Importance of Open Discussion on Adversarial Analyses for Mobile Security Technologies --- A Case Study for User Identification ---

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ITU-T Workshop on Security, Seoul Importance of Open Discussion on Adversarial Analyses for Mobile Security Technologies --- A Case Study for User Identification --- 14 May 2002 Tsutomu Matsumoto Graduate School of Environment and Information Sciences Yokohama National University email: tsutomu@mlab.jks.ynu.ac.jp

Security Architecture Operating Systems Security Software Tamper Resistance Mobile Code Security Physical Tamper Resistance Communications Security Cryptographic Protocol User Identification Mobile Security Technologies

Adversarial Analysis Security assessment of biometric user identification systems should be conducted not only for the accuracy of authentication, but also for security against fraud. In this presentation we focus on Fingerprint Systems which may become widespread for Mobile Terminals. Examine Adversarial Analysis as A Third Party Can we make artificial fingers that fool fingerprint systems? What are acceptance rates?

Fingerprint Systems Typical structure of a fingerprint system Finger Data Result Finger Capturing Feature Extraction Comparison Presenting Recording Referring Finger Information Database Fingerprint System Enrollment Types of sensors Optical sensors Capacitive sensors Thermal sensors, Ultrasound sensors, etc. Verification or Identification Live and Well Detection

A Risk Analysis for Fingerprint Systems Attackers may present 1) the registered finger, by an armed criminal, under duress, or with a sleeping drug, 2) an unregistered finger (an imposter's finger), i.e., non-effort forgery, 3) a severed fingertip from the registered finger, 4) a genetic clone of the registered finger, 5) an artificial clone of the registered finger, and 6) the others, such as a well-known method as a fault based attack.

Fraud with Artificial Fingers Part of patterns of dishonest acts with artificial fingers against a fingerprint system. L(X): A Live Finger corresponding to Person X A(Y): An Artificial Finger corresponding to Person Y A(Z): An Artificial Finger corresponding to Nobody

Fraud with Artificial Fingers I Enrollment X Y obtains A(X). X L(X) Authentication L(X) Y A(X) X Distribution of A(X)s A(X)s A(X) X or Y

Fraud with Artificial Fingers II X obtains A(Y). X enrolls A(Y). X Y Authentication A(Y) X X A(Y) A(Y) Distribution of A(Y)s A(Y)s A(Y) or L(Y) X or Y

Fraud with Artificial Fingers III Enrollment X Y makes A(X). L(X) X L(X) Authentication L(X) X Y A(X)s A(X) Distribution of A(X)s A(X) Y

Mapping a Fingerprint onto Artificial Fingers Finegerprint e.g., Live Fingers, Generators,... Impression e.g., Molds, Residual Fingerprints,... Artificial Finger

Known Results Process 0 (1) Finger (2) Mold (3) Silicone Rubber Finger

Fact Optical Sensor Capacitive Sensor Finger Finger Light Source Detector Array of Electrodes Often Accepts Silicone Rubber Fingers Usually Rejects Silicone Rubber Fingers

Our Result Gummy Fingers Process 1 (1) Finger (2) Plastic Mold (3) Gummy Finger

Recipe 1-1 Making an Artificial Finger directly from a Live Finger Materials Free molding plastic FREEPLASTIC by Daicel FineChem Ltd. Solid gelatin sheet GELATINE LEAF by MARUHA CORP 350JPY/35grams 200JPY/30grams

Recipe 1-2 Making an Artificial Finger directly from a Live Finger How to make a mold Put the plastic into hot water to soften it. Press a live finger against it. It takes around 10 minutes. The mold

Recipe 1-3 Making an Artificial Finger directly from a Live Finger Preparation of material A liquid in which immersed gelatin at 50 wt.%. Add boiling water (30cc) to solid gelatin (30g) in a bottle and mix up them. It takes around 20 minutes.

Recipe 1-4 Making an Artificial Finger directly from a Live Finger How to make a gummy finger Pour the liquid into the mold. Put it into a refrigerator to cool. It takes around 10 minutes. The gummy finger

Similarity with Live Fingers The photomicrographs of fingers (a) Live Finger (b) Silicone Finger (c) Gummy Finger

Captured Images Captured images with the device C (an optical sensor). (a) Live Finger (b) Silicone Finger (c) Gummy Finger Captured images with the device H (a capacitive sensor). (a) Live Finger (b) Gummy Finger

Fingerprint systems: 11 types Experiments Subjects: five persons whose ages are from 20 s to 40 s We attempted one-to-one verification 100 times counting the number of times that it accepts a finger presented. Types of experiments Experiment Enrollment Verification Type 1 Live Finger Live Finger Type 2 Live Finger Gummy Finger Type 3 Gummy Finger Live Finger Type 4 Gummy Finger Gummy Finger

The List of Fingerprint Devices Device A M anufacturer / Selling Agency Compaq Computer Corporation Product Name Compaq Stand-Alone Fingerprint Identification Unit H ardw are S pecifications Type DFR -200 Product Number E03811US001 Sensor Optical Sensor Live and Well Detection unknown M anufa cturer / S elling Agency Compaq Computer Corporation Software Specifications Product Name (Application) F ingerprint Identification T echnology Software version 1.1 Comparison Levels 1 through 3 Methods fo r Verification Minutiae Matching Device B MITSUBISHI ELECT RIC CORPORATION Fingerprint Recognizer FPR-DT mkii 003136 Optical Sensor unknown Sumikin Izumi Computer Service co. Ltd. S ecfp V1.11 Fixed Minutiae Matching Device C NEC Corporation Fingerprint Identification Unit (P rism) N7950-41 9Y00003 Optical Sensor unknown NEC Corporation B a sic U tilit ie s for F ingerprint Identification Fixed Minutiae Matching (Minutia and Relation) Device D OMRON Corporation Fingerprint Recognition Sensor FPS-1000 90500854 Optical Sensor unknown OM RON Corporation "YUBI PASS " U.a re.u Fingerprint Verification Software Fixed Minutiae Matching Device E Sony Corporation Sony Fingerprint Identification Unit FIU-002-F11 00709 Optical Sensor Live Finger detection TSUBASA SYSTEM CO.,LTD. F ingerprint Identification Unit W indows 95 Interactive Demo Version 1.0 Build 13 1 through 5 Pattern matching Device F FUJITSU LIMITED Fingsensor FS-200U 00AA000257 Capacitive Sensor unknown FUJIT SU LIMITED Logon for Fingsensor V1.0 for W indows 95/98 Fixed Minutiae Matching (Correlation) Device G Device H NEC Corporation Siemens A G (Infineon Technologies AG) Fingerprint Identification Unit (S erial) FingerTIP EVALUATION KIT PK-FP002 EVALUATION- KIT 0300529S C98451- D6100-A900-4 Capacitive Sensor Capacitive Sensor unknown unknown NEC Corporation Siemens AG(Infineon T echnologies AG) B a sic U tilit ie s for F ingerprint Identification FingerTIP Software Development Kit (SDK) Version: V0.90, Beta 3 "Demo Program" Fixed Fixed Minutiae Matching (Minutia and Relation) Minutia matching Device I Sony Corporation Sony Fingerprint Identification Unit FIU-710 3000398 Capacitive Sensor Live Finger detection S ystemneeds Inc. 1 through 5 Pattern matching Device J Secugen EyeD mouse II SM B-800 unknown Device K Ethentica ethenticatior M S 3000 PC Card MS 3000 Ethentica

Experimental Results Making an Artificial Finger directly from a Live Finger

Our Result Gummy Fingers Process 2 (1) Residual Fingerprint (2) Digital Image Data (3) Printed Circuit Board (4) Gummy Finger

Recipe 2-1 Making an Artificial Finger from a Residual Fingerprint Materials A photosensitive coated Printed Circuit Board (PCB) 10K by Sanhayato Co., Ltd. Solid gelatin sheet GELATINE LEAF by MARUHA CORP 320JPY/sheet 200JPY/30grams

Residual Fingerprint Enhancing Capturing Cyanoacrylate Adhesive Recipe 2-2 Digital Microscope Image Processing Fingerprint Image Printing Mask Exposing Developing Etching Mold Adobe Photoshop 6.0 Transparent Film UV light Photosensitive Coated PCB KEYENCE VH6300: 900k pixels Inkjet Printer Canon BJ-F800: 1200x600dpi

Recipe 2-3 An Enhanced Fingerprint A Fingerprint Image A Mask with Fingerprint Images

Recipe 2-4 Gelatin Liquid Drip the liquid onto the mold. Put this mold into a refrigerator to cool, and then peel carefully. 40wt.%

The Mold and the Gummy Finger Mold: 70JPY/piece (Ten molds can be obtained in the PCB.) Gummy Finger: 50JPY/piece

Resolution of Fingerprint Images Pores can be observed. Enhanced Fingerprint Captured Fingerprint Image of the Gummy Finger with the device H (a capacitive sensor)

Experimental Results from Residual Fingerprints (for 1 subject)

Characteristics of Gummy Fingers Moisture Electric Resistance Live Finger 16% 16 Mohms/cm Gummy Finger 23% 20 Mohms/cm Silicone Finger impossible to measure impossible to measure Gummy Finger Live Finger The compliance was also examined for live and gummy fingers.

Conclusions There can be various dishonest acts using artificial fingers against the fingerprint systems. Gummy fingers, which are easy to make with cheep, easily obtainable tools and materials, can be accepted by 11 types of fingerprint systems. The experimental study on the gummy fingers will have considerable impact on security assessment of fingerprint systems. Manufacturers,vendors, and users of biometric systems should carefully examine security of their system against artificial clones. How to treat such information should be an important issue.

For Details Paper: T. Matsumoto, H. Matsumoto, K. Yamada, S. Hoshino, Impact of Artificial Gummy Fingers on Fingerprint Systems Proceedings of SPIE Vol. #4677, Optical Security and Counterfeit Deterrence Techniques IV.