on site at the prevailing rate. If you are pre-registering as a substitute attendee, please indicate this on the registration form. Changes are free of charge until 3 weeks prior to the start of the event. After this date, there will be a charge of 100 per name change. REFUNDS: Refund requests must be in writing and faxed to PDA at +49 (33056) 23 77 77. If your written request is received on or before 27 December 2013, you will receive a full refund minus a 150 excl. VAT handling fee. After that time, no refund or credit requests will be approved. If you are an unpaid registrant and do not attend the event, you are responsible for paying the registration fee. On-site registrants are not guaranteed to receive conference materials until all advanced registered attendees receive them. To process refunds PDA Europe's suppliers for credit card transactions save the provided credit card details (credit card holder, credit card number, expiration date) for a period of 12 months. EVENT CANCELLATION: PDA reserves the right to modify the material or speakers/instructors without notice, or to cancel an event. If an event must be canceled, registrants will be notified by PDA as soon as possible and will receive a full refund. PDA will not be responsible for airfare penalties or other costs incurred due to cancellation. For more details, contact PDA at info-europe@pda.org or fax to +49 (33056) 23 77 77. DOCUMENTATION: With your signature you give complete picture usage right to PDA and allow to film your exhibition space and intervention in the event, including the recording of your presentation for video purposes (with your slides, voice and image). This right extends also to the use of the resulting images in film documentation for webinars and similar items produced by PDA.