The 5G Infrastructure Association Werner Mohr ITU-R Workshop on IMT-2020 terrestrial radio interfaces Munich, October 4, 2017

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The 5G Infrastructure Association Werner Mohr ITU-R Workshop on IMT-2020 terrestrial radio interfaces Munich, October 4, 2017 05/10/2017 1

Outline 5G PPP in Horizon 2020 of the European Union 5G roadmap and 5G PPP time plan 5G PPP research project portfolio IMT-Vision recommendation and time plan ITU-R evaluation approach Conclusions 05/10/2017 2

5G PPP in Horizon 2020 of the EU 5G PPP is a research program in Horizon 2020 of the EU dedicated to 5G system research https://ec.europa.eu/programmes/horizon2020/en/h2020-section/future-internet https://5g-ppp.eu/ Budget for 2014 2020 time frame Up to 700 million public funding Matched by private side including leveraging factor 5 of additional private investment results in private value of about 3.5 billion Research program is addressing all building blocks of a future communication network and a huge number of vertical use cases 5G Infrastructure Association vision paper http://5g-ppp.eu/wp-content/uploads/2015/02/5g-vision-brochure-v1.pdf 5G Infrastructure Association paper on vertical sectors https://5g-ppp.eu/wp-content/uploads/2016/02/brochure_5ppp_bat2_pl.pdf 5G Infrastructure Association paper on innovations https://5g-ppp.eu/wp-content/uploads/2017/01/5gppp-brochure-mwc17.pdf Phase 1 projects started on July 1, 2015 Phase 2 projects started on June 1, 2017 05/10/2017 Source: 5G Infrastructure Association. 3

Key challenges PPP Program that will deliver solutions, architectures, technologies and standards for the ubiquitous 5G communication infrastructures of the next decade Program Ambitions: Key Challenges / High level KPIs Providing 1000 times higher wireless area capacity and more varied service capabilities compared to 2010 Saving up to 90% of energy per service provided. The main focus will be in mobile communication networks where the dominating energy consumption comes from the radio access network Reducing the average service creation time cycle from 90 hours to 90 minutes Creating a secure, reliable and dependable Internet with a zero perceived downtime for services provision Facilitating very dense deployments of wireless communication links to connect over 7 trillion wireless devices serving over 7 billion people Enabling advanced User controlled privacy 05/10/2017 Source: 5G Infrastructure Association. 4

Policy-oriented Working Groups under the umbrella of 5G Infrastructure Association Pre-standards Spectrum / Evaluation * * Current structure Vision and Societal Challenges Activity 5G PPP Contractual Arrangement, KPIs Activity 5G International cooperation Trials Activity Community building and Public Relations SME support 05/10/2017 5 Source: 5G Infrastructure Association.

5G PPP Vision and Requirements 5G roadmap 05/10/2017 Source: 5G Infrastructure Association: 5G Empowering vertical industries White Paper, February 2016. 6

CogNet Building an Intelligent System of Insights and Action for 5G Network Management SUPERFLUIDITY Superfluidity: a super-fluid, cloudnative, converged edge system Horizon 2020 5G PPP Call 1 selected projects 07.2015 06.2017 (06.2018) 5GEx 5G Exchange METIS-II Mobile and wireless communications Enablers for Twenty-twenty (2020) Information Society-II 5G Ensure Security (Will be added later) SELFNET Framework for SELF-organized network management in virtualized and software defined NETworks FANTASTIC-5G Flexible Air interface for Scalable service delivery within wireless Communication networks of the 5th Generation mmmagic Millimetre-Wave Based Mobile Radio Access Network for Fifth Generation Integrated Communications VirtuWind Virtual and programmable industrial network prototype deployed in operational Wind park COHERENT Coordinated control and spectrum management for 5G heterogeneous radio access networks SPEED-5G quality of Service Provision and capacity Expansion through Extended-DSA for 5G Flex5Gware Flexible and efficient hardware/softwar e platforms for 5G network elements and devices 05/10/2017 7 Source: 5G PPP, https://5g-ppp.eu/5g-ppp-phase-1-projects/. CHARISMA Converged Heterogeneous Advanced 5G Cloud-RAN Architecture for Intelligent and Secure Media Access SONATA Service Programming and Orchestration for Virtualized Software Networks 5G-Norma 5G NOvel Radio Multiservice adaptive network Architecture SESAME Small cells coordination for Multi-tenancy and Edge services 5G-Xhaul Dynamically Reconfigurable Optical-Wireless Backhaul/Fronthaul with Cognitive Control Plane for Small Cells and Cloud-RANs 5G-Crosshaul The 5G Integrated fronthaul/backhaul Euro-5G 5G PPP Coordination and Support Action Radio-related cluster Fronthaul/Backhaul Hardware implementation Network automation SDN, NFV, Cloud and Virtualisation Security

IoRL Internet of Radio-Light in Buildings Bluespace Building on the Use of Spatial Multiplexing 5G Networks Infrastructures and Showcasing Advanced technologies and Networking Capabilities CLEAR5G MATILDA A holistic, innovative framework for the design, development and orchestration of 5G-ready applications and network services over sliced programmable infrastructures Horizon 20205G PPP Call 2 selected projects 06.2017 11.2019(08.2020) SLICENET End-to-End Cognitive Network Slicing and Slice Management Framework in Virtualised Multi-Domain, Multi-Tenant 5G Networks 5G CAR Fifth Generation Communication Automotive Research and Innovation for e2e V2X connectivity and multi-rat interworking 5G MoNArch 5G CITY Distributed multi-tenant cloud and radio platform for municipalities and infrastructure owners acting as 5G neutral hosts METRO-HAUL METRO High bandwidth, 5G Application aware optical network, with edge storage, compute and low Latency 5G Xcast Broadcast and Multicast Communication Enablers for the Fifth Generation of Wireless Systems 5G PHOS 5G integrated Fiber-Wireless networks exploiting existing photonic technologies for high-density SDNprogrammable network architectures ONE5G 5G MEDIA Programmable edge-to-cloud virtualization fabric for the 5G Media industry 5G TANGO 5G Development and 5G Development and Validation Platform for global Validation Platform for global Industry-specific Network Industry-specific Network Services and Apps Services and Apps 5G Transformer 5G Mobile Transport Platform for Verticals SaT 5G NGPaaS Next Generation Platform as a Service (PaaS) Radio-related cluster Fronthaul/Backhaul SDN, NFV, Cloud and Virtualisation Optical networks and technology Network automation Security, privacy, resilience, availability 5G PICTURE 5G Programmable Infrastructure Converging disaggregated network and compute Resources 5G ESSENCE Convergedwireless access wireless for reliable access 5G for MTC reliable for 5G factories MTC for of factories the future of the 5G Mobile Network Architecture for diverse services, use cases, and applications in 5G and beyond E2E-aware Optimizations and advancements for the Network Edge of 5G New Radio Satellite and Terrestrial network for 5G for integration of satellite and terrestrial systems Embedded Network Services for 5G Experiences (Machine futuretype communications) (Machine type communications) 5G-CORAL To-Euro-5G Global5G.org 05/10/2017 A 5G Convergent Virtualized Radio Supporting the 5G-PPP especially Global vision, standardisation and Access Network Living at the Edge 5G Initiative governance stakeholder engagement in 5G 8 Source: 5G PPP, https://5g-ppp.eu/5g-ppp-phase-2-projects/. NRG-5 Enabling Smart Energy as a Service via5g Mobile Network advances Platforms Most projects are cooperating with vertical use cases

Usage scenarios for IMT-2020 and beyond (ITU-R) 05/10/2017 9 Source: ITU-R: IMT Vision Framework and overall objectives of the future development of IMT for 2020 and beyond. Recommendation ITU-R M.2083-0 (09/2015), https://www.itu.int/dms_pubrec/itu-r/rec/m/r-rec-m.2083-0-201509-i!!pdf-e.pdf.

Enhancement of key capabilities from IMT-Advanced to IMT-2020 (ITU-R) 05/10/2017 10 Source: ITU-R: IMT Vision Framework and overall objectives of the future development of IMT for 2020 and beyond. Recommendation ITU-R M.2083-0 (09/2015), https://www.itu.int/dms_pubrec/itu-r/rec/m/r-rec-m.2083-0-201509-i!!pdf-e.pdf.

Schedule for development of IMT-2020 radio interface recommendation WP 5D meetings No.23 2016 No.24 No.25 No.26 2017 2018 2019 2020 No.27 No.28 No.29 No.30 No.31 No.32 No.33 No.34 No.35 No.36 (0) Evaluation Step1 and 2 (40 months: #23 - #32) Steps in radio interface development process: Step 1: Issuance of the circular letter Step 2: Development of candidate RITs and SRITs Step 3: Submission/Reception of the RIT and SRIT proposals and acknowledgement of receipt Step 4: Evaluation of candidate RITs and SRITs by Independent Evaluation Groups Step 3 (20 months: #28 - #32) 05/10/2017 11 Source: ITU-R WP 5D: Submission, Evaluation Process and Consensus Building for IMT-2020. 2017. (1) Step 4 (16 months: #31 - #34) (2) Steps 5,6 and 7 (3) (28 months: #29 - #35) Steps 8 (12 months: #33 - #36) (4) Step 5: Review and coordination of outside evaluation activities Step 6: Review to assess compliance with minimum requirements Step 7: Consideration of evaluation results, consensus building and decision Step 8: Development of radio interface Recommendation(s) Critical milestones in radio interface development process: (0): Issue an invitation to propose RITs March 2016 (2): Cut off for evaluation report to ITU February 2020 (1): ITU proposed cut off for submission July 2019 (3): WP 5D decides framework and key of candidate RIT and SRIT proposals characteristics of IMT-2020 RIT and SRIT June 2020 (4): WP 5D completes development of radio October 2020 interface specification Recommendations RIT - Radio Interface Technology SRIT - Set of Radio Interface Technologies IMT-2020 2-01

IMT-2020 terrestrial component radio interface development process ITU-R Step 1 Circular Letter to invite proposals for radio interface technologies and evaluations Step 3 Submission/Reception of the RIT and SRIT proposals and acknowledgement of receipt Step 5 Review and coordination of outside evaluation activities Step 6 Review to assess compliance with minimum requirements Step 7 Consideration of evaluation results, consensus building, and decision Step 8 Development of radio interface Recommendation(s) Outside ITU-R Step 2 Development of candidate radio interface technologies Step 4 Evaluation of candidate radio interface technologies by independent evaluation groups, grouping of the technologies through consensus building Coordination between independent evaluation groups Descriptions of proposed radio interface technologies and evaluation reports Radio interface specifications (SPECS), sufficiently detailed to enable worldwide compatibility Step 9 Implementation of Recommendation(s) IMT-2020 2-02 Step 4 Evaluation of candidate RITs or SRITs by independent evaluation groups 5G Infrastructure Association registered as Evaluation Group at ITU-R Evaluation guidelines to follow in ITU-R M.[IMT-2020.Submission] Additional evaluation methods by Evaluation Groups may be used and shared between Evaluation Groups Coordination between Evaluation Groups for comparison and consistency of results Evaluation reports to be sent to ITU-R Study Group 5 as input for WP5D and publication 05/10/2017 12 Source: ITU-R WP 5D: Submission, Evaluation Process and Consensus Building for IMT-2020. 2017.

Characteristic for evaluation Detailed ITU-R report of evaluation guidelines High-level assessment method Evaluation methodology in this report Peak data rate Analytical 7.2.2 Peak spectral efficiency Analytical 7.2.1 User experienced data rate 5 th percentile user spectral efficiency Analytical for single band and single layer; Simulation for multilayer 7.2.3 Simulation 7.1.2 Average spectral efficiency Simulation 7.1.1 Area traffic capacity Analytical 7.2.4 User plane latency Analytical 7.2.6 Control plane latency Analytical 7.2.5 Connection density Simulation 7.1.3 Energy efficiency Inspection 7.3.2 Reliability Simulation 7.1.5 Mobility Simulation 7.1.4 Mobility interruption time Analytical 7.2.7 Bandwidth Inspection 7.3.1 Support of wide range of services Supported spectrum band(s)/range(s) Inspection 7.3.3 Inspection 7.3.4 Related section of Reports ITU-R M.[IMT-2020.TECH PERF REQ] and ITU-R M.[IMT-2020.SUBMISSION] PERF REQ], 4.1 PERF REQ], 4.2 PERF REQ], 4.3 PERF REQ], 4.4 PERF REQ], 4.5 PERF REQ], 4.6 PERF REQ], 4.7.1 PERF REQ], 4.7.2 PERF REQ], 4.8 PERF REQ], 4.9 PERF REQ], 4.10 PERF REQ], 4.11 PERF REQ], 4.12 PERF REQ], 4.13 Report ITU-R M.[IMT- 2020.SUBMISSION], 3.1 Report ITU-R M.[IMT- 2020.SUBMISSION], 3.2 ITU-R report provides detailed guidelines on evaluation methodology and procedures System simulation procedures Analytical approach Inspection approach Usage scenarios Test environments Network layout Evaluation configurations including detailed parameter settings Antenna characteristics Channel models for IMT- 2020 for system and link level simulations 05/10/2017 13 Source: ITU-R WP 5D: Guidelines for evaluation of radio interface technologies for IMT-2020. [Preliminary] Draft New Report ITU-R M.[IMT-2020.EVAL], 2017.

Conclusions In Europe 5G PPP is major 5G research program in Horizon 2020 5G Infrastructure Association is representing private side in 5G PPP and EU Commission is representing the public side Cooperation with international counterparts 5G Infrastructure Association registered as ITU-R Evaluation Group Ongoing research projects on most 5G building blocks and cooperation with vertical sectors 5G Infrastructure Association in discussion with 5G PPP projects for technical contributions to IMT-2020 evaluation Ambition: Complete evaluation report with main focus on expected 3GPP submission Horizon 2020 is open for international participation Acknowledgement: The author would like to thank his colleagues for their contributions. 05/10/2017 Source: 5G Infrastructure Association. 14

http://5g-ppp.eu Thank you for your attention! 05/10/2017 15