Gb/s, DML, PAM-4 10 km Transmission: FFE Tap Number Perspective

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53.125 Gb/s, DML, PAM-4 10 km Transmission: FFE Tap Number Perspective Prashant P Baveja, Mingshan Li, Pablo Li, Huanlin Zhang, Jun Zheng Applied Optoelectronics Inc. (AOI) October 31, 2017

Supporters Frank Chang, Inphi David Chen, Applied Optoelectronics Inc. Karen Liu, Kaiam Corp. Winston Way, NeoPhotonics. Kenneth P. Jackson, Sumitomo. Hai-Feng Liu, Intel 2

Problem Statement IEEE 802.3cd D2.2 clause 139.7 defines the 50 Gb/s FR-4 and LR-4 Transmitter Optical Measurement and Measurement Methods ---Subclause 139.7.5.4 defines the reference equalizer for 50GBASE-FR/LR TDECQ measurement as a 5 tap, T spaced, feed-forward equalizer (FFE), where T is the symbol period. The sum of the equalizer tap coefficients is equal to 1 --- Most TDECQ tests currently published use LN, MZM or EML for 10 km SMF transmission --- Directly Modulated Laser (DML) results have recently been reported by Applied Optoelectronics Inc. at OFC/ECOC/IPC The reference equalizer defined in subclause 139.7.5.4 is much simpler than practical industry standard implementations 3

Problem Statement-2 High Speed Directly Modulated Laser Based Transmitter Implementations have eye skew due to direct modulation dynamics which is absent from LN MZM and EML implementations ---A 5-Tap reference equalizer cannot mitigate this eye skew efficiently leading to elevated TDECQ values. --- This will negatively impact DML based transmitter implementations even though they can close up to 10 km links ( shown later in the presentation) --- Most PAM-4 DSP ASICS implement more than 7 T-spaced Taps TDECQ does not show one to one correspondence with RX sensitivity at KP-4 FEC limit. 4

Impact of Number of Taps on Eye Skew Penalty DML Testing Condition: 25 o C, Iop=40mA, ER=4.5dB 70 o C, Iop=55mA, ER=4.5dB Ten devices were selected from a production grade 28 Gbaud PAM-4 1310 nm DML wafer. TDECQ values were measured at 25 o C and 70 o C TOSA case temperatures. TDECQ optimizer was turned off for all measurements. Bias condition is a typical DML bias condition. Number of FFE taps were increased and their impact on TDECQ was investigated. Results at 70 o C TOSA case temperature are presented. 5

Eye Skew Comparison: DML vs. EML AOI DML 70 C/55mA, ER = 4.5dB; TDECQ = 3.93 db AOI EML 50 C/60mA, V1 = -0.8V, V0 = -2.2V; ER = 4.5dB; TDECQ = 1.5 db Eye Skew is enhancing the TDECQ value for DML compared to EML. Both devices have comparable bandwidth on packaged AOI mini-tosa 6

Experimental Setup Keithley 2400 DC Current Source 53.125 Gbps PAM4 Electrical signal Keysight M8045A 28GBaud PAM4 SSPRQ Electrical path Optical path SHF S8040A RF Amplifier SHF BT45D Bias-T GGB 40A RF Probe FW version (A.05.70) VOA AOI DML minitosa Keysight N1092A Sampling Scope Inphi DSP* TO ROSA VOA SMF-28 10 km BER measurement with PRBS31 pattern All testing consistent with P802.3bs D3.4 *F. Chang et. al., Proc. OFC2016, paper Th1G.2 (2016). ROSA has commercial 16 um PIN PD, Inphi 2861TA TIA 7

TDECQ (db) with 5-Tap FFE 25 o C 70 o C Significant population shows elevated TDECQ at 70 o C with 5 Tap FFE 8

TDECQ (db) @70 C Case vs. Number of FFE Taps Difference between 7 and 9 taps is statistically insignificant 7 taps allow for enhanced yield for DML based implementations 9

5 vs. 7 Taps: TDECQ Eye @70 C Case 5 Taps : TDECQ= 3.93 db 7 Taps: TDECQ= 3.26 db Un-equalized Eye Equalized Eye Un-equalized Eye Equalized Eye Increasing the number of taps improves the eye equalization Equalized Eyes show more opening; TDECQ value improves. 10

BER Curves @70 C Case 0 km 10 km 11

TDECQ vs. KP4 FEC Limit Very weak/no correlation seen between measured TDECQ and RX OMA at 2e-4 BER after 10 km transmission at 70 o C. Increasing no of taps sees increasing better correlation between RX OMA at 2e-4 BER and TDECQ. 12

Summary and Recommendation Summary: Reference equalizer for eye quality assessment shows weak correlation to KP4 FEC limit which may cause good transmitters to fail TDECQ spec. One Potential Recommendation: P802.3cd D2.2 Subclause 139.7.5.4 The reference equalizer for 50GBASE-FR and 50GBASE-LR is a 5 tap, T spaced, feed-forward equalizer (FFE), where T is the symbol period. The sum of the equalizer tap coefficients is equal to 1. Change To The reference equalizer for 50GBASE-FR and 50GBASE-LR is a 7 tap, T spaced, feed-forward equalizer (FFE), where T is the symbol period. The sum of the equalizer tap coefficients is equal to 1. 13

14 Questions