A New Revision of the Declaration of Helsinki: Challenges and Limitation

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A New Revision of the Declaration of Helsinki: Challenges and Limitation Urban Wiesing Tokyo, WMA conference, February 28, 2013

Outline Process of revision Character of the DoH Experiences of former revisions General considerations and limits of a revision Task of the workgroup Issues of this conference

The revision process Oktober 2011, Montevideo. General assembly: A new revision of the DoH! Four conferences: Rotterdam 26.6.2012 Cape Town 5.-7.12.2102 Tokyo 28.2.-2.3.2013 Washington August 2013

The revision process April 2012 Request for comments from National Medical associations 21 answers

The revision process A first draft for public debate is planned to be published: April 2013 until June 2013 (subject to a decision of the Council of the WMA)

The DoH has a certain character It is a document of ethical principles for research involving human beings. It contains only few procedural rules, it is not a detailed rule-book for research. It has a certain size. 2008: 2047 words.

Declaration of Helsinki word count Institut für Ethik und 7 Elisabeth Ritter

The DoH has a certain character The DoH is distinct from other competing guidelines. All other documents on medical research are younger than the DoH and longer. They have another character.

Other Guidelines/Laws CIOMS guidelines: more technical instruction (24649 words, incl. commentary) ICH-GCP: technical instruction (48 pages) UNESCO Declaration: not only related to research (3542 words) Convention of Oviedo of the Council of Europe (4096 words). Add. Research Protocol (4602 words).

Current consensus in the workgroup The character of the DoH is unique and should not be changed. The DoH must remain distinct from other guidelines! The DoH has a certain size; it should not become much longer. The DoH must remain readable within 15 min!

Experience of former revisions Suggestions for the revision in 2008. It must be expected that many of these suggestions will be addressed once again in the next revision process.

Suggestions for the revision 2008 Approx. 45 sets of comments to the 1 st draft of a revised version. 80 sets of comments after a 2 nd draft was published. Some of them very long (up to 46 pages) From congratulations to fundamental criticism.

Suggestions for the revision 2008 Main discussions: Editorial changes/wording: e.g. medical/biomedical, human/human beings? For whom? Doctors? Other researchers? Justice

Suggestions for the revision 2008 Placebo Post-study-arrangements Should palliative care be mentioned explicitly? Unidentifiable data/material?

Suggestions for the revision 2008 Vulnerable populations? There were suggestions to include the elderly, women of child-bearing potential, poor people, illiterate people, students, prisoners, those suffering from mental illness or disabilities, ethnic and religious minorities, aboriginal peoples, people in developing countries and people with neglected diseases. (John Williams) Interestingly, not suggested: children, women, pregnant women!

Suggestions for the revision 2008 The DoH is not based on one single ethical theory: There was general agreement on most of the principles; suggestions were mainly for clarification. (John Williams) It is unrealistic that the next version will be a pure deontological or a pure utilitarian document!

Frequent criticism in the literature Placebo Post-study arrangements Research in resource poor settings, justice Missing issues: biobanks Unclear status of the DoH, relation to law

Frequent criticism in the literature Internal contradictions: Art. 6: In medical research involving human subjects, the well-being of the individual research subject must take precedence over all other interests. Is research possible, as it exposes participants to additional risks? Placebo? Research without informed consent?

Suggestions for the revision 2008, criticism in literature and suggestions in 2012 If all suggestions are implemented: the DoH will become a book! The workgroup has agreed that the size and the character of the DoH should be maintained. The same amount of suggestions has to be expected in the further revision process. Therefore: Not all suggestions will be implemented!

Options for a revision 1. New issues: Which issues? Why? New technologies? Medial innovations? New circumstances (globalization )? New ethical arguments? The length of the DoH!

Options for a revision 2. Existing issues in more detail: DoH 2008: 21 general paragraphs and 14 more detailed paragraphs (in particular informed consent ) Which issues in more detail? E.g.: vulnerable groups: Which one should be mentioned? Which criteria for the selection? Length?

Options for a revision 3. Changing existing issues: Which issues need new norms? Why? New technologies? Medial innovations? New circumstances (globalization )? New ethical arguments?

Options for a revision 4. Deleting existing issues: Which one? Danger: Can be misunderstood politically!

Options for a revision 5. New structure of paragraphs: Some paragraphs repeat or specify what is stated in other paragraphs. Merging paragraphs? New order? New subheadings?

Options for a revision 6. Wording, editorial changes: should/must

In Summary Institut für Ethik und

1. New issues 6. Wording, editorial changes 2. Existing issues in more detail Options for a revision of DoH 5. New structure of paragraphs 3. Changing existing issues 4. Deleting existing issues

New regulations, new issues, changes etc. must be coherent with the rest of the DoH! 1. New issues 6. Wording, editorial changes 2. Existing issues in more detail 5. New structure of paragraphs Options for a revision of DoH 3. Changing existing issues 4. Deleting existing issues

The next revision: The character of the DoH should remain. The size should not increase. The DoH must remain distinct from other guidelines! Not a revolution, but an evolution. The aim is a more appropriate and updated version of the DoH. If there are no strong arguments for a change, the paragraph will remain.

The process of revision The workgroup has to set up a proposal The final decision is made by the General Assembly of the WMA A political decision! Not all suggestions will be implemented!

Issues of this conference Biobanks Insurance/compensation/protection Resource poor settings Post-study-arrangements Vulnerable groups Research Ethics Committee General comments

Goal of the conference A public debate with a particular Asian perspective The workgroup is grateful for your comments, criticism, suggestions!

A New Revision of the Declaration of Helsinki: Challenges and Limitation Urban Wiesing Tokyo, WMA conference, 28 February 2013