Update on ITU-R Working Party 5D on IMT-2020 for 5G

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CEPT Workshop on 5G Mobile Communications 2-4 November 2016 Mainz, Germany Update on ITU-R Working Party on IMT-2020 for 5G Hakan Ohlsen Vice-Chairman, ITU-R Working Party Stephen M. Blust Chairman, ITU-R Working Party

THE STORY OF IMT All of today s 3G and 4G mobile broadband systems are based on standards contained in ITU Recommendations on IMT. ITU established the detailed specifications for IMT-2000 and the first 3G deployments commenced around the year 2000. Work started mid-80 s and concluded end 1999 = around 15 years In January 2012, ITU defined the next big leap forward with 4G wireless cellular technology IMT-Advanced and this is now being progressively deployed worldwide. Work started in 2000 and concluded 2012 = around 12 years The detailed investigation of the key elements of IMT-2020 in support of 5G is already well underway with significant progress achieved in 2016, once again using the highly successful partnership ITU-R has with the mobile broadband industry and the wide range of stakeholders in the 5G community. Work started 2013 and will conclude 2020 = around 7 years! IMT provides the global platform on which to build the next generations of mobile broadband connectivity

5G Usage Scenarios from the ITU-R IMT-2020 Vision Recommendation Enhanced Mobile Broadband Gigabytes in a second 3D video, UHD screens Smart Home/Building Work and play in the cloud Augmented reality Industry automation Smart City Voice Future IMT Mission critical application, e.g. e-health Self Driving Car Massive Machine Type Communications Ultra-reliable and Low Latency Communications

Detailed timeline & process for IMT-2020 in ITU-R 2014 2015 2016 2017 2018 2019 2020 WRC-15 WRC-19 #18 #19 #20 #21 #22 #23 #24 #25 #26 #27 #28 #29 #30 #31 #31bis #32 #33 #34 #35 #36 Report Technology Trends (M.2320) Report IMT feasibility above 6 GHz (M.2376) Technical Performance Requirements Evaluation criteria & method Proposals IMT-2020 Evaluation Consensus building Recommendation Vision of IMT beyond 2020 (M.2083) Modifications Resolutions 56/57/65 Requirements, Evaluation Criteria, & Submission Templates Circular Letters & Addendum Workshop Outcome & Decision IMT-2020 Specifications Background & Process Note: While not expected to change, details may be adjusted if warranted.

WP Updated Meeting Schedule (as of October 2016) The following table shows the proposed meeting dates for Working Party. Some adjustment of these dates might be required to accommodate availability of facilities at specific venues. Every effort will be made to keep these dates as listed. Please check the ITU website in case meeting details have changed (http://www.itu.int/events/monthlyagenda.asp?lang=en ). GROUP No. FROM TO PLACE COMMENTS WP 23 23 February 16 2 March 16 China 7 working day meeting WP 24 14 June 16 22 June 16 Geneva 7 working day meeting WP 25 5 October 16 13 October 16 Geneva 7 working day meeting WP 26 14 February 17 22 February 17 Geneva 7 working day meeting WP 27 13 June 17 21 June 17 [Canada] 7 working day meeting WP 28 3 October 17 11 October 17 [Germany] 7 working day meeting, including a one-day workshop WP 29 31 January 18 7 February 18 [Korea] WP 30 13 June 18 20 June 18 [TBD] WP 31 3 October 18 10 October 18 [TBD] Proposed to shift to 10-17 October WP Expert meeting 31bis [11 February 19] [15 February 19] [TBD] If needed. Focus of meeting towards RA-19 and WRC-19 CPM19-2 - 18 February 19 28 February 19 Geneva WP 32 9 July 19 17 July 19 [TBD] 7 working day meeting RA-19-21 October 19 25 October 19 Geneva WRC-19-28 October 19 22 November 19 Geneva WP 33 [9 December] 19 [13 December] 19 [TBD] Focus meeting on evaluation (WG Technology Aspects) WP 34 19 February 20 26 February 20 [TBD] WP 35 24 June 20 1 July 20 [TBD] 5 WP 36 7 October 20 14 October 20 [TBD]

Work on Certain WRC-19 Agenda Items (WP ) See this file: Agenda item/ Issue Topic Resolution 1.3 MetSatS, ESSS in 460-470 MHz 766 [COM6/8] (WRC-15) C C C 1.5 Use of 17.7-19.7 & 27.5-29.5 GHz in FSS 158 [COM6/17] (WRC-15) C C I 1.6 Non-GSO FSS in 37.5-39.5, 39.5-42.5, 47.2-50.2, and 50.4-51.4 GHz 159 [COM6/18] (WRC-15) C C C C 1.10 Introduction and use of GADSS 426 [COM6/11] (WRC-15) C R C C 1.11 Railway radiocommunication systems 236 [COM6/12] (WRC-15) R C C C 1.12 Intelligent Transport Systems (ITS) 237 [COM6/13] (WRC-15) R C C C 1.13 Future development of IMT 238 [COM6/20] (WRC-15) C C C C R 1.14 HAPS in FS 160 [COM6/21] (WRC-15) C R C 1.15 LMS and FS in 275-450 GHz 767 [COM6/14] (WRC-15) C C I 1.16 WAS/RLAN between 5 150 & 5 925 MHz 239 [COM6/22] (WRC-15) R C C I /9.1.1 IMT in 1 885-2 025 & 2 110-2 200 MHz 212 (Rev.WRC-15) R(2) /9.1.2 Compatibility of IMT and BSS (sound) in 1 452-1 492 MHz in Regions 1 and 3 761 [COM4/7] (WRC-15) R(3) /9.1.8 Machine-type communications 958 [COM6/15] (WRC-15) C R /9.1.9 FSS in 51.4-52.4 GHz 162 [COM6/24] (WRC-15) C C C Legend: R = Responsible group; C = Contributing group; I = Interested group. (2)WP 4C and WP are jointly responsible. WP is responsible for the studies requested in the invites ITU-R with respect to the terrestrial component of IMT, taking into account the technical and operational characteristics provided by WP 4C. (3)WP 4A and WP are jointly responsible. WP is responsible for the studies requested in the resolves to invites ITU-R with respect to the IMT, taking into account the technical and operational characteristics provided by WP 4A. WP 5A WP 5B WP 5C WP TG 5/1

GENERAL ASPECTS: New Work in WP In WG General Aspects the Usage has been established to address certain items of the WP work within the Study Period. It has the following Terms of Reference: a) Development of deliverable(s) to complement of Recommendation ITU-R M.2083 for IMT usage in various vertical industry sectors. b) WP Work towards WRC Resolution 958 (WRC-15), Annex 3 & WRC-19 agenda item 9.1, issue 9.1.8 (MTC). The is progressing work on the development of a new report addressing the use of terrestrial IMT by other industry sectors. Working document towards PDN Report ITU-R M.[IMT BY OTHER INDUSTRIES] is now available. The also agreed that if a substantial amount of material was developed for any individual use case, a standalone Report on that use case could be developed A Working Document Towards Draft CPM Text for WRC-19 Issue 9.1.8 (MTC) was put into play along with a detailed workplan towards completion of this WRC-19 deliverable.

SPECTRUM ASPECTS: Work on ITU-R Study Group 5 TG 5/1 Related Matters for AI 1.13 Scope of WP work: Annex 9 of CA/226 decides that Working Party is to conduct and complete the studies as indicated in resolves to invite ITU-R 1 of Resolution 238 [COM6/20] (WRC-15), with regards to spectrum needs, technical and operational characteristics including protection criteria, and deployment scenarios for the terrestrial component of IMT by 31 March 2017 and report the results of these studies to TG 5/1 In order to determine the spectrum needs for the terrestrial component of IMT in the frequency range between 24.25 GHz and 86 GHz, WP considered several approaches and decided to consider two of them: application-based and technical performance-based approaches. In response to the requirement for the technical and operational characteristics, including protection criteria, WP developed Characteristics of terrestrial IMT systems for frequency sharing/interference analyses in the frequency range between 24.25 GHz and 86 GHz / Modelling and simulation of IMT networks for use in sharing and compatibility studies The major work focus at the recent October meeting of WP was on the two working documents on IMT parameters and spectrum needs for inclusion in a liaison statement to TG 5/1 that is to be finalized at the 26th meeting of WP in February 2017: Spectrum needs for the terrestrial component of IMT in the frequency range between 24.25 GHz & 86 GHz Characteristics of terrestrial IMT systems for frequency sharing/interference analyses in the frequency range between 24.25 GHz and 86 GHz

Studies related to spectrum aspects under WRC-19 agenda items 2015 WRC-15 2016 2017 2018 2019 WRC-19 2020 #21 #22 #23 #24 #25 #26 #27 #28 #29 #30 #31 #31bis #32 #33 #34 #35 #36 IMT identification WRC-19 agenda item 1.13 TG5/1 Sharing Parameters Spectrum need LS to TG5/1 Provide results of studies to TG5/1 by March 2017 Sharing studies and draft CPM texts @ TG5/1 Terrestrial/Satellite IMT WRC-19 agenda item 9.1 (issue 9.1.1) Sharing studies Sharing studies Draft CPM text to CPM19-2 WP: Responsible for terrestrial IMT WP4C: Responsible for satellite IMT Draft CPM text shall be agreed by both WPs IMT/BSS(sound) WRC-19 agenda item 9.1 (issue 9.1.2) Sharing studies Sharing studies Draft CPM text to CPM19-2 WP: Responsible for terrestrial IMT WP4A: Responsible for BSS(sound) Draft CPM text shall be agreed by both WPs Machine-type communication WRC-19 agenda item 9.1 (issue 9.1.8) Usage* Draft CPM text *It may be necessary to study spectrum related issue under WG Spectrum aspects Draft CPM text to CPM19-2 Other items Concerned/interested WRC-19 agenda items T.B.D. LS to responsible WPs, if necessary Technical studies The deadline for finalizing draft CPM text is assumed middle of 2018 in this figure.

Studies related to spectrum aspects except those under WRC-19 agenda items 2015 WRC-15 2016 2017 2018 2019 WRC-19 2020 #21 #22 #23 #24 #25 #26 #27 #28 #29 #30 #31 #31bis #32 #33 #34 #35 #36 Sharing studies invited in WRC Resolution(s) Sharing studies Sharing studies Draft ITU-R Recommendation/Reports e.g. L-band 3.3-3.4GHz 4.8-4.99GHz Frequency arrangements for the band identified at WRC-15 Frequency arrangement Frequency arrangements Draft revision of Rec. ITU-R M.1036 Other items Sharing studies Modelling & Simulation for Sharing Study Draft ITU-R Recommendation T.B.D. Any other studies related to spectrum aspects

SPECTRUM ASPECTS: Joint Experts Meeting WP with WPs 3J, 3K, 3L (Radiowave Propagation) Taking advantage of concurrent meetings in Geneva of WP and WPs 3J, 3K and 3M a special Joint Experts Meeting (JEM) was held on 20 June 2016. The focus for the meeting was the reply liaison statement from WP to the Chairmen of SG 3, Working Parties 3J, 3K, and 3M (Copied for information to Task Group 5/1) Propagation advice in support of agenda item 1.13: Input requested from WP. The JEM was deemed a success as it helped in clarifying issues related to determining appropriate propagation models for use in sharing studies under WRC-19 agenda item 1.13. This is information that TG 5/1 has requested SG 3 and its working parties to provide by 31 March 2017

SPECTRUM ASPECTS: Joint Experts Meeting WP with WP 4A (Efficient orbit/spectrum utilization for the (FSS) and (BSS) Taking advantage of concurrent meetings in Geneva of WP and WP 4A, a special Joint Experts Meeting (JEM) on the following topics was held on 5 October 2016: Key Topics i. WRC-19 agenda item 9.1, Issue 9.1.2 concerning compatibility between IMT and BSS(Sound) for which WP 4A and WP are the joint responsibility groups (refer to LS from in Document 4A/92) ii. WRC-19 agenda item 9.1, Issue 9.1.9 concerning sharing studies and the possible allocation to the FSS in the band 51.4-52.4 GHz. iii. WRC-19 Agenda Item 1.6 concerning studies for non-geostationary fixed-satellite services satellite systems in frequency bands 37.5-39.5 GHz, 39.5-42.5 GHz,47.2-50.2 GHz, and 50.4-51.4 GHz iv. PDNR ITU-R S.[INTERF.AREA] under development in WP 4A (refer to LS from in Document 4A/89) The JEM was deemed a success as it helped in clarifying issues related to the above topics of mutual interest to the two Working Parties.

TECHNOLOGY ASPECTS: Formal invitation to external organizations to propose IMT-2020 candidate radio interface technologies A liaison statement to external organizations Invitation for submission of proposals for candidate radio interface technologies for the terrestrial components of the radio interface(s) for IMT-2020 and invitation to participate in their subsequent evaluation was released. This continues the on-going the partnership approach on inviting ITU Members via the Circular Letter 5/LCCE/59 and Addendum and now a formal invitation to the external organizations via this liaison. Initial documents in support of the IMT-2020 process have been released Document IMT-2020/1 IMT-2020 Background Document IMT-2020/2 SUBMISSION, EVALUATION PROCESS AND CONSENSUS BUILDING FOR IMT-2020 Further documents forthcoming in 2017 Draft new Report ITU-R M.[IMT-2020. TECH PERF REQ] Draft new Report ITU-R M.[IMT-2020. EVAL] Draft new Report ITU-R M.[IMT-2020. SUBMISSION]

REQUIREMENTS FOR IMT-2020 There are 8 Key capabilities for IMT- 2020 in ITU-R M.2083: Area traffic capacity 2 (Mbit/s/m ) 10 100 Network energy efficiency 1 10 Peak data rate (Gbit/s) 0.1 1 20 10 6 10 5 1 IMT-2020 IMT-advanced User experienced data rate (Mbit/s) 10 10 100 1 1 350 400 3 500 Spectrum efficiency Mobility (km/h) Technical Performance Requirements for IMT-2020 in ITU-R M.[TECH PERF REQ]: 8 requirements are based on the key capabilities in M-2083 5 additional requirements: Peak spectral efficiency 5 th percentile spectral efficiency Reliability Mobility interruption time Bandwidth Connection density 2 (devices/km ) Latency (ms) M.2083-03

TECHNOLOGY: Draft New Report ITU-R M.[IMT-2020.TECH PERF REQ] The work of M.[IMT-2020 TECH PERF REQ] Minimum requirements related to technical performance for IMT-2020 radio interface(s) progressed well in the meetings in 2016 and has defined thirteen key requirements for IMT-2020. Texts were developed for the thirteen minimum technical performance requirements including requirement values, which are regarded as stable. For each requirement, the mapping to usage scenario and test environment is documented. Some requirement values in Chapter 4 remain in brackets or are marked as TBD ; conclusion on these will be in the February WP meeting. The Draft New Report will conclude at WP #26 in February 2017 and then be forwarded to Study Group 5 for approval.

Summary The scope of IMT-2020 is much broader than previous generations of mobile broadband communication systems hence a much more complex set of interactions of radio communications, supporting ecosystems, spectrum resources and regulatory structures is envisioned to permit 5G to further empower global society in the coming decades. Use cases foreseen include enhancement of the traditional mobile broadband scenarios as well as ultra-reliable and low latency communications and massive machine-type communications. The time schedule is tight both for technology aspects for year 2020 and amount of contributions towards WRC-19 The ITU's work in developing the specifications for IMT-2020, in close collaboration with 5G stakeholders, is now well underway, along with the associated spectrum management and spectrum identification aspects. IMT-2020 can be a cornerstone for all of the activities related to attaining the goals in the United Nations 2030 Agenda for Sustainable Development.