Alan Tipper 24 FEB 2015

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100Gb/s/Lambda 2km PAM4 with KP4 FEC: System Modelling & The Big Ticket Items Alan Tipper 24 FEB 2015 1

Big Ticket Items lewis_3bs_01a_0115 ( 4 x 100G PAM4 Proposal) Allocation for MPI penalty 1.0 db No separate CD penalty minutes_draft_2-feb-2015_smf. BTIs common to all proposals: Dispersion penalty worst case, TDP RX sensitivity / technical feasibility MPI More test results Evaluate Coupling between electrical and optical interfaces stassar_01_0215_smf Worst case positive dispersion 2km (1337.5nm) nm: +6.68 ps/nm Worst case negative dispersion 2km (1264.5nm): -11.88 ps/nm These are non-negligible dispersion levels 2

Use of System Models Concern has been raised over the validity of modelling chromatic dispersion effects citing 100G BASE LR4 experimental data from ISONO_01_1107 as an example where models were inadequate. 25Gb/s NRZ Experimental Data Using Directly Modulated DFBs vs Full Numerical System Model. Matlab simulations using Realistic pulse shapes Inclusion of transmitter chirp Rigorous pulse propagation model (NLSE) Realistic component frequency responses 3 different 25G Rx Frequency responses (2 measured, 1 ideal) and 4.0 < chirp α<5.0 Full numerical models including chirp are able to predict chromatic dispersion effects 3

End to End System Model CW -142dB/Hz RIN Laser 3MHz line width Timing Recovery 20mUI RMS Jitter Data in 0.75x baud rate Eye Data out PAM Coder TX EQ DAC EAM Driver EAM Patch Panels 2km SMF PIN TIA ADC RX EQ Gray Coded PAM4 KP4 FEC Assumed FFE End to end LF Cut < 1MHz 5.5 ENoB 30GHz BW 25GHz BW F = 10dB 1 Sa/Symbol 35GHz BW α: -0.5 to +1.0 ER: 5.5dB 26dB Reflectivity Nsections Low loss 26dB connectors variable CD 0.5 ps/ km PMD 30GHz BW AGC 23pA/ Hz Noise 3% THD 26dB Reflectivity 5.5 ENoB 25GHz BW 1 Sa/Symbol FFE Reference Architecture: Not intended to constrain Implementations Matlab based non linear system model used for impairment analysis 4

CD Simulations Expect ~0.3dB CD Penalty with no EQ Negligible penalty when post detection FFE used EDC Gain Matlab Model incl FFE EQ CWDM Band No EQ Simulations, ideal High BW Tx& Rx zero chirp MZI Nicholl_01_0312_NG100GOPTX 25GBaud result scaled to 50Gbaud ( x 0.25) Based on NRZ SMF-EDC Experiments at 10Gb/s ref: S. L. Woodward et al, Demonstration of an Electronic Dispersion Compensator in a 100-km 10-Gb/s Ring Network. IEEE PHOTONICS TECHNOLOGY LETTERS, VOL. 15, NO. 6, JUNE 2003 (shows doubling of SMF-CD limit with EAM Tx using FFE) 5

RX Sensitivity / Technical Feasibility Update to Tipper_01_3bs_0914 Average Noise Density pa/rt Hz 50 45 40 35 30 25 20 15 10 5 0 Target design space for 100G/λ PAM4 TIA Noise Trends Current Product Grade Receivers 0 10 20 30 40 50 60 70 Commercial deployments Research Publications 6 3 Bandwidth GHz 40Gb/s Instrumentation Receivers 5 2 4 1 Active Research Areas 1. Monolithic Photorecievers for 60 Gbits/s and Beyond H.-G. Bach OFC 2003 ThZ1 2. A 50-Gb/s Differential Transimpedance Amplifier in 65nm CMOS Technology Sang GyunKim, SeungHwan Jung, Yun Seong Taiwan Asian Solid-State Circuits Conference IEEE November 10-12, 2014/Kaohsiung, 3. A 40-Gb/s Optical Transceiver Front-End in 45 nm SOI CMOS Joohwa Kim, and James F. Buckwalter IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 47, NO. 3, MARCH 2012 4. SiGeDifferential TransimpedanceAmplifier With 50-GHz Bandwidth Joseph S. Weiner, Andreas Leven, Vincent Houtsma, Yves Baeyens,Young-Kai Chen, Peter Paschke, Yang Yang, John Frackoviak, Wei-Jer Sung, Alaric Tate, Roberto Reyes, Rose F. Kopf, and Nils G. Weimann IEEE JOURNAL OF SOLID-STATE CIRCUITS, VOL. 38, NO. 9, SEPTEMBER 2003 5. A 40-GHz Bandwidth TransimpedanceAmplifier with Adjustable Gain-Peaking in 65-nm CMOS Ran Ding,y Zhe Xuan, Tom Baehr-Jones, Michael Hochberg 2014 IEEE 57th International Midwest Symposium on Circuits and Systems (MWSCAS), The TIA design space for 100Gb/s/λ PAM4 Is an extension of existing 25Gb/s & 40Gb/s product technology and not dependant upon Futuristic Technology Research

MPI: Monte Carlo Simulation 4 x 26dB connectors + Tx& Rx Reflectance Randomized reflection phase & prop delay KP4 FEC Frequency Average Power Sensitivity dbm Normal Quantile Plot Confirms MPI penalty is Gauusian Numerical trials with randomized reflection phases & path delays suggest 0.5dB is adequate for MPI penalty with 26dB connectors. 7

Summary Full numerical modelling has been shown to accurately predict chromatic dispersion effects when chirp is accounted for. CD Penalties for Equalized 2km 4 x 100G CWDM PAM4 should be negligible. Unequalized schemes should show < 0.3dB Rx Technology is an extension of existing designs at 25Gb/s and 40Gb/s and is not dependant upon fundamental research work. Current research frontier is low noise 50GHz+ bandwidths which is well beyond what we need for 100Gb/s/λ PAM4 (~30GHz). End to End Monte-Carlo Simulations of 100Gb/s PAM4 assuming KP4 FEC indicates 0.5dB MPI link budget penalty is sufficient with 99.98% confidence for 6 reflections with 26dB back reflection and low loss This will be significantly reduced by realistic connector return losses >>26dB 1dB Path penalty for MPI and CD is sufficient. 8