Optical Remote Sensing with Coherent Doppler Lidar

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Optical Remote Sensing with Coherent Doppler Lidar Part 1: Background and Doppler Lidar Hardware Mike Hardesty 1, Sara Tucker 2, Alan Brewer 1 1 CIRES-NOAA Atmospheric Remote Sensing Group Earth System Research Laboratory http://www.esrl.noaa.gov/csd/groups/csd3/ 2 Current affiliation: Ball Aerospace April 4, 2011

Remote Troposphere Wind Measurement Techniques Doppler lidar provides remote measurement of the radial component of the atmospheric wind Highly valuable for clear air, small-scale measurements, turbulence Range Resolution Lidar (λ = 2x10-6 m) Precipitation Radar (λ=10-1 m) Wind Profiler (λ=7.4 x 10-1 m) Cloud/ MoistureFeatur e tracking 30-50 m 0.25 1 km 90-120 m None Max Range 5-20 km 230-460 km 2.5-20 km Visual range Transverse resolution 100 µrad 1 degree 4-8 degrees 30 70 km (satellite) Effects of clouds Opaque, but can see through holes Don t observe without precipitation Small cross section Need for measurement Clear Air performance Scatters from either aerosols or molecules Requires bugs, seeds, etc Needs Refractive index variability Need contrast in image field

Capability for compact instruments Wind profiler Meteorological radar Lidar with scanner Airborne lidar

Doppler Lidar Concept Basic requirements Frequency stable transmitter (~1 m s -1 ) for coherent detection Doppler receiver to measure frequency shift of the backscattered radiation Doppler receivers Heterodyne (coherent) detection Direct detection Receivers optimized for aerosol versus molecular returns differ Lidar Backscatter From Aerosols & Molecules Backscattered Spectrum Aerosol (λ 2 ) Molecular (λ 4 ) Frequency

Coherent (heterodyne) detection Mix backscattered radiation with local oscillator laser output Produces a beat spectrum which is narrowband at radiofrequencies and can be digitally processed LO shot noise introduces a noise floor Spectral components are random for a single shot Background light is not an issue due to narrow bandwidth Typically operate in the eyesafe infrared (10 µm, 2 µm 1.5 µm) Optical Configuration Signal Spectrum

Coherent lidar characteristics Used when aerosol loading is significant Highly sensitive: a hundred photons are sufficient for estimate Threshold effect need a certain minimum signal level Requires diffraction limited transmitter beam and receiver field of view 25 years of measurements Most, but not all, applications have been low pulse energy, high prf NASA/LaRC working on Joule-class transmitters Stable boundary layer mapping Hong Kong Airport Wind Shear

NOAA ESRL Lidars Mini-MOPA HRDL OPAL TOPAZ ABDIAL DABUL Fish Lidars CODI TEAC0 ABAEL Halo (new)

Coherent Doppler Lidar Lidar measurement volume: Diffraction limited divergence (60 µrad) Spotlight beam can measure to within a few meters of the surface (no side lobes) 30-150 m measurement volume (range resolution) along the beam (Instrument dependent) 20 cm Ф 8 km

Coherent Doppler Lidar Light Scattering : ~2 µm & 10 µm The targets are aerosol particles The light scatters off the aerosol in all directions Part of the scattered light is detected backscatter, β The wind carries the aerosol scattering targets Doppler measurement is made to determine wind speed along the line of sight V wind V los

Coherent Doppler Lidar Light scatters from distributed target: For distributed aerosol As the pulse propagates out, a continuous signal is scattered back to the telescope and detected Space Time

Coherent Detection Laser Transmit/Receive paths Atmosphere Detection & Processing Analysis and Data products Field Work

Coherent Detection: The Doppler shift The Doppler shift for illumination of wavelength λ is given by: Where v is the velocity of the aerosol(s) (e.g. wind speed) and θ v is the angle between the wind direction and the lidar line of sight (LOS) For a 15 m/s wind speed, the Doppler shift for 2µm light (f Dopp = 1.5x10 14 Hz) is 15 MHz. The returning illumination has a frequency of f return = f +f Dopp = 1.50000015x10 14 Hz. Cutoff frequencies of our detectors are around GHz. How can we detect such small Doppler shifts in frequencies way above detection limit?

Coherent Detection Detecting Doppler Shifts We can t detect the frequency of light - but we can detect the beat (i.e. difference) signal between two light beams of slightly different frequencies So, we create two beams: a local oscillator (LO) and a power oscillator (PO). The Local Oscillator has frequency flo. We make sure that the PO has a known frequency offset (i.e. f offset = 10 MHz, 100 MHz) from that of the LO, or fpo = flo+foffset. This PO beam goes out into the atmosphere. The light that returns (scattering off of aerosols) may have been Doppler shifted by f Dopp for a total frequency offset of

Coherent Detection The atmospheric return signal and the signal from the local oscillator are both incident on the detector. Their electric fields add to create the total electric field incident on the detector: Local Oscillator cos(2πf 0 +θ 0 ) Receiver Detector Atmospheric return signal cos(2πf r +θ r )

Coherent Detection The detector actually sees optical power or: The product of cosines leads to a sum and a difference: Local Oscillator cos(2πf 0 +θ 0 ) Receiver Detector Atmospheric return signal cos(2πf r +θ r )

Coherent Detection The high frequency (i.e. the sum of LO and atmospheric frequencies) is too high to detect. The other terms contribute to a DC offset, and the difference frequency is what gives us our signal: In terms of power - the optical power on the detector is given by: Local Oscillator cos(2πf 0 +θ 0 ) Receiver Detector Atmospheric return signal cos(2πf r +θ r )

Coherent Detection The detector current is then given by: Local Oscillator cos(2πf 0 +θ 0 ) Receiver Detector Atmospheric return signal cos(2πf r +θ r ) Remember ~ MHz We know f offset so we can find the Doppler shift frequency.

Coherent Detection Local Oscillator cos(2πf 0 +θ 0 ) Receiver Detector Atmospheric return signal cos(2πf r +θ r ) ~ MHz We assume that f LO is the same at 20+km (or 66.7 µs at least) as it was when we sent the pulse out Not always true for UV sources Rayleigh vs. Mie scattering Also consider the spread of frequencies in the return signal f Dopp is not a single frequency. Spectrum of f Dopp is a function of transmitted pulse spectrum and atmospheric turbulence Optical and bandpass filters limit background light and shot noise

Coherent Detection Laser & pulses Transmit/Receive path Atmosphere Detection & Processing Analysis and Data products Field Work

Laser & Pulses Ideal Laser/Transmitter Requirements Narrow bandwidth (i.e. ~1 MHz) Q-switched or modulated Low atmospheric absorption High pulse repetition frequency (PRF) >1 mj per pulse Eyesafe A fun intro to lasers. http://www.colorado.edu/physics/2000/lasers/index.html Tradeoffs between: short pulses pulse bandwidth PRF peak power

Laser & Pulses Time-bandwidth tradeoffs short pulse Precise in time/range Ambiguous in frequency long pulse Ambiguous in time/range Precise in frequency -6-4 -2 0 2 4 6 Time ( µ s) 0-5 0 5 Frequency (MHz) How are the pulses created?

Transmitter frequency stabilization; Use same laser for injection seeding and LO Continuous wave always available for heterodyne detection of return pulses from the atmosphere. Stable especially over pulse separation times. Need a way to shift the frequency of the pulses relative to the LO (or the other way around) we use AOMs for this. Sometimes the same source as the PO sometimes a seed for the PO. Gain curve Free spectral range Desired Frequency (use seed laser to stimulate) Frequency

Laser & Pulses: High Resolution Doppler Lidar (HRDL) Wavelength 2.02 micron Pulse Energy 2 mj PRF 200 Hz Max Range 3-8 km Range Res. 30 m Beam rate 2 Hz Scanning Full Hemispheric Precision 10 cm/s HR Heatsink M1 Crystal 785 nm Fiber Coupled Diode Bars AOM Qswitch 785 nm Fiber Coupled Diode Bars 95% OC 20 cm ROC PZT 2 µm output

HRDL Frequency Stabilization HR Heatsink M1 Pound-Drever-Hall Stabilization Crystal 785 nm Fiber Coupled Diode Bars AOM Q switch 785 nm Fiber Coupled Diode Bars 95% OC 20 cm ROC PZT 2 µm output Wulfmeyer et al, Opt. Lett. 25 1228-1230

Shutters ½ wave 12 Pass Laser & Pulses Mini-MOPA (master-oscillator/ power-amplifier) λ 1 λ 2 CW Lasers Cooled Detector Local Oscillator AOM 1 AOM 2 Pol BS 1/4 wave RF Discharge Optical Amplifiers 6 Pass Pol BS Can also alternate between two wavelengths for DIAL measurement 8 Off Axis Parabolic Telescope Wavelength Pulse Energy PRF Max Range Range Resolution Scanning Precision 9-11 micron 0.5-2 mj 300 Hz 18 km 45-300 m Full Hemispheric 10 cm/s

Spatial Coherence Want maximum spatial coherence (large speckle size) at the receiver for best mixing efficiency Aerosol target in the atmosphere looks like a partially coherent source at the receiver To maximize transverse coherence the area illuminated at the target should be as small as possible (Van Cittert Zernike Theorem) To minimize bandwidth, pulse must be temporally coherent 20 cm Ф 8 km for small solid state system

Coherent Detection Laser Transmit/Receive paths Atmosphere Detection & Processing Analysis and Data products Field Work

Mini-MOPA (master-oscillator/power-amplifier) system Elevation mirror Tilt mirror Aerosols or water droplets Hemispherical Scanner Azimuth axis CW CO 2 Laser @ 0 Beamsplitter Frequency shift f Pulse mod 18 pass RF discharge optical amplification CW Laser Local Oscillator Path Transmit Beam Path Atmospheric Return Path /4 Waveplate Cooled Detector Beamsplitter Transmit/Receive Beamsplitter

High Resolution Doppler Lidar (HRDL) system WP-λ/4 T/R Lens Set T/R BS Slave L4 L3 Local/Master oscillator Slave/Power oscillator (transmit beam) Atmospheric return signal Fiber pass-through WP λ/2 WP ISO PDH amp DET EOM WP ISO L1 L2 PO Lens Set FM TTL SIG Receiver Detector Variable Coupler Master Oscillator

Coherent Detection Laser Transmit/Receive paths Atmosphere Detection & Processing Analysis and Data products Field Work

Atmospheric Return Continuous return from distributed target Atmosphere affects the amount of return signal according to the amount of aerosols (backscatter), extinction, and turbulence. Atmospheric Transmission

The Coherent Doppler Lidar Equation The carrier-to-noise ratio (CNR) is found using the following equation: where η is an efficiency factor (less than or equal to unity) describing the noise sources in the photo-detector signal as well as optical efficiencies, h is Plank s constant (6.626x10-34 Joule-sec) ν is the optical frequency (Hz.) B is the receiver bandwidth determined by the receiver electronics. - In HRDL s case, B is 50 MHz. - In MOPA s case, B is 10 MHz Rule of thumb: We need about one coherent photon per inverse BW to get 0 db CNR i.e. Coherent Doppler Lidar is quite sensitive.

The Coherent Doppler Lidar Equation, cont d The received power, P r is theoretically given by P T = Transmitted laser power (Watts) for wavelength λ, range R and time t, R = range (meters) β = aerosol backscatter coefficient (m -1 sr -1 ), T = one-way atmospheric transmission. A eff is the effective antenna area of the transceiver for a target at range R. For aerosol targets distributed in range (relative to the pulse length) the received power at the lidar P r can be approximated as

The Coherent Doppler Lidar Equation, cont d The effective area is effected by the Gaussian beam expansion and transmitter focus parameters as well as turbulence and is given by Where A turb is the coherence area defined by πρ 0. A TR is the transmit/receive area defined by D b is the transmitted, 1/e 2 intensity, untruncated, Gaussian beam diameter in meters, F is the focus of the transmitter optics. Thus A eff is defined by

Focusing effects in coherent lidar Must choose system focus based on sensitivity threshold Many low energy systems operate near threshold so this is an important design issue Received power Effective receiver area

The Coherent Doppler Lidar Equation, cont d The turbulence parameter ρ 0 is given by For constant refractive turbulence (C n2 ) level, The above equation reduces to Typical C n 2 levels are between 1X10-16 (calm) to 3X10-13 (quite turbulent)

The Coherent Doppler Lidar Equation, cont d The CNR equation can be written explicitly as If the focus is at the range of interest, and if there is no turbulence, the CNR equation reduces to:

Next lecture Coherent Detection Laser Transmit/Receive paths Atmosphere Detection & Processing Analysis and Data products Field Work

mini-mopa Lidar

Coherent Doppler Lidar: Return Power The received power, P r is theoretically given by P T = Transmitted laser power (Watts) for wavelength λ, range R and time t. R = range (meters) β = aerosol backscatter coefficient (m -1 sr -1 ), T = one-way atmospheric transmission. A eff is the effective antenna area of the transceiver for a target at range R. For aerosol targets distributed in range (relative to the pulse length) the received power at the lidar P r can be approximated as

Local Oscillator & Seed: HRDL The LO is a separate laser seed for the PO The LO is injected into the cavity using the AOM angle. The cavity is then adjusted to optimize for the frequency of the LO PLUS the AOMinduced frequency offset and the AOM is turned off. At this time, the PO light in the cavity has already started the stimulated emission process now all the photons emit at the same frequency and phase and the pulse is formed. Deflected PO and reflected seed light Reflected PO The AOM causes the center frequency of the pulse to be 100 MHz higher than the LO seed light. AOM Turning mirror PZT Output coupler crystal λ/4 λ/4 PDH error signal detector HR

IR vs. UV in heterodyne detection Property IR UV Linewidth/ Temporal Coherence Scattering/BW Detection noise Aerosol sampling BW (SNR 1/BW) Refractive Turbulence khz 10s of km and longer (100 km) Mie pulse transform limited Shot noise limited by LO power 2µm: 25 m/s needs 50 MHz BW Some effect (less for longer λ) Old: GHz meters New: MHz 100 s m Rayleigh (very wide) & Mie LO Shot noise + Rayleigh scattering 355nm: 25 m/s needs ~300 MHz Stronger effect (less spatial coherence)