3GPP 5G 無線インターフェース検討状況

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3GPP 5G 無線インターフェース検討状況 エリクソン ジャパン ( 株 ) ノキアソリューションズ & ネットワークス ( 株 ) 2017 年 12 月 22 日 1

Disclaimers This presentation is based on the draft 3GPP specifications to be approved in RAN#78 meeting in Dec/2017. The Information may be subject to updates. 2

3GPP 5G timeplan Based on the draft specifications and/or other agreements in 3GPP as of Dec. 2017 IMT-2020 Evaluations Requirements Proposals Specifications Rel-14 Rel-15 Rel-16 Rel-17 NR Study Item NR WI Phase 1 NR SI(s) Phase 2 NR WI(s) Phase 2 embb Low latency High reliability mmtc 2016 2017 2018 2019 2020 NR Non stand-alone Core. spec. NR Stand-alone Core. spec. NR Conformance spec. 12/22/2017 新世代モバイル通信システム委員会技術検討作班資料 Full IMT-2020 3

IMT-2020 submission timeplan Source: RP-172098 3GPP RAN WG4 WG4 #86 26 Feb-2 Mar WG4 #87 21-25 May 4

3GPP NR overview Flexible, scalable, and future-proof design Forward compatibility Spectrum range up to 100GHz Frequency range 1 (FR1): 450MHz 6.0GHz Channel bandwidth up to 100MHz Frequency range 2 (FR2): 24.25GHz 52.6GHz Channel bandwidth up to 400MHz Support NR carrier aggregation (CA) up to 16 component carriers Multi-antenna Massive MIMO Hybrid beam-forming Active antenna system (AAS) Low latency Shorter symbol time Mini-slots Ultra-lean design Minimize any transmissions not directly related to the user data transmission No cell-specific reference signal 5

NR architecture options Option 3 and Option 7 Connectivity via EPC (option 3) or 5GC (option 7) Initial access and mobility by LTE nodes Option 2 and Option 4 Data Control NR Option 2 LTE Data Data NR LTE Data Data NR Option 4 Control Control LTE/NR dual-connectivity (EN-DC) NR/LTE dual-connectivity EPC: Evolved packet core (4G core network) 5GC: 5G core network 6

NR numerology and frequency/time structure Waveform: OFDM for UL and DL UL also supports DFT-S-OFDM Subcarrier spacing (SCS) Subcarrier spacing Freq range Max CBW Resource block - basic unit of resources consisting of 12 subcarriers and 1 slot (14 symbols) 1 radio frame = 10ms 15kHz (Same as LTE) FR1 50MHz 1 subframe = 1ms 30kHz FR1 100MHz 60kHz FR1, FR2 200MHz 120kHz FR2 400MHz 15kHz 30kHz 1 slot 1 slot Larger SCS Shorter slot Lower latency 60kHz 120kHz 1 slot 1 slot 14 symbols/slot 7

UL/DL allocation for TDD carrier Network configures UL/DL allocation for transmission period (e.g., 5ms) Cell-specific configuration Possible to reconfigure UL/DL allocation for transmission period per UE It is possible to configure the same UL/DL allocation as TD-LTE such as UL:DL=1:3 and special subframe configuration DL heavy scheduling DL UL Switching period DL/UL transmission period (e.g., 5ms) UL heavy scheduling DL UL Switching period DL/UL transmission period (e.g., 5ms) 8

Bandwidth part (BWP) A part of BS channel bandwidth configured by the network Configuration per UE Up to 4 BWPs for UL and DL carriers per UE Each BWP may have different SCS, location, and bandwidth UE transmit/receive signal on one of BWPs indicated by control channel Config 1 (15kHz) BWP1 BS channel bandwidth BWP Support reduced UE BW Config 2 (30kHz) BWP2 Support mixed numerology 9

Physical layer uplink overview Waveform: CP-OFDM or DFT-S- OFDM (SC-FDM) Physical channels PUSCH Data channel PUCCH Control channel HARQ-ACK, CSI, Scheduling Request PRACH Random access channel Physical signals DM-RS Demodulation for PUSCH/PUCCH PT-RS Phase-tracking RS for PUSCH SRS Sounding RS Modulation PUSCH: π/2-bpsk, QPSK, 16QAM, 64QAM, 256QAM PUCCH: π/2-bpsk, QPSK Channel coding Polar code for PUCCH LDPC for PUSCH Multi-antenna transmission PUSCH support up to 4 layers with SU-MIMO PUSCH support up to 12 layers with MU-MIMO using orthogonal DM-RS 10

Physical layer downlink overview Waveform: OFDM Physical channels PDSCH Data channel PDCCH Control channel PBCH Broadcast channel Physical signals DM-RS Demodulation for PDSCH/PDCCH/PBCH PT-RS Phase-tracking RS for PDSCH CSI-RS Channel state information Also used for time/frequency tracking PSS/SSS Primary/Secondary Synchronization signals Modulation PDSCH: QPSK, 16QAM, 64QAM, 256QAM PDCCH/PBCH: QPSK Channel coding Polar code for PDCCH/PBCH LDPC for PDSCH Multi-antenna transmission PDSCH support up to 8 layers with SU-MIMO PDSCH support up to 12 layers with MU-MIMO using orthogonal DM-RS 11

NR operating bands New operating bands for NR (related to Japan) Operating band UL frequency range DL frequency range Duplex mode Frequency range n77 3300 4200 MHz 3300 4200 MHz TDD FR1 n78 3300 3800 MHz 3300 3800 MHz TDD FR1 n79 4400 5000 MHz 4400 5000 MHz TDD FR1 n257 26.5 29.5 GHz 26.5 29.5 GHz TDD FR2 Note: Existing LTE operating bands 1, 3, 8, 28, 41, and 74 (related to Japan) are also going to be introduced as NR operating bands as n1 (FDD), n3 (FDD), n8 (FDD), n28 (FDD), n41 (TDD), and n74 (FDD) 12

E-UTRA-NR-DC (EN-DC) band combination NSA is based on LTE dual connectivity and need LTE as an anchor carrier 3GPP are going to introduce the DC band combinations 1 NR band and one or more LTE bands The table below summarizes the agreed EN-DC band combinations between the new NR bands and single LTE bands related to Japan as of Dec/2017 New NR bands LTE bands n77, n78, n79, n257 B1, B3, B8, B11, B18, B19, B21, B26, B28, B41, B42 Note other combinations are going to be introduced in the future. 13

BS channel bandwidth and SCS per NR band BS channel bandwidth depends on the subcarrier spacing BS channel bandwidth (MHz) NR band SCS [khz] 5 10 15 20 25 30 40 50 60 70 80 90 100 n77/n78 15 30 60 n79 15 30 60 BS channel bandwidth (MHz) NR band SCS [khz] 50 100 200 400 n257 60 120 14

Spectrum utilization 3GPP assume the spectrum utilization up to 98% (cf. 90% for LTE) Maximum numbers of resource blocks for FR1 SCS [khz] BS channel bandwidth (MHz) 5 10 15 20 25 30 40 50 60 70 80 90 100 15 25 52 79 106 133 [160] 216 270 30 11 24 38 51 65 [78] 106 133 162 [189] 217 [245] 273 60 11 18 24 31 [38] 51 65 79 [93] 107 [121] 135 Maximum numbers of resource blocks for FR2 SCS [khz] BS channel bandwidth (MHz) 50 100 200 400 60 66 132 264 120 32 66 132 264 Note 1: 1 resource block consists of 12 subcarriers Example: 12x30kHz=360kHz Note 2: Values in [ ] mean under investigation in 3GPP 15

Channel raster and synchronization raster At the initial cell search, UE searches the synchronization signal and PBCH block (SS/PBCH block) consisting of PSS/SSS/PBCH SCS for SS/PBCH block is fixed per operating band to reduce the UE complexity SS/PBCH block raster is different from channel raster Channel SCS [khz] Raster [khz] Values in [ ] mean under investigation in 3GPP SS/PBCH block SCS [khz] Raster [MHz] n77/n78/n79 15/30/60 15 30 1.44 n257 60/120 60 120/240 [17.28] BS channel bandwidth SS/PBCH block (240 subcarriers) Frequency Channel raster SS raster (NR-ARFCN) (GSCN) GSCN: Global synchronization channel number NR-ARFCN: NR absolute radio frequency channel number 12/22/2017 新世代モバイル通信システム委員会技術検討作業班資料 16

Conducted/OTA requirements for NR BS and UE For UE, apply conducted requirements to FR1 and OTA requirements to FR2 For BS, 3GPP agreed to specify different sets of requirements depending on NR BS type NR BS type Frequency range BS Description Type 1-C FR1 Consisting only of conducted requirements defined at individual antenna connectors Type 1-H Type 1-O Consisting of conducted requirements defined at individual TAB connectors and OTA requirements defined at RIB Consisting only of OTA requirements defined at the RIB Type 2-O FR2 Consisting only of OTA requirements defined at the RIB OTA: Over-the-air TAB connector: Transceiver array boundary connector RIB: Radiated interface boundary 17

BS type 1-C and 1-H Type 1-C Type 1-C (Conducted) is same as the existing LTE base station Conducted test with antenna port TAB in type 1-H (Hybrid) is conducted interface between the TRXUA and the composite antenna RIB in type 1-H is radiated interface where the OTA requirements are defined BBU BBU Antenna port mapping (Logical) antenna port Antenna port mapping Antenna connector (monitor port) Type 1-H TRXUA Coaxial cable Composite antenna RDN BBU: Base band unit TRXUA: Transmitter/Receiver Unit Array RDN: Radio Distribution Network Transceiver array boundary (TAB) Radiated interface boundary (RIB) 18

BS type 1-O/2-O Types 1-O/2-O (OTA) has no conducted interfaces Implies that testing is performed over the air (OTA) in test chambers (e.g., anechoic chambers) Only OTA requirements are specified especially for FR2 Composite antenna BBU Antenna port mapping TRXUA RDN Radiated interface boundary (RIB) 19

Discussion Regulations take into account the 3GPP requirements. Need to discuss how to capture three sets of BS requirements for FR1 into the regulations. For 1-O and 2-O, and in general for integrated AAS type products, there are significant challenges and limitations in relation to test ports (for on-site testing). 20