Homeworx Lessons? What can we learn from the first deployment of OFDMA on HFC? Hal Roberts, Calix

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Homeworx Lessons? What can we learn from the first deployment of OFDMA on HFC? Hal Roberts, Calix The information contained in this presentation is not a commitment, promise, or legal obligation to deliver any material, code, or functionality. The development, release, and timing of any 1 2012 Calix features or functionality described for our products remain at our sole discretion.

Supporters Eugene Dai Cox Communications 2 2012 Calix

Started as a pure PON System ADC Telecom proprietary PON named Homeworx Based on British Telecom s PON (built by BT s manufacturing arm, Fulcrum) MAC used TDMA on a bit interleaved basis. PHY as same as EPON/GPON, OOK (on/off keying) Designed to carry circuit switched traffic Telephony (DS0s) and ISDN Trials with Pacific Bell circa 1990-1991 RBOC interest in PON collapsed based on regulatory changes and desire to compete with cable operators for video CableLabs/Time Warner Visit circa 1992 Alexander Futro (CL) and David Pangrac (TW) visit ADC Homeworx lab looking for a solution for Voice over Cable ADC proposed converting optical transceivers in Homeworx PON to RF transceivers for HFC 3 2012 Calix

Homeworx HFC TDMA Phase Initial Approach Retain PON TDM/TDMA MAC Modify PHY layer only (sound familiar?) But Bit Interleaved MAC layer prevents EPoC style PHY Bit Interleaved TDMA 0 1 0 0 1 1 0 1 1 ONU1 ONU2 ONU3 Eliminated any possibility of Multi-Bit Symbols, QPSK, QAM-16 etc. RF Modulation Solution Shaped OOK ONU4 ONU5 ONU6 Subject to: Group Delay and Multipath Leading to: Inter-Symbol Interference (ISI) Successful Trial with Rochester Telephone ISI fixed by deleting every other bit ONU7 ONU8 But used too much upstream bandwidth 20MHz ONU32 4 2012 Calix

Homeworx HFC OFDM Phase Looking to go from worst spectral efficiency to first MSOs cannot give 20MHz in Upstream Only 37MHz total and about 20MHz clean Spectral efficiency needed large improvement Search for Efficient/Robust PHY led to OFDM OFDM allows carriers with no guard bands (efficient) Individual Sub-Carriers (Tones) mitigate Amplitude Ripple Cyclic Prefix mitigates Group Delay and Multipath Control Channels and Data can be on different Sub-Carriers with different QAM (for robustness) Long Symbol Durations mitigate Impulse Noise FEC used for large/long impulse noise Multipoint to Point OFDM on HFC led to first use of OFDMA OFDMA has significant efficiency advantages Required solving distributed synchronization problem 5 2012 Calix

Homeworx Channel Model Simple Model Specification Forward, Optics and Coax Reverse, Optics and Coax Maximum RF gain rate of change (without need for re-ranging) <1dB / 1 sec <1dB / 10 min. Impedance 75 75 SNR 38 db See Table A recommended CSO or CTB -52 dbc recommended N/A See narrow-band ingress table Differential Group Delay over 6 MHz band 1.2us 1.2us Narrowband Interference Levels, loss of SCs per interference spurs (without R-S error correction), Loss of SC defined as a BER of 1E-5. Interference levels below are measured with respect to single DS0 level. Narrowband is assumed to be <25kHz +14 to +24 dbc +4 to +14 dbc -6 to +4 dbc -16 to -6 dbc -26 to -16 dbc -36 to -26 dbc Multipath Common Path Distortion Phase Noise Lost SCs 225 70 7-22 3-7 1-3 0-1 -10dBc @ 0.5us -20dBc @ 1.0us -30dBc @ 2.0us See table for Narrowband Interference above N/A assuming no block frequency conversion in the forward path. Lost SCs 225 70 7-22 3-7 1-3 0-1 -10dBc @ 0.5us -20dBc @ 1.0us -30dBc @ 2.0us See table for Narrowband Interference above <-70dBc/Hz@10Hz <-90dBc/Hz@100Hz <-94dBc/Hz@1kHz <-100dBc/Hz@10kHz <-130dBc/Hz@100kHz 6 2012 Calix

Homeworx OFDM Numerology 6MHz OFDM Channel 552 Sub-Carriers Required first 1024 pt. FFT custom ASIC Symbol Duration 125 microseconds Sub-Carrier Spacing 9kHz Cyclic Prefix 12.5 microseconds (probably overkill) Modulation FEC BPSK, QAM-4 (QPSK), QAM-32 Reed-Salomon 41 byte codeword ~ 20% Overhead 7 2012 Calix

552 Subcarriers Homeworx Sub-Carrier Map Called tones in this diagram Payload, Control (IOC) and Sync SCs Payload modulated at QAM-32 (later QAM-4 or QPSK) Control, Sync Modulated BPSK SCs were dedicated, payload, sync and control SCs did not switch Rev 1 - Payload QAM-32 Only, no MCS Rev 2 - Payload QAM-4/32 MCS (DC-OFDM or Dual Constellation ) Max OFDMA Tx 240 simultaneous Remote transmitters 8 2012 Calix One Single Family Modem

Homeworx Frame Structure Frame in Time is converted to Frequency Time 9 2012 Calix Frequency

QAM-32 Constellation Map Note: Upstream HFC at this time was QPSK at best Upstream Downstream Rates Symmetrical QAM level based on upstream impairments QAM in DS based on US QAM-32 in Homeworx QAM-32 (vs 16 or 64) used as two sub-carriers could carry 1 DSO + FEC/Signaling Predates QAM-16 in DOCSIS Highest upstream efficiency until DOCSIS 2.0 released Dec 2001 QAM-4 (QPSK) added for data channels circa 1999 Called DC-OFDM for Dual Constellation 10 2012 Calix

Scanning and Synchronization Remote modem scanned every 2 MHz till OFDM sync detected Covers both 6 MHz and 8 MHz plans Symbol Rate and Channel Frequency are locked at Headend Modem When remote modem locks to Two Sync Channels in the Downstream BPSK - Separated from Data Channels for fast Sync Two for redundancy, if Primary had ingress go to Secondary Synchronization of Carrier Frequency/Symbol Rate are done on Sync tone Derotation of BPSK to adjust phase Remote goes to predefined IOC (ISU Operations Channel) to track via keeping BPSK in phase in I/Q plane 11 2012 Calix

Ranging 12 2012 Calix Downstream and Upstream Carriers Locked at Headend Therefore once the Remote modem is downstream synced, upstream is automatically locked (no Doppler shift to be concerned with) Ranging For amplitude and phase adjustment only Remote transmitter uses one of two upstream ranging subcarriers Ranging SC is separated from Data SCs (not orthogonal until ranging) Amplitude is adjusted in coarse and fine steps Phase offset measured and Headend modem transmit phase offset to Remote modem Derotation of BPSK and QAM-32 done and tracked in headend modem reciever Periodic Amplitude and Phase Adjustment Done via IOC transmissions on periodic basis. All OFDMA carriers are transmitted at the same level from remote (i.e. no amplitude equalization).

Homeworx Deployments Starting in 1997 to ~2007 400K+ OFDM Modems (HISUs) > 1,000,000 Phone Lines Customers Largest Operators OptusVision MediaOne/AT&T -> Comcast Adelphia Smaller Operators Wide Open West etc. 13 2012 Calix

Why wasn t the first cable OFDMA system a Commercial Success? 14 2012 Calix Fundamentally a Switched Circuit based platform World was moving away from switched circuit Switching to Packet Based required fundamental redesign of all cards Bleeding Edge Technology FFT ASICs not available, required large number of custom ASICs Higher Cost due to lack of standardized volume components. Higher power consumption due to silicon technology status and relatively high digital signal processing QAM-32 seen as fragile, QAM-4 added late Spectral Efficiency actually higher than needed Homeworx system allowed 240 simultaneous DS0s (phone lines) Consumers did not purchase multiple phone lines as expected Take rates did not equal operator s expectations Concentration of phone lines reduces need for simultaneous channels

Homeworx Lessons? Right Multiplexing, Wrong QAM Level OFDM using QAM-4 (first) would have been ideal choice Faster time to market Lower cost Lower power Add QAM-XX Later Great pressure to add multiple modulations for higher plant noise (security blanket) QAM-4 added to QAM-32 for payload at high development cost Operators never turned on QAM-4 Modems were Right Sized Single-family unit demodulated and transmitted only 1/20 th of 6MHz channel Multi-family unit demodulated and transmitted ½ of 6MHz Saved power and cost 15 2012 Calix

Homeworx Lessons? Too many resources associated with one 6 MHz headend channel which could not be redistributed Low take rate plants still consumed entire headend modem resources Flexible distribution of resources essential Ideal (for the time period) would be 2MHz per channel No issues with Multipath or Group Delay Cyclic Prefix of 12.5us eliminated impact of distortions But 12.5us is probably too good (long) in retrospect Complexity Complex system (for its time) KISS 16 2012 Calix