Aalborg Universitet. Published in: I E E E Transactions on Power Electronics. DOI (link to publication from Publisher): /TPEL.2012.

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Aalborg Universitet Single-Carrier Modulation for Neutral-Point-Clamped Inverters in Three-Phase Transformerless Photovoltaic Systems Guo, Xiaoqiang; Cavalcanti, Marcelo C.; Farias, Alexandre M.; Guerrero, Josep M. Published in: I E E E Transactions on Power Electronics DOI (link to publication from Publisher): 10.1109/TPEL.2012.2224138 Publication date: 2013 Document ersion Early version, also known as pre-print Link to publication from Aalborg University Citation for published version (APA): Guo, X., Cavalcanti, M. C., Farias, A. M., & Guerrero, J. M. (2013). Single-Carrier Modulation for Neutral-Point- Clamped Inverters in Three-Phase Transformerless Photovoltaic Systems. I E E E Transactions on Power Electronics, 28(6), 2635-2637. DOI: 10.1109/TPEL.2012.2224138 General rights Copyright and moral rights for the publications made accessible in the public portal are retained by the authors and/or other copyright owners and it is a condition of accessing publications that users recognise and abide by the legal requirements associated with these rights.? Users may download and print one copy of any publication from the public portal for the purpose of private study or research.? You may not further distribute the material or use it for any profit-making activity or commercial gain? You may freely distribute the URL identifying the publication in the public portal? Take down policy If you believe that this document breaches copyright please contact us at vbn@aub.aau.dk providing details, and we will remove access to the work immediately and investigate your claim. Downloaded from vbn.aau.dk on: marts 14, 2018

This document is a preprint of the final paper: Guo, X.; Cavalcanti, M. C.; Farias, A. M.; Guerrero, J. M.;, "Single-Carrier Modulation for Neutral-Point-Clamped Inverters in Three-Phase Transformerless Photovoltaic Systems," Power Electronics, IEEE Transactions on, vol.28, no.6, pp.2635-2637, June 2013 doi: 10.1109/TPEL.2012.2224138 URL: http://ieeexplore.ieee.org/stamp/stamp.jsp?tp=&arnumber=6329442&isnumber=6376188 Single-carrier Modulation for Neutral-Point-Clamped Inverters in Three-Phase Transformerless Photovoltaic Systems Xiaoqiang Guo, Member, IEEE, Marcelo C. Cavalcanti, Member, IEEE, Alexandre M. Farias, Student Member, IEEE, and Josep M. Guerrero, Senior Member, IEEE Abstract Modulation strategy is one of the most important issues for three-level neutral-point-clamped inverters in three-phase transformerless photovoltaic systems. A challenge for modulation is how to keep the common-mode voltages constant to reduce the leakage currents. A single-carrier modulation strategy is proposed. It has a very simple structure, and the common-mode voltages can be kept constant with no need of complex space vector modulation or multicarrier pulsewidth modulation. Experimental results verify the theoretical analysis and the effectiveness of the presented method. Index Terms Modulation, neutral-point-clamped inverter, common-mode voltage, transformerless photovoltaic system X. Guo is with the Key Lab of Power Electronics for Energy Conservation and Motor drive of Hebei province, Department of Electrical Engineering, Yanshan University, Qinhuangdao 066004, China (e-mail: guoxq@ieee.org) M. C. Cavalcanti and A. M. Farias are with the Electrical Engineering and Power Systems Department, Federal University of Pernambuco, 50730-540 Recife, Brazil (e-mail: marcelo.cavalcanti@ufpe.br; alexandre.farias@ rocketmail.com) J. M. Guerrero is with the Department of Energy Technology, Aalborg University, Aalborg DK-9220, Denmark (e-mail: joz@et.aau.dk).

I. INTRODUCTION Transformerless photovoltaic (P) inverters have been received more and more attention due to cost and size reduction, as well as efficiency improvement, compared with the conventional transformer ones [1-11]. A number of technical challenges may arise with increased grid-connected transformerless P systems. One of the most important issues is how to reduce or eliminate the leakage currents through the parasitic capacitor between the P array and the ground. For three-phase neutral-point-clamped (NPC) transformerless P systems, the modulation strategy should be carefully designed to retain the constant common mode voltages (CM) to eliminate the leakage currents [3]. In general, there are two typical modulation strategies for three-phase NPC inverters. One is space vector modulation (SM), and the other is the multicarrier pulsewidth modulation (PWM). SM is more favorable from the viewpoint of the switching pulse pattern study, but it requires complex implementation such as switching vector selection, duty cycles calculation and vector sequence arrangement [12]. On the other hand, the multicarrier PWM is more attractive for implementation because it only needs to compare the reference and carrier signal to generate the switching gating signals. Cavalcanti, et al [3] has presented an interesting SM method to keep CM constant by using only the medium vectors and the zero vector to comprise the reference vector. In practice, however, its implementation is not an easy task as discussed before. For the multicarrier PWM solution, the common voltage problems can be mitigated by rearranging the multicarrier according to the vector region [13], which increases the computational burden. In order to overcome the abovementioned limitation, a single-carrier modulation strategy is proposed. It has a very simple structure, and the constant CM can be achieved, with no need of complex SM or multicarrier PWM. II. PROPOSED METHOD The schematic diagram of the three-phase NPC inverter is shown in Fig.1, where the system common mode voltage CM is defined as [3] AN BN CN CM (1) 3 2

P S 1a S 1b S 1c P S 2a S 2b S 2c A B S1a S1b S1c C P N S2a S2b S2c Fig. 1. Diode-clamped three-level inverter. According to [3], should be kept constant as /2 PN to eliminate the leakage current. Considering that CM in (i=a, B, C) has three possible values ( PN, /2 PN, 0), there are two ways to achieve the constant CM, as listed in Table I. Case I: Switching strategy A When the outer switches of S 1a, S 2a, S 1b, S 2b, S 1c, S2c are off, and other inner switches are on, /2. Therefore, the CM defined by (1) is constant as /2[3]. AN BN CN PN PN Case II: Switching strategy B For the constant CM of ( AN BN CN )/3 PN / 2 [3], another switching strategy is presented. Considering that three possible values of ( PN, /2, 0) of PN in (i=a, B, C), the switch states should be configured to ensure that three possible values are evenly distributed among AN, BN, and CN, as listed in Table I. For example, When the switches of S 1a, S 2a, S 1b, S 2b, S 1c, S2c are off, and other switches are on, AN PN, /2and BN PN CN 0, as shown in line 3 of Table I. Therefore, the constant CM of (1) can be achieved. In the same way, the other five switching states listed in Table I can achieve the constant CM as well. In order to achieve the abovementioned switching strategy A and B, a new single-carrier modulation strategy is presented in Fig.2, where the zero sequence signal is added to the reference signals to increase the voltage utilization. 3

Detailed information about zero sequence signal calculator can be found in [14] (See Part D of Section I). The modulation signals of v a, va and vc are compared with the carrier to generate the logic (0 or 1) signals of SA, SB and SC. The simple logic circuits behind three comparators are used to generate the specified gating signals to keep the constant CM, regardless of output logic (0 or 1) of three comparators. Note that there are eight possible states for SA, SB and SC, as listed in Table I. Take the line 2 for example, when SA= SB=SC=0, the switching states after the simple logic circuits in Fig.2 will be determined as follows: S 1a, S 2a, S 1b, S 2b, S 1c, S2c are off, and other inner switches are on. This switching state is in good agreement with Case I (Switching strategy A). Therefore, the CM is kept constant as PN /2. In the similar manner, the CM can be achieved by other seven switching states, as listed in Table I. In summary, it is clear that the constant common mode voltage can be achieved with the proposed single-carrier modulation strategy. v a v a 1 0 SA XOR S 1a S2a v b v b 0 1 SB XOR S 1b S2b v c zero-sequence signal calculator v c 0 1 SC XOR S 1c S2c Fig. 2. Proposed single-carrier modulation strategy. 4

TABLE I DEELOPMENT OF SINGLE-CARRIER MODULATION FOR CONSTANT COMMON OLTAGE SA SB SC S 1a S 2a S 1b S 2b S 1c S 2c AN BN CN CM 0 0 0 0 0 0 0 0 0 /2 /2 /2 /2 PN PN PN PN 1 0 0 1 0 0 0 0 1 /2 PN 0 /2 PN PN 1 1 0 0 0 1 0 0 1 /2 PN PN 0 /2 PN 0 1 0 0 1 1 0 0 0 0 /2 /2 PN PN PN 0 1 1 0 1 0 0 1 0 0 /2 /2 PN PN PN 0 0 1 0 0 0 1 1 0 /2 0 /2 PN PN PN 1 0 1 1 0 0 1 0 0 PN 0 /2 /2 PN PN 1 1 1 0 0 0 0 0 0 /2 /2 /2 /2 PN PN PN PN Note that the switching signals of each phase, e.g. S1i and S 2i (i=a, b, c), have the relationship with the other phase due to the logic circuits in Fig.2. This will lead to 30-degree phase shift from the modulation signal. A simple solution is to replace the previous modulation signals with the line-to-line reference signals, as shown in Fig.3, where the coefficient K is used to avoid overmodulation (e.g. K=1/ 3 ). v a K v a v b K v b v c K v c zero-sequence signal calculator Fig. 3. 30-degree phase shift compensation strategy. To evaluate the performance of the proposed modulation method, the experimental tests are carried out. The system parameters are switching period is 200us, dead time is 3.54us, load inductance is 5mH, load resistance is 17Ώ, dc link voltage is 240, modulation index is 0.9, parasitic capacitance is 220 nf, and ground resistance is15ώ. The simple logic circuits in Fig.2 are implemented with analogy circuits (SN7486 for XOR and SN7408 for ).Note that this letter focused on the switching strategy. Other issues such as the grid synchronization [15] and anti-islanding protection [16] 5

are beyond the scope of this paper. The experimental results are shown in Fig.4. From Fig.4 (a), it can be observed that the common mode voltage is kept almost constant with the value (119.084) approximate equal to PN /2, which is in good agreement with the above theoretical analysis. The rms value of the leakage current is about 32.41mA, which is well below the DE 0126-01-01 standard requirement of 300 ma. Fig. 4(b) shows the inverter output current waveform. In summary, the proposed modulation strategy will be very attractive for both sinusoidal output current and leakage current mitigation (a) 6

(b) Fig. 4. Experimental Results, (a) Common mode voltage and leakage current; (b) Inverter output currents I. CONCULSION A single-carrier modulation strategy has been presented for three-level neutral-point-clamped inverters in three-phase transformerless P systems. It has the interesting feature that, with no need of complex space vector modulation or multicarrier pulsewidth modulation, the system common mode voltage can be kept constant, which is beneficial to the leakage current elimination. It also has a very simple structure, which is easy to implement by digital signal processors or analog circuits. 7

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