ITU Role, Regulations and Actions to prevent and resolve harmful interference to Space Services

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10 th. UN-OOSA Space Law Workshop ITU Role, Regulations and Actions to prevent and resolve harmful interference to Space Services Jorge Ciccorossi Space Services Department Radiocommunication Bureau email: jorge.ciccorossi@itu.int Vienna - September 2016 BR / SSD / SNP 1

Topics 1 ITU Role in preventing and resolving Harmful Interference 2 Overview of Procedures and main provisions applicable to Space Services 3 The Current Situation, Statistics and Typical Cases of harmful interference reported to BR 4 ITU actions to combat Harmful Interference to Space Services 5 Summary and Key Messages 2

Radiocommunication Sector Main Strategic Goal To ensure Interference-Free Operation Why? To Maximize Quality and Availability of Service How? To Prevent loss of investment, customers and revenue by minimizing unusable satellite capacity due to interference To guarantee a Successful Mission I. International Regulations(CS, CV, RR) 193 Member States +700 Sectors members, Associates, Academia II. Global Standards & Guidelines III. Assistance to administrations 3

ITU Measures Preventive: Study Groups Activities Compatibility Studies Development of Recommendations, Reports and Handbooks Radiocommunication Assembly World Radiocommunication Conference Coordination and Notification of Satellite Networks and Earth Stations, Application of the Radio Regulations Provides International Recognition and Protection Corrective: Art. 15 and Appendix 10 to RR + ITU-R SM. 2181: To report a case of Harmful Interference to Radiocomm. Bureau Radio Regulations Board s Decisions 4

ITU Constitution, Article 45 All stations must be established and operated in such a manner as not to cause harmful interference to the radio services of other member states or recognized operating agencies or other duly authorized operating agencies, which carry on a radio service, and which operate in accordance with the provisions of the Radio regulations. (CS197) Each Member State is responsible to ensure that the stations licensed (RR Art-18) by them (CS 198) shall not cause harmful interference to radio services of other member states 5

Article 1 of RR: Definitions 1.167 permissible interference: Observed or predicted interference which complies with quantitative interference and sharing criteria contained in these Regulations or in ITU-R Recommendations or in special agreements as provided for in these Regulations. 1.168 accepted interference: Interference at a higher level than that defined as permissible interference and which has been agreed upon between two or more administrations without prejudice to other administrations. 1.169 harmful interference: Interference which endangers the functioning of a radionavigation service or of other safety services or seriously degrades, obstructs, or repeatedly interrupts a radiocommunication service operating in accordance with Radio Regulations (CS). - No difference between intended or unintended - No exact level 6

Overview of key provisions in the RR: Art. 5: Table of Frequency Allocations Art. 9: Coordination Procedure of satellite networks Art. 11: Notification Procedure of satellite networks AP 30, AP30A, AP30B: BSS and FSS plans Art.21: Sharing Scenario between Space and Terrestrial systems (limits on PFD, eirp, minimum elevation angle, etc ) Art.22: Sharing scenario between GSO, NGSO (limits on epfd, station keeping, pointing accuracy, off-axis eirp density on Earth Stations ) Art. 15: Procedure in case of Harmful Interference Art. 13.2: Request for assistance in case of Harmful Interference (HI) Art. 13.6: BR request Adms clarifications about recorded assignments Art. 16: International Monitoring Art. 18: Licensing - Identification of Stations AP 10 and Report ITU-R SM.2181 ( submission of information ) And more 7

Schema of Actions in case of Harmful Interference Country A Compulsory Arbitration ( ITU Optional Protocol )-Procedure Art.41 CV Country B Settlement of Disputes : ITU CS 56 Negotiation, Diplomatic Channels Bi / Multi Lateral Treaties Notifying Administration A CS/CV RRB Art. 15 RR + Art. 13.2 RR BR Notifying Administration B Satellite Operator A Satellite A Satellite B Satellite Operator B Telecomm. Service Provider A User 1 User 2 Wanted Signal Harmful Interference = When Communication or Resolution btwn Adms or Sat.Ops. is not possible User X Telecomm. Service Provider B 8

The Current Situation Statistics on Harmful Interference: Satellite Capacity free of Harmful Interference reported to BR = 99.97 % Technical 11% Nature of Interference Reported to ITU No Coordination 20% UnAuthorized Use 19% Regulatory 1% Unnecesary Transmission 49% Statistics are based on Information and Statements provided by Notifying Administrations Reporting the Cases to the Bureau One Case of Harmful Interference Reported to BR may involve several short or long time occurrences. Source: BR Director s Report to WRC-15 (Annex 2 to Addendum 1 to Doc.4) 9

Definitions used for Statistics Purposes Nature of Interference: 1. No coordination : It concerns all the cases of harmful interference caused by the operation of noncoordinated frequency assignments 2. Unauthorized use: Accessing transponders without having the required authorization either deliberately or by mistake 3. Unnecessary transmission: Cases of harmful interference as described in RR15.1: All stations are forbidden to carry out unnecessary transmissions, or the transmission of superfluous signals, or the transmission of false or misleading signals In case of space services, typically, it refers to harmful interference caused by a high power CW carrier. 4. Technical: Spurious emissions, excessive transmitting power, transmitting stations that are not in conformity with frequency tolerances, miss-pointing of antennas associated to earth stations, cross-polarization interference, transponder saturation, etc. 5. Regulatory: Out-of-band operations 10

Harmful Interference Reported to BR From 2011 to 2016 Affected Services: Fixed Satellite Service Broadcasting Satellite Service Mobile Satellite Service Earth Exploration Sat. Serv. Radionavigation Sat. Serv. Affected Freq. Ranges: 1.2 GHz 1.5 / 1.6 GHz 2.2 GHz 3/4, 5/6 GHz 10-14 GHz 17/18 GHz 11

Installations of National Defence Services in Space So far 15 ADM (AUS, B, CHN, D, F, I, IND, J, LUX, MEX, RUS, THA, TUR, UAE, USA) have requested application of CS ART 48 by stating that the use of their satellite networks was for the purpose of national defence, military or governmental use. This comprises 120 satellite networks across 62 unique orbital positions Source: BR Director s Report to WRC-15 ( Annex 1 to Addendum 2 to Doc.4 Rev.1 ) Distribution of bands (assignments under Article 48) Distribution of services (assigments under Article 48) Q 9% Others (<1G, L, S) 8% X 28% 3% Fixed-Satellite Service X 31% C 16% Ku Ka C Mobile-Satellite Service Q Ka 19% Ku 20% Others (<1G, L, S) 66% Others - Space Operation - Broadcasting-Satellite Service - Space Research - Meteorological-Satellite Service 12

Installations of National Defence Services in Space Member States retain their entire freedom with regard to military radio installations (Art 48 CS 203) These installations must, so far as possible, observe statutory provisions relative to giving assistance in case of distress and to the measures to be taken to prevent HI the provisions of the Regulations (types of emission and the frequencies to be used, according to the nature of the service) performed by such installations (Art 48 CS 203)

Extension of the Int l Monitoring System Recent Plenipotentiary Conference Resolution 186 (Busan, 2014) instructs the Director BR: 1 to promote access to information, upon request by concerned Administrations, related to satellite monitoring facilities, to address cases of harmful interference in accordance with Article 15 of the Radio Regulations, through Cooperation Agreements referred to under invites the Council above within the budgetary limitations of the Union in order to implement the objectives of this Resolution. Cooperation Agreement Signed with: Germany, Pakistan, Vietnam Under discussion: Brazil, Ukraine, Russia, Japan, Kazakhstan, Korea 14

Interference Resolution and Reporting System 193 Member States! RES 186 PP-2014, endorsed by WRC-15 15

Further Actions taken by ITU I. To raise awareness of the impact of Harmful Interference to Space Services II. To disseminate information on Technical and Regulatory Solutions III. To Promote the exchange of experience, cooperation, and participation in related Fora. 16

Latest Symposium Geneva, June 2016 ITU International Satellite Symposium 2016 Interference- Free Satellite Frequency Spectrum: Myth or Reality in 2016 Latest technologies to mitigate and geolocate interference Space Monitoring Impact to Broadcasting and Science Services Cybersecurity, Radionavigation Regulations Free download of documents http://www.itu.int/go/itu-r/siss-2016 17

Summary and Key Messages: I. ITU plays a leading role to ensure interference-free environment for space services II. ITU CS, CV, RR provides an Stable and Transparent technical-regulatory framework for the use of spectrum-orbit resources III. Member States cooperation and exchange of information among parties is essential IV. Only continuous synergistic actions by all sectors of Space Community can guarantee a minimum level of interference is kept. 18

10th. UN-OOSA Space Law Workshop Thank You! 19