The International Monitoring System: Overview, Measurement Systems and Calibration

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CCAUV/17-36 The International Monitoring System: Overview, Measurement Systems and Calibration Workshop of the Consultative Committee for Acoustics, Ultrasound and Vibration - Measurement of imperceptive matters, 20 September 2017 Julien Marty, Seismic-Acoustic Unit Head Comprehensive Nuclear-Test-Ban Treaty Organization Vienna International Centre P.O. Box 1200 1400 Vienna, Austria

2 Outline The Treaty, The Organization The International Monitoring System Seismo-Acoustic Measurement Systems Calibration Infrasound Technology Calibration Seismic and Hydroacoustic Technologies

3 CTBT The Treaty Article 1 1. Each State Party undertakes not to carry out any nuclear weapon test explosion or any other nuclear explosion, and to prohibit and prevent any such nuclear explosion at any place under its jurisdiction or control. Opened for signature on 24 September 1996 Near-universality: 183 signatures, 166 ratifications Entry-into-Force pending ratification of 8 States (out of 44 specific nuclear technology holder States listed in Annex 2 of the Treaty)

4 CTBTO The Organization The Preparatory Commission for the CTBTO is responsible for promoting the CTBT and establishing a verification regime Seat of the Organization in Vienna, Austria The Preparatory Commission consists of two main entities: a plenary body composed of all States Signatories (PrepCom) and the Provisional Technical Secretariat (PTS) The PTS assists the plenary body in carrying out its activities. It currently employs over 270 staff members from over 85 countries.

5 CTBT Article IV The Verification Regime 1. In order to verify compliance with this Treaty, a verification regime shall be established consisting of the following elements: (a) An International Monitoring System; (b) Consultation and clarification; (c) On-site inspections; and (d) Confidence-building measures. At entry into force of this Treaty, the verification regime shall be capable of meeting the verification requirements of this Treaty.

6 CTBT Article IV The International Monitoring System 16. The International Monitoring System shall comprise facilities for seismological monitoring, radionuclide monitoring including certified laboratories, hydroacoustic monitoring, infrasound monitoring, and respective means of communication, and shall be supported by the International Data Centre of the Technical Secretariat. 17. The International Monitoring System shall be placed under the authority of the Technical Secretariat. All monitoring facilities of the International Monitoring System shall be owned and operated by the States hosting or otherwise taking responsibility for them in accordance with the Protocol.

7 IMS Network Overview

8 IMS Network Status IMS station type Installation completed Under construction Not started Total Certified Not Certified Primary seismic 42 3 2 3 50 Auxiliary seismic 107 8 2 3 120 Hydroacoustic 11 0 0 0 11 Infrasound 49 2 1 8 60 Radionuclide 67 3 4 6 80 Radionuclide Lab 13 3 0 0 16 Total 289 19 9 20 337 Network nearing completion: 85% of stations already certified

9 IMS Monitoring Technologies Infrasound Seismic Radionuclide Hydroacoustic

10 International Data Centre

11 DPRK Announced Nuclear Tests 41 PS, 90AS, 2 HA and 1 IS stations detected signals associated with DPRK event on 3 Sep 2017

12 Civil and Scientific Applications Tsunami Agreement Volcano Alert System Earthquakes/Seismicity Radiation studies Natural and man-made sources Atmospheric studies

13 Seismo-Acoustic Measurement Systems

14 Infrasound Minimum Requirements Characteristics Sensor type Number of sensors Geometry Spacing Measured parameter Passband Sensor response Sensor noise Calibration Sampling rate Resolution Dynamic range Timing accuracy Standard temperature range Minimum Requirements Microbarometer Four element array Triangle with a component at the centre Triangle basis: 1 to 3 km Differential pressure 0.02 to 4 Hz Flat to pressure over the passband 18 db below minimum acoustic noise 5% in absolute amplitude 10 samples per second 1 count per 1 mpa 108 db 1 ms 10 o C to +45 o C MB2005 C50A MB3 CTBT/WGB/TL-11,17/17/Rev.5

15 Infrasound Sensor Description MB2005 MB3 Air inlet LVDT Magnet and coil transducer Air inlet Metallic bellows Reference cavity (under vacuum) Metallic bellows Reference cavity (under vacuum) Measurement cavity Measurement cavity

16 Seismic Minimum Requirements Characteristics Position (with respect to ground level) Three component station passband Array station passband Sensor response Number of sensors for new arrays Calibration Sampling rate Seismometer noise System noise Resolution Dynamic range Absolute timing accuracy Relative timing accuracy Operation temperature Minimum Requirements Borehole or vault Short period: 0.5 to 16 Hz plus long period: 0.02 to 1 Hz or broadband: 0.02 to 16 Hz Short period: 0.5 to 16 Hz Long period: 0.02 to 1 Hz Flat to velocity or acceleration over the passband 9 short period (one component) plus (1 short period (three component) plus 1 long period (three component) Within 5% in amplitude and 5 in phase over the passband 40 samples per second Long period: 4 samples per second 10 db below minimum earth noise at the site over the passband 10 db below the noise of the seismometer over the passband 18 db below the minimum local seismic noise 120 db 10 ms 1 ms between array elements 10 o C to +45 o C CMG3TB STS-2 CTBT/WGB/TL-11,15/17/Rev.5 GS13

Hydroacoustic Minimum Requirements Characteristics Minimum Requirements Sensor type Seismometer Position (with respect to ground level) Borehole or vault Passband 0.5 to 20 Hz Sensor response Flat to velocity or acceleration over the passband Seismometer noise 10 db below minimum earth noise at the site over the passband Calibration Within 5% in amplitude and 5 in phase over the passband Sampling rate 50 samples per second Resolution 18 db below the minimum local seismic noise System noise 10 db below the noise of the seismometer over the passband Dynamic range 120 db Absolute timing accuracy 10 ms Operation temperature 10 o C to +45 o C Hydrophone Stations CTBT/WGB/TL-11,1`6/17/Rev.5 T-Phase Stations STS-2 Characteristics Minimum Requirements Sensor type Hydrophone with wet-end digitizer Passband 1 to 100 Hz Sensor response Flat to pressure over the passband Number of sensors 1 operational sensor with 2 backup sensors per cable Sensors location In the Sound Fixing and Ranging channel Location precision 500 m Number of cables 2 at a site when necessary to prevent local blockage System noise 10 db below Urick s deep ocean low noise curve Calibration Within 1 db, no phase requirements Sampling rate 240 samples per second Timing accuracy 10 ms Sensitivity 60 db per Pa (1 Hz band) 81 db per Pa (wideband) Dynamic range 120 db Workshop of the CCAUV 20 September 2017 17

18 Calibration Infrasound Technology

19 Calibration Goals Demonstrate quality assurance in IMS infrasound measurement to ensure trustworthiness and credibility of IMS infrasound data Ensure consistency in IMS infrasound measurement and equivalence in data produced across the IMS infrasound network Ensure continuity and transparency of best practices independent of changes in instrumentation/service provider, or individual personnel

IMS Infrasound Station I21FR, Marquesas Islands, France I49GB, Tristan da Cunha, UK Infrasound Sensor Digitizer Wind Noise Reduction system (WNRS) Equipment vault Communication equipment I60US, Wake Island, USA Workshop of the CCAUV 20 September 2017 20

21 Calibration Infrastructure 1. Type Approval Extensive testing of a set of a new device against IMS and manufacturer type specifications. Most of the tests are performed by a designated Expert Laboratory, which performance is regularly assessed by the PTS. If the Type Approval report is approved by the PTS, the new model is approved for use in the IMS. 2. Acceptance testing Testing of a individual device against manufacturer type specifications. The tests are performed by the manufacturer, whose performance is regularly assessed by the PTS. Once the data sheet is approved by the PTS, the device is declared ready for installation in the IMS. 3. Initial calibration Testing performed at the time of the installation in operational conditions of a new measurement system to verify that the new system performs within tolerances of the manufacturer type specifications. The tests mainly include full frequency response and self-noise measurements. The results of the initial calibration is used to establish the baseline for future calibrations. 4. On-site Calibration Yearly measurements of the full frequency response of a measurement system to determine is the performance of the operational device remains within the tolerance of the baseline established at the time of the Initial Calibration. When the results are not within tolerances, the required maintenance actions are initiated. CTBT/WGB/TL-11,17/17/Rev.5

22 Challenges in 2011 Technical (a) No international or national standards for infrasound technology (b) No technique available for the initial and on-site calibration of infrasound measurement systems (WNRS + sensor) within IMS specifications (c) No validated models for acoustic response of WNRSs (d) WNRSs introducing response instabilities at some IMS infrasound stations Potential field calibration techniques Reference sensor (a) Pistonphone -> does not include WNRS (b) Microbarometers including calibration coil -> does not include WNRS (c) Infrasound generator -> Does not cover full IMS frequency band (d) Use of reference infrasound sensors -> Possible for very low background noise conditions Side-by-side installation (Reference sensor infrasound measurement system)

23 Stakeholder Map

24 Achievements 2011 2016

25 Traceability for Infrasound Sensors

26 Type Approval for Infrasound Sensors Expert Labs need traceable calibration services from metrology community

27 Acceptance Testing for Infrasound Sensors Manufacturers need traceable calibration services from metrology community

28 Roadmap 2017 2023 Support from metrological community required to achieve PTS objectives

29 Calibration Seismic and Hydroacoustic Technologies

30 Seismic Technology No standard written IMS procedures for Type Approval, Acceptance Testing or Initial Calibration of IMS seismic measurement systems On-site Calibration implemented since 2011 through the yearly sending of electrical signals into seismometer calibration coils Part of seismological community moving from electrical calibration to calibration with reference sensors Project for definition of seismic calibration infrastructure to be initiated by the PTS in 2018 Standard procedures for Type Approval of seismic sensors under definition with support of expert community (SNL, USGS, IRIS/IDA, etc.) Same set of seismic sensors sent to 2 Expert Labs (CEA, SNL) for testing in 2017 with the objective of gathering information on Expert Labs testing methodologies

31 Hydroacoustic Technology Same processes as for seismic technology applied to T-phase stations Processes for hydrophone stations significantly different from those for the infrasound and seismic stations Acceptance testing for hydrophones currently performed in laboratory (Navy calibration facility) including calibration through the use of reference hydrophones in in pressurized tanks Electronic part of the hydroacoustic measurement systems calibrated on yearly basis by injecting electrical calibration signal from acquisition system Comparison between recording of different hydrophones within the same triplet can also be performed for periodic quality control checks

32 Conclusion and Collaboration Perspectives Significant efforts made by the PTS since 2011 to define standard calibration infrastructure for infrasound technology Efforts to be continued to demonstrate quality assurance in IMS infrasound measurements Project for the definition of standard calibration infrastructure for seismic technology to be started in 2018 Support from metrological community required for the development of primary standards in IMS frequency bands Target for infrasound technology: Availability of traceable calibration services by end of 2020