Problems in Color Proofing from the Colorimetric Point of View

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Problems in Color Proofing from the Colorimetric Point of View Shinji YAMAMOTO* *R&D Division, Konica Minolta Sensing, Inc. -9, Daisennishimachi, Sakai-ku, Sakai-shi, Osaka, 59-855 JAPAN Originally published in Japanese in Journal of Printing Science and Technology Vol. 47, No.5 Special Review Japanese Society of Printing Science and Technology Translated into English and used with permission by Konica Minolta Sensing, Inc.

Review Problems in Color Proofing from the Colorimetric Point of View Shinji YAMAMOTO* *R&D Division, Konica Minolta Sensing, Inc. -9, Daisennishimachi, Sakai-ku, Sakai-shi, Osaka, 59-855 JAPAN. Introduction In recent years, as digitalized workflow has gained popularity and ever-higher work efficiency is being required in printing, design and other graphic-related industries, the importance of colorimeters used for color proofing is increasing. However, when using a colorimeter for actual color proofing, there are some problems: perceived color difference in visual inspection does not always match the color difference measured by the colorimeter, and each colorimeter has its own instrumental error. In this paper, I will explain the problems related to colorimeters and introduce a new technology developed by us to overcome such problems. First, I will discuss the range of the "problems in color proofing" to be addressed in this paper. Color proofing in a broad sense also includes soft proofing (or monitor proofing) where color proofing is performed on a monitor. In this paper, however, I will focus on the problems of matching colors on a proof output by DDCP (Direct Digital Color Proofing) to those on the final printed material.. Factors in the differences between visual color evaluation and measured color values different observation conditions. In other words, the perceived colors of two printed materials with different properties may not match each other visually even if the color values measured by a colorimeter are identical. The possible factors causing such problem are shown in Table below: Table : Factors in the differences between visual color evaluation and measured color values Effect of geometry Effect of metamerism Effect of fluorescence Differences in the paper surface condition, etc. may result in the colors of two materials matching when using a certain measurement geometry (geometric conditions of illumination and light reception) which includes the effects of surface reflection and light diffusion, but not matching if the geometry changes. Because the colorants used in proofing are different from those used in printing, colors on a proof may match those on a printed material under a certain light source, but not match under other light sources. When printing is performed on two pieces of paper with different contents of fluorescent whitening agent, colors on those two papers may match under a certain light source, but not match under other light sources. If the color values measured for two printed materials are identical, those colors should be perceived as basically the same when inspected visually. But a mismatch between the perceived colors of these printed materials may occur. The cause of the mismatch can be differences between the observation conditions of visual inspection and the measurement conditions of the colorimeter. On the other hand, when two identical copies of printed materials are displayed side-by-side, they look the same even under Profile Shinji Yamamoto 988 - Joined Minolta Camera Co., Ltd 8 onwards - Engaged in the development of a spectrocolorimeter for printing

. Effect of geometry As shown in Fig., the reflection of light from the printed material is composed of specular reflection and diffuse reflection. Specular reflection is higher when the light is reflected from a high-gloss paper, and is lower when the light is reflected from a low-gloss paper. Generally, people look at the colors of a printed material from a direction with no specular reflection. ISO standards specify that the color measurement of printed materials shall be conducted with an instrument geometry of 45 illumination / light reception (or illumination / 45 light reception) ). When we compare colors of materials printed on papers with different levels of gloss, it is necessary to pay attention to the observation conditions such as the light source position and the viewing angle. However, the environment in which printed materials are viewed often has conditions similar to diffuse illumination due to the need to secure an appropriate illuminance level and ease of viewing the materials. Thus, geometric differences occur between visual inspection and measurement by a colorimeter... Effect of metamerism Light Specular light Diffuse light Measurement subject After checking and adjusting colors based on the proof to match the desired colors under a certain light source, the resulting colors on the printed material may look different from the desired colors under other light sources because the colorants used in proofing are different from those used in the final printing. For example, Sample A and Sample A' in Fig. have different spectral radiance factor curves, but when they are observed under CIE Illuminant D65 (hereinafter referred to as D65), their colorimetric values are identical. However, under CIE Illuminant A, the color difference ΔE * ab = 8.7, and Sample A and Sample A' appear different from each other. In this way, the spectral distribution of the illuminant greatly affects the color values. For visual inspection of the printed material, the use of CIE Illuminant D5 is specified in ISO 664: 9. High gloss print Low gloss print Figure : Differences in reflection for differences in gloss However, when we look at a printed material in a white-walled room or a room illuminated by multiple light sources, the material to be observed is illuminated from various directions and the observation conditions become similar to when the material is illuminated by diffuse lighting as shown at right in Fig.. Because of this, the colors we look at include specular reflection. The weaker the specular reflection (i.e., the lower the gloss of paper) is, the smaller the color difference is between 45 illumination / light reception geometry and diffuse illumination / light reception geometry (or the reverse of each geometry).. Effect of fluorescence When we compare two pieces of paper side by side, one containing high levels of fluorescent whitening agent and the other containing low levels of fluorescent whitening agent, the colors of these papers may look the same under the daylight near windows that includes a relatively high level of ultraviolet radiation, but under fluorescent lights that include only a low level of ultraviolet radiation, the paper containing high levels of fluorescent whitening agent may look yellowish compared to the paper containing low levels of fluorescent whitening agent. This is because the fluorescent whitening agent reacts with ultraviolet radiation and emphasizes the blue color to make paper appear whiter. In the case of printed material, a part of the incident light is transmitted through the inks and reflected diffusely by the layer containing fluorescent whitening agent. Therefore, the fluorescence action also affects the visual appearance of colors printed on the paper material. Moreover, the effects become even larger in areas with a lower percentage of halftone dots because the ink-dotcovered areas and areas with no ink coexist. 45 illumination, light reception Diffuse illumination, light reception Figure : Differences in geometry

CIE Illuminant D65 Specimen A Specimen B 5 5 5 7 CIE Illuminant A L =5.9 L =5.9 a =4.54 a =4.54 b =-5. b =-5. ΔE ab= Specimen A Specimen B 5 5 5 7 Spectral radiance factor graph L =5.94 L =5.95 a =.4 a =. b =-5. b =-. ΔE ab=8.7 Radiance factor (%) 5 Specimen A Specimen B 5 7 Figure : Effect of metamerism Although the phenomenon that colors printed on paper with different levels of fluorescent whitening agents look different depending on the illuminant seems to be similar to the phenomenon of metamerism, it is necessary to distinguish them. In terms of measuring instruments, a spectrocolorimeter is useful for evaluating the effects of metamerism. It allows evaluation of the effect by calculating the colorimetric values under different illuminants from measured spectral radiance factor values. But the effect of fluorescence cannot be evaluated by conventional colorimeters under the same conditions as visual inspection. This is because the conventional colorimeter uses a builtin light source for measurement while the amount of excited fluorescence varies depending on the spectral distribution of the light source actually used for visual inspection. In order to solve these problems, ISO 655: 9 Graphic technology -- Spectral measurement and colorimetric computation for graphic arts images has been published and color evaluation including fluorescence under CIE Illuminant D5 has been standardized. Color evaluation under CIE Illuminant D5 is thus internationally required ). The fluorescent Spectrodensitometer FD-5 and FD-7 developed by Konica Minolta Sensing can virtually change the illumination light source by calculation, enabling accurate colorimetry taking paper fluorescence into consideration. The following is an explanation of the features of FD-5/FD-7.

. Colorimetry including paper fluorescence The effect of paper fluorescence is determined by the amount of fluorescent whitening agent contained in the paper and the characteristics of the illuminant. When a piece of paper containing fluorescent whitening agent is exposed to light, the fluorescent whitening agent absorbs light energy in the ultraviolet and violet wavelength regions, and emits the absorbed energy as light at a different wavelength within the visible light range. The visible light range is about to 7nm, and the fluorescent whitening agent absorbs light at wavelengths of around nm and radiates light at wavelengths of around 4nm as shown in Fig. 4. nm 4 nm Illumination light Emitted light Fluorescent sample the percentage of halftone dot area is, the larger the effect of paper whiteness is, and thus color differences become larger. Moreover, the data of cyan shows that there is a color difference (ΔE * ab) of less than even when the percentage of dot area is %. This indicates that cyan was largely affected by the light that penetrated the ink layer. For general colorimeters used at printing sites, a tungsten lamp that corresponds to CIE Illuminant A is used as a light source. On the other hand, a light source corresponding to CIE Illuminant D5 is used for visual inspection. Therefore, when colors are evaluated by visual inspection after color proofing using a colorimeter, color differences occur. These differences are almost the same degree as the differences between CIE Illuminants D5 and A shown in Fig. 7. If ΔE * ab is or more, problems in color matching occur. Moreover, if a colorimeter equipped with a UV cut filter is used, the color difference becomes even larger. Our newly developed FD-5 and FD-7 can prevent the occurrence of the differences mentioned above by calculating the measured values and outputting the resulting values as if those values were measured under a light source equivalent to CIE Illuminant D5 based on our proprietary VFS (Virtual Fluorescence Standard) technology using a built-in ultraviolet LED -5). Moreover, our FD-5/FD-7 has a function to measure the relative spectral distribution of the illumination light in a lighting environment, so it can measure color values under the actual lighting environment by using the measured relative spectral distribution as its illuminant. Figure 4: Diagrammatic model of fluorescence The spectral distribution of several illuminants is shown in Fig. 5. The figure shows that the amount of fluorescence excitation energy around nm varies greatly among the illuminants. Therefore, the amount of excited fluorescence will also vary depending on the illuminant as follows: D65 > D5 > A > A (UV-cut) in decreasing order of fluorescence excitation energy. Spectral radiance factor (%) A D5 D65 A (UV-cut) Relative spectral intensity (a.u.) Measurement intensity distribution.8 A.6 D5.4 D65. A (UV-cut).8.6.4. 4 4 4 4 5 4 4 5 5 6 6 7 Figure 6: Differences of spectral radiance factor from paper for various illuminants Figure 5: Spectral distribution of various illuminants The spectral radiance factor curves obtained from paper whiteness measurements are shown in Fig. 6. It shows that the effect of fluorescence on the spectral radiance factor is extremely large. The color differences measured on the printed color control patch are shown in Fig. 7. The lower 4

9 8 7 6 5 4 Illuminant: D5 vs. A W C M Y K R G B 9 8 7 6 5 4 Illuminant: D5 vs. A (UV cut) W C M Y K R G B Figure 7: Color differences in printed material for various illuminants (ΔE ab) 4. Other problems with colorimeters In addition to the difference between visual color evaluation and measured color values, there are some other problems with colorimeters, which must be noted. 4. Differences between instruments The characteristics of measuring instruments including colorimeters vary between makers, models and even individual instruments. In the case of colorimeters, even if we measure the same sample using colorimeters of different makers, there may be a difference of about ΔE * ab= on some colors. Therefore, due attention must be paid to the use of colorimeters for color proofing and color management of printing. Colorimeters from the same maker should be used and it is desirable not to change the colorimeter in the workflow of color proofing. 4. Reliability When we use measuring instruments for a long time, in general some characteristics change gradually. In the case of colorimeters, the characteristic change in the direction of brightness and the characteristic change in the direction of wavelength are the two major factors that cause errors (Fig. 8). The characteristic change in the direction of brightness does not become a serious problem because the change can be corrected by the white calibration performed by the user. But the change in the direction of wavelength cannot be corrected by white calibration on conventional instruments, and becomes the main cause of error when a colorimeter is used for a long time. Konica Minolta's FD-5 and FD-7 (Fig. 9) automatically perform wavelength calibration using a UV LED each time white calibration is performed, so the effect of that characteristic change can be restrained even when the instrument is used for a long time. 5

Spectral radiance factor Errors along the vertical axis are mostly eliminated by white calibration. Errors along the horizontal axis (direction of wavelength) are not corrected at white calibration on conventional instruments. New technology Wavelength errors are also corrected in the white calibration process by using a UV LED. Wavelength Figure 8: Characteristic changes (errors) when a colorimeter is used for a long time Figure 9: Konica Minolta Sensing's FD-5/FD-7 5. Conclusion Konica Minolta's proprietary VFS technology allows users to easily take color measurements taking into consideration the fluorescence of the paper substrate that is an issue in color match proofing. Although current ICC profiles are defined by color values, profiles based on bi-spectral characteristics that include both spectral and fluorescence characteristics have been studied as one approach. In the overall proofing workflow, with the progress of colorimeters and profiling methods that take fluorescence into consideration, we can also expect great progress in color proofing. References ) ISO 5-: 9 "Photography and graphic technology - Density measurements -- Part : Geometry and functional notation". ) ISO 655: 9 "Graphic technology - Spectral measurement and colorimetric computation for graphic arts images". ) Kenji Imura: Color Research and Application. [], 95- (7). 4) Kenji Imura: Color Research and Application. [6], 449-46 (7). 5) Kenji Imura: Color Research and Application. [], 6-74 (8). 6