Keysight Technologies Characterizing High-Speed Coherent Optical Transmission Systems

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Keysight Technologies Characterizing High-Speed Coherent Optical Transmission Systems Application Brief M8195A 65 GSa/s Arbitrary Waveform Generator N4391A Optical Modulation Analyzer & N4392A Integrated Optical Modulation Analyzer

02 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief Overview The needs of Big Data usage, Cloud applications, the Internet of Things (IoT) and a huge number of mobile devices are challenging the existing communication networks for wireline and wireless voice and data traffic. The industry has adopted coherent optical transmission communication systems, which use advanced modulation schemes, to cope with the explosive demand for data transportation. This solution comes with some new requirements, which need to be understood along the whole communication link from the transmitter, through fiber cable and network elements to the receiver. The network design needs to be robust against signal distortions and link impairments. Keysight Technologies, Inc. explains in a series of application notes: how to generate clean modulated signals using the M8195A 65 GSa/s Arbitrary Waveform Generator how to generate signal distortions and link impairments using the M8195A 65 GSa/s Arbitrary Waveform Generator and the Optical Modulation Generator Tool how to emulate link impairments how to characterize and analyze link performance with the N4391A and N4392A Optical Modulation Analyzers. how to test the robustness of compensation algorithms in the receiver s digital signal processor (DSP) Motivation for higher order modulation Optical transmission links are the backbone for all data traffic over the internet wired and wireless. The Bandwidth Challenge If we look at the global mobile traffic over the next couple of years the Compound Annual Growth Rate (CAGR) from 2013 to 2018 is 61%; it is estimated that by 2016 the internet traffic will reach 1 zettabyte (10 21 bytes). Global IP traffic has increased eightfold over the past 5 years, and will increase fourfold over the next 5 years. Today, the gigabyte equivalent of all movies ever made is crossing global IP networks every 5 minutes. The number of devices connected to IP networks is already twice as high as the global population. Global mobile traffic 2013-2018 61% CAGR 2013-2018 Exabytes per month (1 Exabyte is 1,000,000,000 GigaBytes) Smart home Internet of things 15.9 Monthly mobile traffic will grow 11-fold over the next 5 years Mobile services Cloud computing 10.8 Average mobile connection speed has more than doubled in 2013 Online gaming 7.0 1.5 2.6 4.4 Mobile video grows disproportionately (69% CAGR) 2011 2012 2013 2014 2015 2016 2017 2018 Source: Cisco Visual Networking Index: Global Mobile Data Traffic Forecast Update, 2013 2018 Figure 1. Drivers for higher bandwidth are still there.

03 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief The Bottleneck There is no doubt that the growing amount of data generated by the Internet of Things (IoT), Big Data and Cloud usage will fill the existing communication pipes. The more critical question is if the telecommunication infrastructure can keep pace. The telecommunication fiber infrastructure worldwide uses dense wavelength division multiplexing (DWDM) for long-haul transmission, usually with carrier channels spaced on a 50 GHz grid defined by the ITU-T. This will remain dominant for the foreseeable future. So how can service providers still increase the transmission capacity, if all the channels are fully occupied by the signal spectrum? One way is lighting unused DWDM transmission channels as already done in most cases. A second way is the deployment of new fibers, which is the most expensive and time-consuming alternative. The third way would be to increase the transmission speed, at the cost of higher bandwidth consumption in the fiber. This can be done as long as the signal bandwidth stays within the 50 GHz ITU grids. Currently we are also at this limit in many core transmission systems using 10 G transmission. Simply increasing the speed of NRZ transmissions does not help here as its channels start to interfere with their neighboring channels. Figure 2(a). With OOK, we face channel interference or degradation at 100 Gb/s and beyond. The Solution The RF community in the mobile industry has solved similar problems in the last two decades. So the optical community is able to leverage these technologies from the RF world and adopt them to the special optical requirements. The solution is to use modulation schemes that transmit more information per bandwidth than the traditional on and off switching of the light (RZ or NRZ modulation). This way, the spectral efficiency and the transmission rate can be increased at the cost of more complex hardware and additional digital signal processing. Figure 2(b). Complex modulation schemes can solve this problem.

04 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief Table 1 gives a selection of commonly used modulation formats. With the number of points, the number of bits transmitted per symbol increases but the occupied bandwidth stays the same. Bits/ symbol Symbol 1 BPSK 2 QPSK 3 8-PSK, 8-QAM 4 16-QAM, 16-APSK, 16-Star QAM 5 32-QAM, 32 Star QAM, 32-APSK 6 64-QAM 7 128-QAM 8 256-QAM 9 512-QAM 10 1024-QAM 11...... QPSK - 2 bits/symbol 64 QAM - 6 bits/symbol 16 QAM - 4 bits/symbol 256 QAM - 8 bits/symbol Table 1. Overview of commonly used modulation formats and their constellation diagrams Using advanced modulation formats and dual polarization allows to transmit on-off keying more than 100 Gb/s in a 50 GHz wide DWDM channel. Figure 3 shows at the bottom a 112 Gb/s NRZ on-off keying (OOK) signal that occupies more than 100 GHz of bandwidth. Moving upwards in the figure, it is illustrated how the spectral efficiency can be increased by using an advanced modulation format, polarization multiplexing and pulse shaping. This way, a signal of the same data rate occupies in the end only 50 GHz of bandwidth as defined by the OIF for 100 Gb/s optical transmission. Figure 3. Increasing spectral efficiency: from NRZ OOK to DP-QPSK

05 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief The horizontal axis shows the optical frequency (not wavelength) covering several ITU channels each with 50 GHz bandwidth. The lowest spectrum shows a 112 Gb/s signal that is modulated with classical on-off keying as has been done for the last 20 years. This would occupy much more than one ITU channel. When switching from on-off keying to complex modulation (here QPSK) as proposed by the OIF, we gain a factor of 2 in efficiency since we now transmit 2 bits per symbol compared to 1 bit per symbol for OOK. The effect on the spectral occupancy is shown in the middle trace named NRZ-QPSK. An additional method to gain further spectral efficiency is called polarization-division or dual polarization multiplex, often marked with a DP- or PDM- prefix in the modulation format like DP-QPSK or PDM-QPSK. Polarization multiplexing launches two independent signals in two orthogonal polarization planes. These polarization planes carry two independent data streams that can be recovered at the receiver side. This results in another reduction in spectral bandwidth by a factor of two, shown in the trace PDM NRZ QPSK With the use of both methods, complex modulation and polarization multiplexing as defined by the OIF, the efficiency increases by a factor of 4, leading to a clock rate of 28 GHz instead of 112 GHz in the case of on-off keying (112 GHz / 4 = 28 GHz). This concept not only uses much less bandwidth, but also relaxes the bandwidth requirements for the used electronics. Using advanced modulation schemes is the industry-chosen way to address the explosive growth of data in telecommunication networks for the next years. The use of this technique will lead us to next-generation speed classes in the 400 Gb/s and 1Tb/s arena. A thorough understanding of all effects in the end-to-end coherent transmission link is needed to overcome the challenges of adjusting an already existing 10 Gb/s-40 Gb/s telecommunication infrastructure. Keysight is committed to working closely with and supporting the industry with high-speed test and analysis tools and solutions.

06 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief What s next? The chart below shows a block diagram describing a typical high-speed transmission line with network components, distortions, and impairments. Optical Transmitter Fiber Connectors Splicing Optical Amplifier (EDFA) Reconfigurable Optical Add Drop Multiplexer (ROADM) Optical Receiver IQ Gain Imbalance, Offset XY Imbalance Common Mode Skew Phase Noise ENOB Carrier Feed-Through Polarization Mode Dispersion (PMD) Chromatic Dispersion (CD) Polarization Dependent Loss (PDL) Cross-Phase Modulation (XPM) Self-Phase Modulation (SPM) Four-Wave Mixing (FWM) Reflections Crosstalk Spontaneous Emission Amplified Spontaneous Emission (ASE) Phase Noise Frequency Offset Constant Phase Offset IQ Gain Imbalance, Phase Angle XY Imbalance Common Mode Skew LO Phase Noise, Frequency Offset Bandwidth ENOB Figure 4. Typical transmission network elements distortions & impairments The impact of distortions and impairments in each network element needs to be understood to assure proper high-speed transmission. The transmission distance for advanced modulation schemes are limited not only by the available optical signal-noise ratio (OSNR) but also by fiber non-linearities. Increasing signal power generates unwanted non-linearities. How can non-linearity effects be avoided or compensated? How does one link impairment or signal distortion interact with others? How can high-capacity optical transmission links be developed that minimize electrical power consumption? How can the distortions and impairments mentioned above be emulated to develop more robust digital signal processing for the receivers? How can the tolerance of the transmission link for the above mentioned impairments and distortions be increased? Follow Keysight s series of application notes, which describe in depth Keysight s product offering to answer these questions. Application Note Part 1: Generating clean modulated signals using the M8195A 65 GSa/s AWG. Application Note Part 2: Generating distorted test signals and link impairments using the M8195A 65 GSa/s AWG. Application Note Part 3: Keysight analysis tools to support the verification and design of coherent transmission links.

07 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief Outlook The described developments in coherent optical transmission systems and sub-systems require more and more flexibility to generate clean modulated signals as well as distorted test signals. The Keysight M8195A 65 GSa/s Arbitrary Waveform Generator provides the versatility to create the signals needed for dual polarization digital coherent transmission, orthogonal frequency division multiplexing (OFDM), time domain pulse shaping and more. Furthermore you can add linear and non-linear impairments to your signal or compensate for distortions between the AWG and the system under test or even components inside your system. The Keysight M8195A offers sample rates of up to 65 Gsa/s with 20 GHz bandwidth and up to four channels for generating > 32 GBaud complex modulated signals simultaneously in one single AXIe module. M8195A 65 GSa/s Arbitrary Waveform Generator To characterize and analyze the impact of versatile signal and impairment generation, a high-performance analysis tool is needed. The N4391A and N4392A Optical Modulation Analyzers offer comprehensive characterization of amplitude and phase modulated optical signals for 400 Gb/s to 1 Tb/s transmission systems and advanced research for terabit transmission. The Optical Modulation Analyzer provides: Standalone software to extend analysis capabilities offline Wide-bandwidth polarization-diverse coherent optical receiver technology with real-time detection Novel signal processing algorithms combined with Keysight 89600 vector signal analysis software Seamless integration of Keysight s high-speed real-time data acquisition unit, the Infiniium 90000-Q Series Oscilloscope N4391A Optical Modulation Analyzer & N4392A Integrated Optical Modulation Analyzer

08 Keysight Characterizing High-Speed Coherent Optical Transmission Systems - Application Brief Evolving Since 1939 Our unique combination of hardware, software, services, and people can help you reach your next breakthrough. We are unlocking the future of technology. From Hewlett-Packard to Agilent to Keysight. For more information on Keysight Technologies products, applications or services, please contact your local Keysight office. The complete list is available at: www.keysight.com/find/contactus Americas Canada (877) 894 4414 Brazil 55 11 3351 7010 Mexico 001 800 254 2440 United States (800) 829 4444 Related Literature mykeysight www.keysight.com/find/mykeysight A personalized view into the information most relevant to you. http://www.keysight.com/find/emt_product_registration Register your products to get up-to-date product information and find warranty information. Keysight Services www.keysight.com/find/service Keysight Services can help from acquisition to renewal across your instrument s lifecycle. Our comprehensive service offerings onestop calibration, repair, asset management, technology refresh, consulting, training and more helps you improve product quality and lower costs. Keysight Assurance Plans www.keysight.com/find/assuranceplans Up to ten years of protection and no budgetary surprises to ensure your instruments are operating to specification, so you can rely on accurate measurements. Keysight Channel Partners www.keysight.com/find/channelpartners Get the best of both worlds: Keysight s measurement expertise and product breadth, combined with channel partner convenience. www.keysight.com/find/m8195a www.keysight.com/find/oma Asia Pacific Australia 1 800 629 485 China 800 810 0189 Hong Kong 800 938 693 India 1 800 11 2626 Japan 0120 (421) 345 Korea 080 769 0800 Malaysia 1 800 888 848 Singapore 1 800 375 8100 Taiwan 0800 047 866 Other AP Countries (65) 6375 8100 Europe & Middle East Austria 0800 001122 Belgium 0800 58580 Finland 0800 523252 France 0805 980333 Germany 0800 6270999 Ireland 1800 832700 Israel 1 809 343051 Italy 800 599100 Luxembourg +32 800 58580 Netherlands 0800 0233200 Russia 8800 5009286 Spain 800 000154 Sweden 0200 882255 Switzerland 0800 805353 Opt. 1 (DE) Opt. 2 (FR) Opt. 3 (IT) United Kingdom 0800 0260637 For other unlisted countries: www.keysight.com/find/contactus (BP-12-1-17) DEKRA Certified ISO9001 Quality Management System Title Keysight M8195A 65 GSa/s Arbitrary Waveform Generator Data Sheet N4391A Optical Modulation Analyzer Data Sheet N4392A Optical Modulation Analyzer Data Sheet Publication number 5992-0014EN 5990-3509EN 5990-9863EN www.keysight.com/go/quality Keysight Technologies, Inc. DEKRA Certified ISO 9001:2017 Quality Management System This information is subject to change without notice. Keysight Technologies, 2017 Published in USA, December 1, 2017 5992-0022EN www.keysight.com