Applying the Stages of Development: Experiences, challenges, and strategies from the RERC on AAC. Goals

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Applying the Stages of Development: Experiences, challenges, and strategies from the RERC on AAC Janice Light and Thomas Jakobs Penn State University & InvoTek, Inc. Goals To share the experience of the RERC on AAC at each stage of development Describe challenges Discuss strategies to overcome some of the challenges To share the story of one R & D project RERC on AAC project, Development of AAC displays that support transition from graphic symbols to literacy (T2L) for individuals with complex communication needs (CCN) See https://rerc-aac.psu.edu/research/r2-investigatingaac-technologies-to-support-the-transition-from-graphicsymbols-to-literacy/ 1

Background Building long-term relationships We were acquainted with each other for several years before collaborating Initial collaboration grew out of clinical need Janice s research & clinical experience suggested that AAC technologies would be more effective if displays could be created just in time during interactions with children with CCN Tom said what if we build an app that does the following? Janice said It would be better if An SBIR proposal was born! Phase 1/ Phase 2 SBIRs These SBIRs led to a new unmet need Apps to support transition to literacy Stages of Development PRODUCT IDEA Stage 1 First Stage activities transform the Product IDEA into a Proof of Concept. PROOF OF CONCEPT Stage 2 PROOF OF PRODUCT Stage 3 PROOF OF ADOPTION Second Stage activities transform the Proof of Concept into a Proof of Product Third Stage activities transform a Proof of Product into an Adopted Product. 9/16/2015 Copyright National Institute on Disability, Independent Living, and Rehabilitation Research 4 2

R & D strategy In order to maximize benefit for individuals with CCN, our R & D projects focus on the clinical need Enhanced effectiveness of AAC technologies Potential to be incorporated into a wide range of AAC tools Potential to increase the number of people who benefit Our tech transfer strategy Foster an environment of trust and integrity Involve potential commercialization partners as early as possible, even in idea stage Tech transfer strategy Development path Utilizes a stage gate process NtK model (Center on KT4TT) Solicits participation of key stakeholders at all stages RERC on AAC responsibilities Identify unmet needs & priorities; define scope of projects Conduct R & D to develop engineering solutions Proof of concept Test these prototypes & evaluate them clinically in the field Proof of product Commercialization through development partners Incorporate the solutions into their products/apps Spearhead commercialization/production activities Proof of adoption 3

Stages of Development PRODUCT IDEA Stage 1 First Stage activities transform the Product IDEA into a Proof of Concept. PROOF OF CONCEPT Stage 2 PROOF OF PRODUCT Stage 3 PROOF OF ADOPTION 9/16/2015 Copyright National Institute on Disability, Independent Living, and Rehabilitation Research 7 Stage 1 Define need & target audience Need & target audience defined through Prior research Prior RERC grant SBIR Phase 1 & Phase 2 grants Clinical experience Stakeholder input Individuals who use AAC, families, clinicians, AT manufacturers /app developers, etc. State of science conference with key stakeholders 4

AAC technologies to support transition from graphic symbols to literacy (T2L) Unmet need More than 90% of individuals with CCN enter adulthood without literacy skills As a result, they are severely restricted in education, employment, healthcare & community living Current AAC technologies do not support the transition from picture symbols to literacy Goal To develop AAC apps to support transition to literacy Target market Team Target market Children & adults with CCN who are nonliterate or preliterate Team Technical team (InvoTek, Saltillo) Clinical team (PSU) Consumer team (PSU) Commercialization partners (Tobii Dynavox, Saltillo) 5

Stage 1 Product idea Potential technology solution/scope of project defined through Comprehensive review of research Define theory & research underlying user interface design Present text dynamically upon selection of graphic symbol Text presentation paired with graphic symbol & speech output Input from AAC manufacturers/app developers Identify partners and roles Competing technology search Tech transfer plan developed Assistance of KT4TT T2L Technology solution Outputs 2 AAC apps to improve literacy skills for individuals with CCN Grid-based app VSD-based app Research-based user interface design specs for AAC apps to support transition from picture symbols to literacy 6

6/11/17 Stage 1 Assessments T2L Proof of Concept Establish feasibility Technical development & functional testing Clinical testing Expert clinicians User testing Pilot testing with individuals with CCN Assess usability, utility, consumer satisfaction, use Challenges From product idea to proof of concept Collaborating at a distance Technical and clinical teams Ensuring comprehensive stakeholder input Involving commercialization partners Building relationships Maximizing resources Leveraging other funding sources Achieving AT designs that are clinically sound & research-based 7

Stages of Development PRODUCT IDEA Stage 1 PROOF OF CONCEPT Stage 2 PROOF OF PRODUCT Second Stage activities transform the Proof of Concept into a Proof of Product Stage 3 PROOF OF ADOPTION 9/16/2015 Copyright National Institute on Disability, Independent Living, and Rehabilitation Research 15 Stage 2 Proof of concept to proof of product Clinical evaluation with stakeholders in real world Individuals with CCN, families AAC clinicians, rehab /educational personnel, etc. Iterative technical development Fine-tuning design based on clinical results Ongoing collaboration with AT manufacturers 8

Stage 2 Assessments Proof of Product Establish that the product is effective Series of single case experimental research designs targeting Children with autism, Down syndrome, IDD, CP Adults with autism, Down syndrome, IDD, CP Research hypothesis Individuals with CCN will increase their literacy skills as a result of using the T2L app VSD app or grid app Stage 2 Assessment data 6 studies in progress RERC on AAC 9

Challenges Proof of concept to proof of product Dealing with changes in mainstream technology E.g., Google speech recognition Implementing high quality clinical trials Recruiting & retaining individuals with complex needs & families Conducting studies in real world contexts Involving AT manufacturers/app developers Developing relationships Communicating product specs clearly Avoiding feature creep Stages of Development PRODUCT IDEA Stage 1 PROOF OF CONCEPT Stage 2 PROOF OF PRODUCT Stage 3 PROOF OF ADOPTION Third Stage activities transform a Proof of Product into an Adopted Product. 9/16/2015 Copyright National Institute on Disability, Independent Living, and Rehabilitation Research 20 10

6/11/17 Stage 3 Proof of product to adopted product Commercialization efforts Tech IP remains with developer InvoTek for VSD prototype Licensed to Tobii Dynavox Released as SnapScene 2016 Saltillo for grid prototype Publish research / user interface design specs Promote widespread adoption & greater benefit Stage 3 Assessments Proof product is beneficial Assessment of awareness of stakeholders, use by individuals with CCN, retention, impact, etc. 11

Challenges Proof of product to adopted product Ensuring product is realized fully Communicating product specs clearly to AT manufacturers Providing resources as supports for clinicians & families Disseminating implementation guidelines & research results rapidly in user friendly formats e.g., trainings, websites, MOOC Assessing adoption Accessing data on use, retention, etc. Time lag for uptake Lessons learned Gather comprehensive input from stakeholders Involve potential commercialization partners early and often Exclusivity may not be best commercialization approach Communicate openly, clearly, and specifically Demonstrate benefit/impact with compelling clinical data Focus on the mission Very few disability-related products generate substantial revenue through licensing Instead, market your success when applying for contracts and/or grants. 12

RERC-AAC.ORG The contents of this presentation were developed under a grant from the National Institute on Disability, Independent Living, and Rehabilitation Research (NIDILRR grant number #90RE5017) to the Rehabilitation Engineering Research Center on Augmentative and Alternative Communication (RERC on AAC). NIDILRR is a Center within the Administration for Community Living (ACL), Department of Health and Human Services (HHS). The contents of this presentation do not necessarily represent the policy of NIDILRR, ACL, HHS, and you should not assume endorsement by the Federal Government. 13