UIN: IOL Date of Prep: April Avansee Preload1P. Technical Slide Kit April 2017

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Avansee Preload1P Technical Slide Kit April 2017

Agenda 1. Avansee Preload1P: Summary of product characteristics 2. Excellent IOL characteristics 2.1 Glistening-free optic 2.2 360 degree square edge 2.3 Smooth lens opening 2.4 Original asphericity 3. Avansee Preload1P: Small incision, fully preloaded, plunger-type inserter 3.1 Smooth, low resistance IOL insertion 4. Summary and conclusions

1. Avansee Preload1P: Summary of product characteristics

6.0mm 13.0mm Avansee Preload1P: Summary of product characteristics Model Material Overall / Optic length YP2.2 (yellow type) CP2.2 (clear type) Hydrophobic soft acrylic (UV-absorbing acrylic resin; yellow type also contains proprietary bluelight filtering) 13mm / 6mm 0 Configuration of lens Configuration of haptic Asphericity Power range Recommended incision size Biconvex Modified C-loop -0.04m +6.0 through +26.0 dioptre: +6.0 to +10.0 dioptre (1.0D increments) +10.0 to +26.0 dioptre (0.5D increments) 2.4mm (through cornea) 2.2mm (through sclera cornea) (Model : YP2.2) A-constant* Ultrasound 118.6 Optical (SRK/T) 119.0 *The A-constant above is presented as a reference value for lens power calculations. When calculating the exact lens power, it is recommended that calculations should be performed individually based on the equipment used and the operating surgeon s experience. Avansee Preload1P package insert. UIN: IOL17 00011 Date of Prep: April 2017

Avansee : Spectral transmittance Controlled concentration of chromophore provides consistent spectacle transmittance curve irrespective of dioptric power 100 80 60 40 20 0 UV IR 300 400 500 600 700 800 (nm) Wave length

Small incision, plunger-type inserter Four stabilisers, angled nozzle and unique plunger provide more controlled lens insertion Four stabilisers to make sure the head of plunger pushes the centre of lens Plunger OVD inlet Unique plunger (scoop-shaped plunger) to control the attitude and the movement of lens during insertion Angled nozzle to control the movement of lens during insertion Lens stage

Unique plunger ensures accurate and consistent lens placement during insertion The unique plunger controls lens placement by supporting the lens from behind (scooping the lens) Unique plunger (Scoop-shaped plunger) The unique plunger prevents the trailing haptic from sticking to the optic It is easy to adjust the lens position with the unique plunger after releasing the lens in the capsular bag This is an example of a scoop shape

Avansee Preload1P allows preparation for insertion in 3 simple steps Step 1: Injecting the OVD OVD is inserted through the inlet up to the dashed line, filling the nozzle and covering the entire lens optic. OVD, ophthalmic viscoelastic device Avansee Preload1P package insert. UIN: IOL17 00011 Date of Prep: April 2017

Avansee Preload1P: Recommended OVDs Most OVD s are suitable for use with Avansee Preload1P, however the following are not recommended: High viscosity OVDs, such as Healon 5 (the IOL may get stuck in the nozzle) Dispersive OVDs that include chondroitin sulphate, such as Viscoat and DisCoVisc (these may not cover the lens properly or may cause the lens to rotate in the nozzle) At least 0.17ml of OVD should be injected, using an OVD needle with 25 gauge or greater 1 Insufficient OVD may result in damage to the lens 1 OVD, ophthalmic viscoelastic device

Avansee Preload1P allows preparation for insertion in 3 simple steps (contd.) Step 2: Removing the lens stage The main inserter body should be supported, and the lens stage slowly removed towards the nozzle tip Step 3: Positioning the lens for insertion The plunger should be pushed at a slow, constant rate to move the IOL forward, stopping when the IOL optic is rolled and its edges make secure contact. Failure to stop at the correct point will increase the likelihood of unsuccessful lens insertion. Avansee Preload1P package insert. UIN: IOL17 00011 Date of Prep: April 2017

Avansee Preload1P insertion The bevel of the nozzle must always point downwards until the nozzle is removed from the eye Insertion Insert the nozzle tip with the bevel facing down through the incision to just before the central pupillary area. While the bevel is down, the inserter will be leaning towards the left. Release Advance the plunger at a slow, constant rate, inserting the IOL into the eye within 20 seconds. Once the IOL is inside the capsular bag, continue to push the plunger until the trailing haptic is completely released. Completion Check the lens positioning and remove the nozzle from the eye. Ensure the bevel continues to face downwards until the nozzle has been removed from the eye. Avansee Preload1P package insert. UIN: IOL17 00011 Date of Prep: April 2017

Helpful hints (1) 1. Preventing the sudden release of IOLs from the inserter Always follow the 3-step preparation process Stop the plunger at the correct point and insert the IOL into the eye within 20 seconds Always use the enough amount of OVD Check the resistance force while pushing the plunger 2. Ensure the lens stage is removed prior to pushing the plunger If the lens stage is not removed at the correct time, the inserter should be discarded and replaced with a new one This lens must not be used The procedure must immediately be discontinued if any problems are encountered.

Helpful hints (2) 3. Problems removing the plunger from the eye Reinsert the plunger keeping the bevel down; try removing the plunger again. 4. The trailing haptic is not released in the eye Further push the plunger, otherwise the haptic will be stuck between the unique plunger and the nozzle. The plunger should be clear of the nozzle before releasing the lens 5. Ensure the plunger is not inadvertently pulled backwards If this occurs, the inserter should be discarded and replaced with a new one.

The number of adverse events reported for Avansee is low Over 1 million units of Avansee lenses have been sold in Japan since 2007, with very low incidences of adverse events (0.009%) and serious adverse events (0.0009%). >1,000,000 lenses sold 89 incidences of adverse events Data on file

2. Excellent IOL characteristics 2.1 Glistening-free optic 2.2 360 degree square edge 2.3 Smooth lens opening 2.4 Original asphericity

2.1 High quality, glistening-free optic with no evidence of deterioration over time

Advanced optical purity The optical purity of IOL optics can potentially deteriorate after implantation due to glistening* If present, glistening is typically observed within a few months of surgery and appears as small bright spots across the optic The impact of glistening on visual function is controversial; some studies report significant increases in light scatter and decreases in contrast sensitivity, modular transfer function, and/or visual acuity that can only be corrected by IOL replacement The formation of glistening is influenced by manufacturing technique, IOL packaging, postoperative inflammation, ocular diseases, ocular medications and the duration of IOL use. *Fluid-filled, light-reflecting microvacuoles 1 to 20μm in diameter, formed by the absorption and subsequent condensation of water within the matrix of the optic material.7-10 Schmickler S, Auffarth GU. A Perfect Partnership: The Avansee Preloaded IOL System EuroTimes Suppl. Sept 2016.

The risk of glistening is reduced by increasing the density of cross-linkages in the optic Avansee s cast-moulded optics are made from a stable, uniform and highly cross-linked polymer, which prevents water molecules gathering in the microvoids of the material, thereby reducing the risk of glistening cross-linkage Avansee Low density <appropriate density of cross-linkage> High density The lens is soft and flexible but is likely to develop glistening Avansee: Soft, flexible lens; no glistening Unlikely to develop glistening but the lens is too hard Miyake K, Rosen E, Ota I, et al. Emerging Monofocal Intraocular Lenses in Europe: Potential Role for AvanseePreset. EuroTimes Suppl. Sept. 2014. UIN: IOL17 00011 Date of Prep: April 2017

Percentage change in water uptake (%) UIN: IOL17 00011 Date of Prep: April 2017 Avansee optics show a significantly lower, more stable change in water uptake than other dry-packaged IOLs Change in water uptake at different temperatures 1,2 300 250 200 150 100 50 0 Avansee AN6 (KOWA)* AcrySof MA60BM (Alcon) AcrySof SA60AT (Alcon) Sensar AR40 (AMO) VA60CA (HOYA) Eternity X-60 (Santen) Hydroview H60M (Storz) -50 30 40 50 Temperature ( C) *The optic for both 1P and 3P lenses are produced using the same materials 1. Miyata A. In Ooshika T, et al. Ganka Sinryo Kuorifai 20 Ed. Nakayama Shoten Co., Ltd. 1-25-14 Hakusan, Bunkyo-Ku, Tokyo To, Japan 113-8666;2014:367-370. 2. Miyake K, Rosen E, Ota I, et al. Emerging Monofocal Intraocular Lenses in Europe: Potential Role for AvanseePreset. EuroTimes Suppl. Sept. 2014.

In vitro accelerated deterioration: Study 1 Step 1 : IOLs (5 lenses per model, +20.0D) were incubated in saline at 45 C for 24 hours Step 2 : Reducing the temperature to 37 C for 2.5 hours using a water bath Step 3 : Analysis of the samples and evaluation using a dedicated software Data provided by Auffarth GU Thomes BE, Callaghan TA. Evaluation of in vitro glistening formation in hydrophobic acrylic intraocular lenses. Clin Ophthalmol. 2013;7:1529-34. UIN: IOL17 00011 Date of Prep: April 2017

Study 1: Avansee is glistening-free in vitro Glistening grade: 0 0 0 2.6 1 3+ Average MV/mm 2 : 11.6 6 2.2 264.4 71 851.4 Microvacuoles (MV) / mm 2 1200 1000 800 600 400 200 0 6 21 15 6 10 5 7 4 3 11 2 3 3 2 1 *The optic for both 1P and 3P lenses are produced using the same materials Data provided by Auffarth GU UIN: IOL17 00011 Date of Prep: April 2017 376 133 274 394 145 206 65 63 8 13 938 783 792 V1 V2 V3 V4 V5 T1 T2 T3 T4 T5 P1 P2 P3 P4 P5 A1 A2 A3 A4 A5 L1 L2 L3 L4 L5 N1 N2 N3 N4 N5 Vivinex XY1 (Hoya) Tecnis ZCB00 (AMO) Avansee PN6A (KOWA) AcrySof SN60WF (Alcon) CT LUCIA 601P (Zeiss) 849 Aktis NS - 60YG ( Nidek ) 895

In vitro accelerated deterioration: Study 2 100 Avansee Preset PU6A IOLs with a labelled power of +21.0 D were immersed in an oven at 45 C to perform accelerated material deterioration tests. The standard experimental method was extended for continuous data production over a time period of 100 days to observe the glistening formation and development. No glistening formation was observed in the Avansee Preset PU6A IOLs. With 20 AcrySof SA60AT IOLs extensive measurements with the same experimental procedure were performed. Here, the formation and development of severe glistening could be observed. The glistening start to appear between 5-24 hours at 45 C. Their number increases over time up to 60 days. After 60 days a plateau could be observed where the IOL optic area appeared saturated with the microvacuoles. *Both 1P and 3P lenses are manufactured using the same materials Data provided by Auffarth AU UIN: IOL17 00011 Date of Prep: April 2017 Avansee AcrySof

Avansee is glistening free in vivo Preclinical study in rabbits IOLs were implanted into aphakic eyes of white domestic rabbits IOLs were surgically removed after 8 months and stored in 33 C saline to prevent the postsurgical separation of the water phase IOLs were examined under a microscope at constant temperature Avansee PU6A Glistening was observed on Acrysof IOLs and, to a lesser extent, on AF-1; Avansee was glistening free *Both 1P and 3P lenses are produced using the same materials Matsushima H. Whitening. 2014. http://www. iolsafety.com/ issues-under-discussion/glistenings/letter-ofopinion/146-hiroyukimatsushima-md-phd-on-whitening.html. Accessed January 2017

Percentage of eyes (%) Avansee is glistening-free in vivo Real-life observational study in humans 4-year observational study in 130 human eyes undergoing cataract surgery 100 80 60 40 No glistening Moderate 100/mm 2 Mild 50/mm 2 Serious 200/mm 2 20 0 n=49 (87 eyes) Avansee 3P * (Kowa) n=12 (22 eyes) AF-1 (Hoya) n=17 (21 eyes) AcrySof (Alcon) There have been no reports of glistening with Avansee since its launch in Japan in 2007 *Optics both 1P and 3P lenses are produced using the same materials Miyake K, Rosen E, Ota I, et al. Emerging Monofocal Intraocular Lenses in Europe: Potential Role for AvanseePreset. EuroTimes Suppl. Sept. 2014. UIN: IOL17 00011 Date of Prep: April 2017

2.2 360 degree square edge designed to reduce the risk of PCO

Unlike other IOLs, Avansee has a 360 degree posterior square edge that extends to the optic-haptic junction Kowa AN6KA Kowa YP2.2 AMO ZCB00V NIDEK SZ-1 Hoya XY1 Alcon SN60WF Round shape Almost round Not round Not round No square edge on optic-haptic junction Avansee YP2.2 Hoya Micro255 Alcon SN60AT AMO ZCB00V 3. 1. Anterior optic 2. 硝子体側 Data on file UIN: IOL17 00011 Date of Prep: April 2017

Unique haptics maintain space and aid adhesion between the anterior and posterior capsules The unique haptic shape maintain some space for aid adhesion between the anterior and posterior capsules, which will maximize the effect of 360 degree square edge in order to reduce the risk of POC. These spaces will be maintained 360 degree square edge + Unique haptics = to reduce the risk of PCO

2.3 Smooth IOL unfolding UIN: IOL17 00011 Date of Prep: April 2017

Avansee 1P haptic is designed to facilitate smooth IOL unfolding after insertion with stable implantation The indented haptic tends not to stick to the optic after the IOL is released from the inserter Data on file

Smooth IOL unfolding after insertion Indented haptic surface prevents sticking to the optic after release. Optimal water content ( 2.0%) provides good flexibility and shape regain after insertion. http://avansee.eu/en/preload1p/control/

2.4 Abberation-neutral visual acuity largely unaffected by decentration or tilt

IOLs (e.g. Avansee ) that retain or minimally affect the SA of the eye are less affected by misalignment Aspherical IOLs have the potential to improve visual function by modifying the SA of the eye, either by: 1. Nullifying the SA of the eye, thereby focusing an image at the plane of focus with good contrast 2. Reducing the SA of the whole eye to approximately 0.1µm (pupil diameter 6mm; a value typically found in healthy young people) 3. Decreasing the SA of the IOL to approximately 0, thereby retaining the SA of the whole eye Misalignment of IOLs in postoperative eyes is common; average levels of decentration and tilt can sometimes reduce the visual performance of the IOL Compared to IOLs with a greater SA corrective power, IOLs (e.g. Avansee) that retain or minimally affect the SA of the eye are less affected by misalignment SA, spherical aberration Fujikado T, Saika M. Evaluation of actual retinal images produced by misaligned aspheric intraocular lenses in a model eye. Clin Ophthalmol. 2014:8 2415 2423

Unlike other IOLs, Avansee minimally affects the SA of the eye Long depth of focus; less affected by decentration or tilt than IOLs with a greater spherical aberration corrective power Corneal aberration - spherical aberration = +0.27μm 1 - (+ coma aberration) Residual ocular spherical aberration +0.23μm Avansee s asphericity -0.04μm SA, spherical aberration 1. Wang L, Dai E, Koch DD, et al. Optical Aberrations of the Human Anterior Cornea. J Cataract Refract Surg. 2003;29(8):1514-21.

Avansee has optimised neutral asphericity Avansee has optimised neutral asphericity Optical deterioration Influence of corneal aberration Influence of spherical aberration Residual spherical aberration aberrra Spherical aberration applied to IOL ±0.0 +0.1 +0.2 +0.3 +0.4 +0.5 +0.23μm -0.27-0.17-0.07 +0.03 +0.12 +0.23-0.04 (μm) (μm) Competitors aspherical IOL Competitors spherical IOL AMO ZCB00V (-0.27μm) NIDEK SZ-1 (-0.23μm) Alcon SN60WF (-0.20μm) Hoya 225, XY1 (-0.18μm) Santen W-60 (-0.13μm) Kowa YP2.2 (-0.04μm) Based on Rinsho Ganka, Junya Kisawa 70(1):16-23,2016

MTF UIN: IOL17 00011 Date of Prep: April 2017 Unlike IOLs that correct the SA of the eye, decentring errors have less effect on modular transfer function for Avansee MTF was calculated based on the design value for a 4mm pupil size 1.0 0.8 0.6 Avansee SA : -0.04μm 0.4 Spherical IOL 0.2 0 Reference IOL SA : -0.27μm 0 0.2 0.4 0.6 Decentration (mm) 0.8 SA, spherical aberration; MTF, modulation transfer function Fujikado T, Saika M. Evaluation of actual retinal images produced by misaligned aspheric intraocular lenses in a model eye. Clin Ophthalmol. 2014; 8: 2415 2423.

Avansee provides long depth of focus and is less affected by misalignment than IOLs that correct the SA of the eye A water-immersed model eye was developed and the retinal images produced by IOLs with various degrees of SA correction were assessed under conditions of alignment and misalignment Decentration 0.5mm Tilt 5 Astigmatism 0.5D 1m 3m Reference Residual SA ±0μm Avansee Residual SA +0.23μm Less affected Long depth of focus SA, spherical aberration; MTF, modulation transfer function Fujikado T, Saika M. Evaluation of actual retinal images produced by misaligned aspheric intraocular lenses in a model eye. Clin Ophthalmol. 2014; 8: 2415 2423. UIN: IOL17 00011 Date of Prep: April 2017 Abberation neutral concept provides long depth of focus and is less affected by decentration and tilt

3. Avansee Preload1P: Small incision, fully preloaded, plunger-type inserter 3.1 Smooth, low resistance IOL insertion

3.1 Smooth, low resistance IOL insertion

The success of IOL insertion largely depends on the quality of the IOL inserter A major challenge for IOL inserters is the gliding ability of the cartridge Friction between the polypropylene cartridge and the IOL can increase the thrust force required to expel a lens from its inserter Excessive pressure may cause the IOL to stick to the cartridge wall resulting in lens damage or crimping, haptic breakage, and/or cartridge damage Inconsistent pressure may damage intraocular tissues due to sudden IOL release. To avoid these, the inserter of Avansee Preload1P is specifically designed for Avansee 1P. Schmickler S, Auffarth GU. The Perfect Partnership: A review of European clinical and laboratory data on Kowa s Avansee Preset. EuroTimes Suppl. Sept 2016.

Avansee Preload1P resistance study Surgery 0.5 ml of OVD was injected into the anterior chamber and capsular bag of porcine eyes after phacoemulsification. Syringe-type inserters were used according to the manufacturer s instructions to insert IOLs through a 1.8-2.5 mm corneal incision FGV-10XY (automated digital force gauge meter; Shimpo Instruments) System Control FGV-10XY (automated digital force gauge meter; Shimpo Instruments) IOL delivery into a plastic petri dish, without an eye Conditions Temperature 22 o C to 25 o C; 50% humidity Samples 10 IOLs (+26.0D) were tested per inserter (N = 60 in total) OVD, ophthalmic viscoelastic device Method based on Usui M, Tanaka T. Resistance force for intraocular lens insertion through lens cartridges and syringe-type injectors. J Cataract Refract Surg 2015;41:1745-1751

Force (N) UIN: IOL17 00011 Date of Prep: April 2017 Avansee Preload1P demonstrates a lower resistance force than other IOL inserters 30 20 Porcine eye Petri dish 15 10 5 0 Acrysof IQ AU00T0 (Alcon) envista MX60P (B&L) ARTIS PL E (Cristalens) Avansee Preload1P (Kowa) Time (sec) AvanseePreset 3P (Kowa) Aktis SP (NS-60YG) (Nidek) CT LUCIA 601PY (Carl Zeiss Meditech) Lower resistance force = lower thrust force and reduced hand stress Data provided by Auffarth GU

Force (N) UIN: IOL17 00011 Date of Prep: April 2017 Avansee Preload1P provides smoother, more controlled IOL insertion than some other IOL inserters 30 20 15 10 5 Acrysof IQ AU00T0 (Alcon) envista MX60P (B&L) ARTIS PL E (Cristalens) Avansee Preload1P (Kowa) AvanseePreset 3P (Kowa) Aktis SP (NS-60YG) (Nidek) CT LUCIA 601PY (Carl Zeiss Meditech) 0 0 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 Time (sec) Smooth, controlled IOL insertion = improved safety and reliability Data provided by Auffarth GU

Resistance force (N) UIN: IOL17 00011 Date of Prep: April 2017 Maximum resistance force (N) Avansee Preload1P provides smooth, controlled IOL insertion irrespective of IOL dioptre 25 20 15 +26.0D +20.0D +6.0D 5 4 3 2.99 3.20 3.34 10 2 5 Stopping position Releasing the IOL 1 0 0 13 25 37 5 10 15 20 25 30 Plunger s moving distance (mm) 0 +6.0D 10.0D +20.0D +26.0D IOL dioptric power [Method] Resistance forces were measured by Table-top Material Tester EZ-S (Shimadzu) when the plunger was depressed at 15mm/min. (n=1 per dioptre) Data on file

4 Summary and conclusions UIN: IOL17 00011 Date of Prep: April 2017

1. Convenience Wide range of available IOLs Soft, flexible hydrophobic acrylic IOL available in both natural-type (yellow with proprietary blue-light filtering; YP2.2) and UV-type (clear; CP2.2) Fully preloaded, small incision, plunger-type IOL inserter Ensures optimal IOL folding every time No IOL handling - ensures sterility and reduces the risk of infection Preparation for IOL insertion in only 3 simple steps Allows insertion through a small incision (2.4mm cornea; 2.2mm sclera cornea)

2. Control Simple, reliable, controlled lens insertion Unique plunger stabilises the lens attitude and movement during IOL insertion Angled nozzle consistently releases the lens in the correct position Avansee Preload1P ensures a low delivery force across the full range of dioptres Can be used with one hand Minimises the risk of IOL damage Smooth, controlled lens unfolding after insertion 1-piece (1P) modified C-loop haptic with an indented surface prevents the haptic sticking to the lens Smooth lens unfolding after insertion

3. Confidence (1) Glistening-free optics Advanced-design optics made using a stringently-controlled cast-moulded method resulting in a uniform and highly cross-linked polymer Glistening-free optic both in vitro and in vivo Optical purity unlikely to deteriorate over time Low risk of PCO 360 degree square edge extending to the optic-haptic junction designed to reduce the risk of lens epithelial cell migration and PCO Unique haptics maintain space and aid adhesion between the anterior and posterior capsules

3. Confidence (2) Visual acuity largely unaffected by misalignment Retains the spherical aberration of the eye Proven long-term safety Used extensively in Japan with a very low incidence of adverse events (0.009%) and serious adverse events (0.0009%) Advanced design ensures correct lens placement, every time