The Development of the 1060 nm 28 Gb/s VCSEL and the Characteristics of the Multi-mode Fiber Link

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Special Issue Optical Communication The Development of the 16 nm 28 Gb/s VCSEL and the Characteristics of the Multi-mode Fiber Link Tomofumi Kise* 1, Toshihito Suzuki* 2, Masaki Funabashi* 1, Kazuya Nagashima* 1, Hideyuki Nasu* 1 In recent years, the demand for the large capacity data transmission has been ABSTRACT rapidly expanding in the data centers and the enterprise networks. For the purpose of short distance transmission such as the connection between racks, active optical cable (AOC) using a vertical cavity surface emitting laser (VCSEL) and multi-mode fiber (MMF) have been introduced. On the other hand, due to the increase in the size of data centers, more than 5 m transmission distance is required now, but in the case of conventional 85 nm VCSEL technology, the transmission distance is limited to about 1 m because of the effect of chromatic dispersion. We have been developing the VCSEL which operates at 28 Gb/s at the 16 nm band where the high speed operation can be performed and the effect of chromatic dispersion is reduced. The optical link using the 16 nm VCSEL mounted 4 channel parallel optical module and the 16 nm optimized multi-mode fiber is constructed and the transmission characteristics were confirmed. Optical signals modulated by 28 Gb/s pseudo-random sequence 2 1-1 were transmitted. As a result, error free transmission was obtained even though the distance was 5 m. This technology is expected to be effective to support the optical transmission in the large scale data centers. 1. 1. INTRODUCTION In recent years, the adoption of optical interconnect as a technique to achieve high speed and parallel transmission has been rapidly progressing in the high-end routers, servers, super computers and other demanding applications. In the case of the transmission between racks with the distance of tens of meters, the replacement of the conventional copper cable with AOC has been progressing. AOC has superior bandwidth, transmission distance and also same electric interface as the older, copper cable. In these short distance applications (for example, a popular 1 Gigabit Ethernet) an 85 nm VCSEL is usually mounted as a light source to AOC. Standard MMF with the modal dispersion minimized at 85 nm is used. The current mainstream transmission speed per channel is 1 Gb/s (4 channels), but 25 Gb/s (4 channels) has been studied for next generation standard. On the other hand, it is thought that the optical interconnect of the next generation will be introduced to the transmission between the boards with transmission distance of several meters. In the inter-board transmission, the parallel optical module is densely implemented and also 25 Gb/s or higher speed operation is required. The 16 nm VCSEL which we are developing has the advantage to realize the highspeed modulation operation due to the high differential gain and the low threshold current density compared to the 85 nm VCSEL 1). In addition, with the rapid spread and the large scale, the extension of distance from m to more than 5 m is sought for the transmission distance required for inter-equipment connection. However, in the case of the conventional 85 nm VCSEL, the transmission distance is limited to about 1 m because of the effect of chromatic dispersion of fiber if the modulation speed is 25 Gb/s. While the chromatic dispersion of fiber is -9 ps (nm. km) at 85 nm, it is -4 ps (nm. km) at 16 nm, only about one/third as high. Therefore, from the long distance transmission point of view, the 16 nm VCSEL is very promising. The characteristics comparison of the 85 nm VCSEL and the 16 nm VCSEL are summarized in Table 1. In addition to the transmission advantages, InGaAs material and fiber characteristics, a light of 16 nm wavelength can be emitted from the back surface of substrate because the emitted light is transparent to GaAs substrate. Because of this, there is an added advantage where the degree of freedom of the package design is increased. * 1 FITEL Product Division * 2 Telecommunication & Energy Laboratories, R&D Division Furukawa Review, No. 46 215 7

Table 1 The Comparison of the 85 nm VCSEL and the 16 nm VCSEL. Item InGaAs/GaAs based VCSEL (16 nm) GaAs/AlGaAs based VCSEL (85 nm) Threshold voltage 1.17 V 1.46 V Transparent current density 2 A / cm 2 1 A / cm 2 Differential gain: dg/dj 4 x 1 16 cm 2 / A 8 x 1 16 cm 2 / A Defect propagation velocity Photodiode responsivity From.1 to.1 µm / h (<11>).75 A / W (InGaAs photodiode) From 2 to 1 µm / h (<1>).6 A / W (GaAs photodiode) Multimode fiber loss 1 db / km 2 db / km Fiber chromatic dispersion -4 ps / (nm. km) -9 ps / (nm. km) Substrate transparency back-side emission Yes No Eye-safety maximum optical output power (class 1) +1.5 dbm -2.2 dbm In this report, the development of a 16 nm VCSEL operating at 28 Gb/s and the experimental result of the transmission test using the 16 nm optimized MMF link will be reported. 2. 2. THE DEVELOPMENT OF THE 16 nm 28 OF Gb/s THE VCSEL 16 nm 28 Gb/s VCSEL 2.1 The Structure of the Device and the Basic Characteristics First, we will explain the 16 nm VCSEL structure developed by Furukawa Electric. An InGaAs stained quantum well is employed as an active layer and there are features such as high differential gain, low threshold current density, slow propagation speed of dark line defect. Because of these features, high modulation speed, low power consumption and high reliability can be realized. Also because of longer wavelength, the operating voltage is reduced compared to 85 nm devices. It is expected to contribute to the lower power consumption. Figure 1 shows the device structure of the 16 nm VCSEL. We employ the double intra cavity (DIC) structure. This structure is different from the conventional VCSEL and has the feature that a stable differential resistance is obtained because distributed bragg reflector (DBR) mirror having a plurality of semiconductor hetero barrier is not the current path. Also the DIC structure is possible to lower the optical loss because the DBR mirror layer can be non-doped. In order to achieve a 25 Gb/s or faster operation, (A) improvement of relaxation oscillation frequency and (B) low capacitance are required. As a measure of (A), short cavity is effective to reduce the volume of the active layer. For this purpose, the layer thickness corresponding to the cavity is reduced and the optical confinement to active layer is improved. Also, to confine injected carrier to active layer effectively and to improve the differential gain, the detailed study about quantum well structure (number of wells, well thickness and the barrier thickness) and optimization was carried out. With regards to measure of (B), the capacitance reduction due to the oxidation layer is dominant factor in the parasitic capacitance of the VCSEL. The parasitic capacitance is reduced by thickening the oxidation layer, but on the other hand, the accumulation of strain by oxidation layer is increased and it could lead to the degradation of the reliability. In consideration of these trades off, the optimization of oxidation layer thickness was studied. Figure 2 shows the LIV characteristics of VCSEL with an aperture diameter of 6 μm. The low threshold current of.45 ma is obtained. Also, it is the feature of the long wavelength VCSEL that the voltage is suppressed to less than 2 V at the usual operating current of 6 ma. Forward voltage:vf (V) P-contact and current spreading zone Oxidation layer InGaAs/GaAs MQW 2.5 2 1.5 1.5 Vf Pf Top-DBR (Dielectric) P-electrode Figure 1 The device structure of the 16 nm VCSEL. Passivation N-electrode Bottom -DBR 6 5 4 2 1 Output power:pf (mw) 2 4 6 8 1 12 Current (ma) Figure 2 The LIV characteristics of the device with 6 μm aperture. Furukawa Review, No. 46 215 8

2.2 High Speed Modulation Characteristics Then, the high speed modulation characteristics will be explained. Figure shows the frequency response characteristics of the developed device at 25 C and 6 ma bias current. More than 2 GHz is obtained as db modulation bandwidth. The analysis of the frequency response characteristics by the combination of the optical response derived from the laser rate equations and the electrical response derived from the laser equivalent circuit (Figure 4) is carried out and the fitted result is shown in red line in the Figure. The experimental result can be explained well. From this analysis, 17 GHz was derived as a relaxation oscillation frequency and 7 ns -1 was derived as a damping factor γ. Figure 5 shows the plots of the relaxation oscillation frequency fr vs. normalized bias current. It can be seen that the high value of 1 GHz/ (ma) 1/2 is obtained for the parameter of D factor which is expressed by the gradient of the graph and indicates the modulation characteristics. fr [GHz] 2 15 1 5..5 1. 1.5 2. 2.5. Sqrt (I-Ith) Figure 5 The relaxation oscillation frequency vs. normalized bias current. Response (db) 6 - -6-9 -12-15 5 1 15 2 Frequency (GHz) Figure The frequency response of the device withγ = 7 ns -1. R m C p C m R j On the other hand, the damping factor γ can be expressed as below from the rate equation of the laser. γ=4π 2 τp fr 2 +γ (1) Here, fr represents the relaxation oscillation frequency andτp represents the photon lifetime. If the damping factor is small, it leads to overshoot in the eye diagram and the waveform degradation due to jitter and other factors. In order to increase the damping factor, it is necessary to prolong the photon lifetimeτp, namely to reduce the optical loss of the resonator (the sum of the mirror loss and internal loss). In order to achieve these, the precise optimization of the doping profile and the adjustment of the reflectivity of upper DBR were performed. Because the DIC structure employed by us is non-doped mirror, it is essentially easy to obtain the low loss. Also the adjustment of upper DBR reflectivity can be performed easily by the additional deposition or etching of a dielectric DBR. Figure 6 shows the frequency response characteristics of the device at γ=1 ns -1, 25 C and 6 ma bias current. db bandwidth is 18 GHz, but it can be seen that the flat frequency response characteristics is obtained even in the low frequency region. Figure 4 The equivalent circuit model of VCSEL. Furukawa Review, No. 46 215 9

Response (db) 6 - -6-9 -12-15 5 1 15 2 Frequency (GHz) Figure 6 The frequency response of the device withγ =1 ns -1. The evaluation of the eye diagram for these developed VCSEL devices is performed using the signal of 28 Gb/s, NRZ, PRBS: 2 1-1. Figure 7 (a) is the eye diagram of the device with a damping factor γ of 6 ns -1 and Figure 7 (b) is the eye diagram of the device with 1 ns -1 at 28 Gb/s, respectively. In Figure 7 (a), the overshoot and jitter in the levels of and 1 are remarkable. On the other hand, as you can see in the Figure 7 (b), it can be seen that a good eye opening is obtained by increasing the damping factor... THE MULTI-MODE TRANSMISSION USING 16 nm OPTIMIZED MMF.1 The Transmission Test using the 16 nm Optimized MMF Next, the transmission test was carried out using the 16 nm VCSEL developed by Furukawa Electric and the 16 nm optimized MMF with a core diameter of 5 μm developed by OFS. The reflective index profile of this MMF is adjusted to minimize the modal dispersion at the 16 nm band. The set up for this transmission test is shown in Figure 8. The VCSEL is mounted on the 4 channel parallel optical transmitter module together with a driving IC and micro-optics (Picture in Figure 8) 2). Optical receiver module in which a photo detector (PD) and a trans impedance amplifier (TIA) are integrated is also prepared as well and the transmission test was performed using both the transmitter and receiver modules. It should be noted that each optical module is driven and controlled in a dedicated evaluation board. Regarding the 16 nm MMF used in this test, differential mode delay (DMD) which is presenting the modal dispersion was.12 ps/ m in the radial direction area of to 2 μm. Also effective modal bandwidth is more than 4, MHz. km and the fiber corresponds to OM4 grade at 16 nm. (a) (b) Figure 7 The eye diagrams at 28 Gb/s. (a): γ =6 ns -1 (b): γ =1 ns -1 Power supply:. V 16 nm-5/125gi-mmf developed by OFS Modal bandwidth optimized for 16 nm Length; 1 m, 2 m, m DMD in -2 µm radial region:.12 ps/m at 15 nm TX RX Evaluation board PPG SHF121 25.78, 28 Gb/s PRBS:2 1-1 Evaluation board BER test Error detector SHF1112A or Agilent Optical power meter Optical eye diagram DCA-X8615D 4 ch TX/RX optical engine Figure 8 The experimental setup of the transmission test. Furukawa Review, No. 46 215 1

(a) (b) Figure 9 The eye diagrams using the 16 nm optimized MMF. (a): Back to back (b): After 5 m transmission Figure 9 (a) and (b) show the eye diagrams of back to back and after 5 m transmission, respectively. It can be seen that a good eye opening is maintained even after 5 m transmission. Figure 1 shows its BER characteristics. Error free transmission is confirmed at 1 m, m and 5 m and the power penalty after 5 m transmission was 2.2 db. Figure 11 shows the BER Bathtub curve. From this figure, the total jitter increases as the distance increases, but the total jitter after 5 m transmission is estimated to be.82ui in extrapolation by dual Dirac model and it is verified that jitter margin exists ). BER 1.E-2 1.E-4 1.E-6 1.E-8 1.E-1 Test setup BtoB 1 m m 5 m BER 1-4 1-6 1-8 1-1 1-12 -14-12 -1-8 -6-4 -2 Average input optical power (dbm) Back to back 1 m m 5 m Figure 1 The BER characteristics of transmission test using the 16 nm optimized MMF at 28 Gb/s. 1.E-12.1.2..4.5.6.7.8.9 1 U.I. Figure 11 The BER Bathtub curve of transmission test using the 16 nm optimized MMF..2 The Transmission Test Using Modal Dispersion Compensated Link At last, the new approach to the 16 nm optimized MMF link carried jointly with Corning Inc. has been introduced 4). Figure 12 shows the concept. MMF such as OM4 standardized for 85 nm has a DMD characteristic of right tilt due to the material dispersion as shown in Figure 12, on the left side of the chart. As a result, the effective modal bandwidth is significantly lowered. Therefore, in order to counteract this modal dispersion, the MMF link which the modal dispersion is minimized at the desired wavelength can be configured as a whole by combining with the MMF designed to have DMD characteristics of left tilt opposite to OM4. This is called modal dispersion compensated link. The DMD of 5 m modal dispersion compensated link was.9 ps/m in the core region of to 2 μm and it is low enough for proper transmission. It is estimated that this link has the effective modal bandwidth of 1 GHz.km at the wavelength of 16 nm. Furukawa Review, No. 46 215 11

Radial offset 85 nm optimized MMF Delay + Modal dispersion compensating fiber 16 nm optimized MMF link Figure 12 The concept of modal dispersion compensated link. The BER characteristics of transmission test using this modal dispersion compensated link is shown in Figure 1. Error free transmission at m and 5 m is realized and the power penalty is 1.2 db and 2. db, respectively. 4. 4. CONCLUSION In this paper, we report the development of the 16 nm VCSEL operating at 28 Gb/s. By improving the relaxation oscillation frequency, lowering the capacitance and optimizing the damping factor, the db modulation bandwidth of 18 GHz and the operation at 28 Gb/s are realized. Also, optical link was configured using developed 16 nm VCSEL mounted 4 channel parallel optical module, the 16 nm optimized MMF and the modal dispersion compensated MMF link, and error free transmission was confirmed. It is considered that this technology is promising to realize the high speed and the long distance transmission sought in the future data centers. REFERENCES Bit error rate 1-4 1-6 1-8 Back to back m 5 m 1) T. Suzuki, et al., "16 nm 28-Gbps VCSEL developed at Furukawa," Proc. SPIE 91, 914-1-9, (214). 2) H. Nasu, et al., "Sn-Ag-Cu Solder Reflow-Capable 28-Gb/s x4-channel High-Density Parallel-Optical Modules," IEEE J.Lightwave Technol., vol.1, no.24, p.4111, (21). ) K. Nagashima, et al., "16-nm VCSEL-based 28-Gb/s x4-channel optical signal transmission beyond 5-m MMF using high-density parallel-optical modules," IEEE CPMT Symposium Japan, 12-2, (214). 4) T. Kise, et al., "Development of 16 nm 25-Gb/s VCSEL and Demonstration of m and 5 m System Reach using MMFs and Link optimized for 16 nm," Technical Digest of OFC214, Th4G., (214) 1-1 1-12 -7-6 -5-4 - -2-1 Received power (dbm) Figure 1 The BER characteristics of the modal dispersion compensated link at 25 Gb/s. Furukawa Review, No. 46 215 12