Dynamic Characteristics of Hagia Sophia in Istanbul before and after the 1999 Kocaeli Earthquake by Microtremor Measurements

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Dynamic Characteristics of Hagia ophia in Istanbul before and after the 999 Kocaeli arthquake by Microtremor Measurements Yutaka akamura, Tsutomu ato, Jun aita Abstract Hagia ophia is a huge structure rebuilt in 37AD with a big dome. It has been suffered accidents as collapsing the dome repeatedly by earthquakes but the original shape has been remained miraculously. A Mw7.4 earthquake about km away attacked and affected Hagia ophia in 7 th August, 999. e had measured microtremor of some structures in Istanbul including Hagia ophia two months before the earthquake by chance. Two weeks after the earthquake, we had measured at almost same place again. Hagia ophia was affected severely estimated from the shifted predominant frequency. This fact has been already reported and this time the situation of the changing dynamic characteristics before and after the earthquake is reanalysed at 48 points from the response spectra, vibration locus, mode and so on. As a result, the response spectra of the main structure shows many peaks, mainly one clear peak for component and two peaks for component. Amplification factors of component are larger than that of component and both of them at south side are larger than that at north side. Amplification factors decreased obviously after the earthquake for entire the component. But for direction, it was almost same at the dome cornice, increased at southern side of 2nd cornice or gallery level (hereafter 3F or 2F respectively) and decreased drastically at northern side of 3F or 2F. The torsional vibration in the horizontal plane can be detected by the simultaneous measurement at east and west main piers on 2F and 3F. It shows complexities as some is confirmed in a south-north couple and the other is confirmed only at ystem and Data Research Co., Ltd., Tokyo, Japan. 33

332 Y. akamura, T. ato, J. aita the one part. It shows that each part moves with a certain level of degree of freedom and suggests the progress of degradation.. Introduction Figure shows a view of Hagia ophia from the west. Hagia ophia construction begun in 32, dedicated in 37 and received its definitive form in 62, as a principal church of Byzantine empire and converted to a royal mosque in 43. It contains four brick arches from stone piers that offer primary support for a 3 m diameter central dome and two semi-domes. It has four main piers supporting the corners of the dome base and four main arches that spring from these piers and support the edges of dome base []. It has a dimension of free internal space 3 m wide, 8 m long, 6 m high. During its history it was affected by many earthquakes resulting in several reconstructions of different parts of the main dome and repair of some structural elements [2]. tructure exhibits large deformations in its piers and arches resulting from the material properties. Main piers inclined away from vertically 4 cm along the short axis and lean backward an average of cm along the long axis. A Mw7.4 earthquake about km away attacked and affected Hagia ophia. e had measured microtremor of some structures in Istanbul including Hagia ophia two months before the earthquake by chance. Two weeks after the earthquake, we had measured at almost Figure Hagia ophia, view from the west before the event

Dynamic Characteristics of Hagia ophia in Istanbul 333 same place again. The result of these measurements has been reported [3], and it suggest that Hagia ophia was affected severely estimated from the shifted predominant frequency. In this paper, it will be described that the result of the microtremor measurement at Hagia ophia in Istanbul conducted at 8 th and 9 th June, 999 and at 3 rd eptember, 999, before and after the Kocaeli earthquake, occurred in 7 th August, 999, with a focus on the change after the earthquake. 2. Locations of Microtremor Measurement and Procedures of Measurement and Analysis Figures 2- and 2-2 show measurement locations on the plane, the side and front cross sections of Hagia ophia. Outside Hagia ophia, Dome 3F (2 nd Cornice) 3F 2F (Gallery) (2 nd cornice) st Floor Ground m Figure 2- Measurement locations in Hagia ophia

334 Y. akamura, T. ato, J. aita measurement points were set 7 points on the ground. And inside Hagia ophia, measurement points were set 6 points at the first floor (F), 6 points at the gallery level (2F), 8 points at the second cornice (3F) and 8 points at main dome cornice (D). Total number is 48 inside. However microtremor measurement was conducted simultaneously at two points with same color enclosed by pink long circles using two instruments with a three-direction sensor, it was considered as basically individual measurement because simultaneous measurement could to be conducted in the same level. At each site microtremor were recorded three sets of 4.96 seconds, 496 data as a sampling time of / seconds, selecting low noise condition. Velocity locus of 4.96 seconds data was drawn using stable record of three data. Averaged Fourier spectra of each site were G m G4 G2 2F7 F7 F8 2F8 2F9 F9 G3 simultaneous simultaneous measurement measurement 2F3 F3 F 2F 2F3 2F4 F4 F2 2F2 2F4 F 2F 2F6 F6 2F6 F6 G7 F 2F F3 F4 F F2 2F 2F2 F 2F G G6 3F 3F8 3F9 3F3 3F6 3F6 3F4 Figure 2-2 Measurement locations in Hagia ophia

Dynamic Characteristics of Hagia ophia in Istanbul 33 derived from the average of three spectra of 4.96 seconds data. Response spectra of each site were derived as a spectral ratio divided by an averaged Fourier spectra corresponding to site at F. 3. Results of Analysis 3.. Velocity loci of microtremor before and after the event It is easy to grasp visually the dynamic behavior of each site using locus. Figure 3 shows the loci of the 4.96 seconds data corresponding to the measured location before and after the Kocaeli earthquake on the plan and the elevation. Please notice that these loci were not measured simultaneously. Loci are extremely small with almost same level at all the points at the F, however on the 2F, they are small at the points at the corner of southeast or north and large at the center. The extent of loci over 2F is almost same and loci on the dome cornice locate radially and the eastwest motion is predominated at the west end. Before the earthquake, the loci are predominantly large at south of the dome cornice. the earthquake, the loci are averaged especially at the dome cornice and they become large at the northern side and relatively large at western side as the building motion. Additionally, the north-south motion predominates at the center of the gallery level 2F. The vertical motion predominates on the east and west half dome, and the vibration seems to be rocking vibration on the north-south arch. Mentioned above are the results on the analysis of velocity locus, and then in the next section the results of the frequency analysis will be described. 3.2. Transfer functions of horizontal component after the event Figures 4 are the transfer functions of the and components for each point on each level measured after the earthquake, and these figures indicate the response for each component layered at the 6 points corresponding to the location on the plain. The measurement points on the dome are indicated at the location of the corresponding pier.

336 Y. akamura, T. ato, J. aita Before Before Figure 3 Microtremor loci in velocity amplitude of before and after the Kocaeli earthquake

Amplification Factor Dynamic Characteristics of Hagia ophia in Istanbul 337 These figures indicate roughly the dynamic characteristics of the structure. However the response spectra at gallery level against F 2F7 2F3 2F4 2F F7 F3 F4 F Amplification Factor.. corner. 3F8 2F8 F8 2 nd pier. 3F9 2F9 F9.. buttress pier. D D 3F 2F F main pier and dome. D D 3F3 2F3 F3.. buttress pier. D D 2F2 F2 main pier and dome. D D 3F4 2F4 F4.. corner. 3F6 2F6 F6 2 nd pier. 3F6 2F6 F6. 2 nd pier. 2F. main pier and dome. 2F. main pier and dome. 2F2. 2 nd pier. 2F F F F2 F. corner.. buttress pier.. buttress pier.. corner. Frequency in Hz Frequency in Hz Frequency in Hz Frequency in Hz (a) Transfer functions of component after the event corner buttress pier buttress pier corner 2 nd pier main pier and dome main pier and dome 2 nd pier 2 nd pier main pier and dome main pier and dome 2 nd pier corner buttress pier buttress pier corner Frequency in Hz Frequency in Hz Frequency in Hz Frequency in Hz (b) Transfer functions of component after the event Figure 4 Transfer functions of horizontal component after the event

Amplitude 338 Y. akamura, T. ato, J. aita shows similar shape, it can be seen that the vibration around Hz predominates at the corner of the structure and that more than 2 Hz predominates at the other site with large response at western side of the structure, and the vibration around Hz is a similar level but becomes large around 2 Hz in south-north side. A large response around 2 Hz is seen at the four main piers in the center or the dome with tendency to become lager in west or south side. A vibration around Hz at the corner may be a predominant frequency of the additional minarets at the time of diversion to a mosque and seems to be a vibration unrelated to the structure itself. Torsional vibration will be described in the next section. 3.3. Phase difference in north-south direction from simultaneous measurement of east and west side points of 3F and 2F Because the simultaneous measurement was conducted at the places separated east and west, it is possible to derive the torsional vibration component from the north-south direction vibration. Figure Amplitude Phase difference and 8 9-9 3F34 2F2 2F34-8 3F 3F3 3F4 2F 2F2 2F3 2F4 Before 8 9-9 3F34 2F2-8 3F 3F3 3F4 2F 2F2 2F3 2F4 Frequency in Hz Frequency in Hz Figure Phase difference in component

st modal freq. 2 nd modal freq. 3 rd modal freq. Amplification Factor st modal freq. 2 nd modal freq. 3 rd modal freq. Dynamic Characteristics of Hagia ophia in Istanbul 339 shows the spectrum and its phase difference from microtremor measured at the main piers of 2F and 3F. Top of the figure indicates the phase difference and the figures below indicate the spectrum amplitude of 3F and 2F. Although the phase difference becomes 8 degrees at all the points at the frequency range over 3 Hz, the spectrum amplitude does not indicates clear peaks after the earthquake. Before the earthquake, three points among four points with clear peak have a frequency with the phase difference 8 degrees, but all of them do not indicate a clear peak after the earthquake. In any case, only the south part becomes to be easy to vibrate after the earthquake. 3.4. Transfer functions of main dome and piers, before and after the earthquake Figure 6 shows the change of the response characteristics of main piers and dome cornice before and after the earthquake. At the dome cornice, there are one clear peak as first modal frequency at component and two peaks as second and third modal frequencies at component. However peaks at component can be recognized at all the piers before the earthquake, they can be recognized only at the southern side after the earthquake. This trend is also seemed at the two peaks of component and the southern side becomes to be relatively easy to vibrate after the earthquake. D D D D Dome D D D D Dome D D Dome D D D D D D D Before Dome D D D D D D D D D D D D D D D. D D D D D D D D. D D D D D D D D. 3F main pier 3F 3F3 3F4 3F 3F 3F3 3F 3F 3F 3F 3F4 3F3 3F3 3F4 3F4.... 2F main Pier 2F 2F2 2F3 2F4 Frequency in Hz. 2F 2F2 2F 2F 2F3 2F2 2F2 2F 2F4 2F 2F3 2F3 2F 2F4 2F4.. Frequency in Hz Frequency in Hz Frequency in Hz Figure 6 Transfer functions of main dome and piers

34 Y. akamura, T. ato, J. aita The peak at high frequency range of component is considered corresponding to the torsional vibration and it is recognized clearly at the component of the dome cornice. the earthquake, the torsional vibration component becomes relatively large because the peak of component becomes small. However the torsional vibration predominates at component at the dome cornice, which can be seen only at the southern side without the dome. 4. Discussion 4.. Change of the predominant frequency Table show the changes of the first and the second predominant frequencies of Hagia ophia before and after the Kocaeli earthquake based on the microtremor measurements and earthquake observations on the basis of past research results. The predominant frequency during earthquake event is between.38 Hz and.6 Hz for component and between.3 Hz and.79 Hz for component after [4]. Contrary to this, that of microtremor is rather high. It is considered that the predominant frequency during the Kocaeli earthquake decreased more than 2 % against that of microtremor, and the change of the predominant frequency remained at around 8 % by the microtremor measurement just after this earthquake. And the result of the analysis on the earthquake motion records [4] suggests the possibility of the quickly decrease and restitution of the predominant frequency by the earthquake motion. Table Change of the predominant frequency date 99 2-Dec-93 999.6 7-Aug-99 999.9 ep. to Dec. 2 Mb4.8, Δ=9km MT or Q microtremor q. microtremor Kocaeli q. microtremor qs. microtremor.8.6.9.4??.76.38-.6.7 2..77 2.2.62?? 2.3.3-.79 2. unit Hz Hz Hz Hz Hz Hz Hz Durukal by et.al.(23) rdik etal Mw7.4, Δ=97km M4.4 M7.2 Durukal by et.al.(23) rdik etal

Height in m Height in m Dynamic Characteristics of Hagia ophia in Istanbul 34 4.2. Amplification mode of the first modal frequency ( component) Figure 7 shows the amplification mode of the first modal frequency derived from the amplification spectrum corresponding to the location on the plane. Vertical axis is height of the location, and horizontal axis is amplification factor. The amplification characteristics show that it is large not only at the southern side but also at western side. specially it becomes large at the main pier and the dome cornice at south-west part. Although the amplification factor becomes totally small after the earthquake, these characteristics are not changed. 4 4 3 3 2 2 Main Dome 2 3 2 2 est and ast orth and outh 2 4 3 Around 7 2 3 2 2 2 2 est orth est outh Around 2 3 Around 3 2 3 4 4 3 3 2 2 Main Dome and Around 2 3 Around 4 2 3 2 3 2 3 2 3 Amplification Factor 4 Before.943Hz 2 nd Pier 2 nd Pier 4 4 3 3 2 2 D Main Pier 3 Main Dome and D 4 4 3 3 2 2 Main Dome and 2 3 2 3 2 3 D 4 4 3 3 2 3F 2 2F Main Pier F 3 D Main Pier 3 Main Dome and Main Pier 3 Around 2 2 3 Around 2 3 q., shifted 2 2 ast orth 2 3 2 2-7.7% 2 nd Pier ast outh 2 3 Around 2 nd Pier 2 3 Figure 7- Amplification mode of the first modal frequecy (): before the event 4 4 3 3 2 2 Main Dome 2 3 2 2 est and ast orth and outh 2 4 3 Around 7.778H 2 2 est orth Amplification Fa 4 2 2 est outh Around

342 Y. akamura, T. ato, J. aita Around 4 2 3 Main Dome and D Main Pier 3 Around 2 2 3 Around 2 3 2 2 2 2 ast orth 2 3 2 3 Main Dome and Main Pier 3-7.7% 2 nd Pier ast outh 2 3 2 3 Around 2 nd Pier 2 3 4 4 3 3 2 2 Main Dome 2 3 2 2 est and ast orth and outh 2 4 3 Around 7 2 2 2 2 est orth est outh Around Around 3 4 4 3 3 2 2 Main Dome and Around Around 4 Amplification Factor 4 Height in m.778hz 4 4 3 3 2 2 Main Dome and 3F F 2F D D 4 4 3 3 2 2 Main Dome and D 4 4 3 3 2 2 D Main Dome and Around 2 Around 2 2 ast orth 2 2 ast outh Around Figure 7-2 Amplification mode of the first modal frequency (): after the event 4.3. Amplification mode of the second modal frequency ( compo nent) Figure 8 shows the amplification mode of the second modal frequency and the characteristics do not differ from that of the first modal frequency as a trend. The characteristic point of the first and the second mode is large amplification related to the main pier, and it is obvious especially for the component. This problem on the main pier has been already pointed [4] based on the analysis of the

Dynamic Characteristics of Hagia ophia in Istanbul 343 earthquake motion records, and is also clearly appeared on the characteristics of microtremor. 4 4 3 3 2 2 Main Dome 2 2 est and ast orth and outh Around 7 2 2 2 2 est orth est outh Around Around 3 4 4 3 3 2 2 Main Dome and Around Around 4 Amplification Factor Height in m Before 2.973Hz 4 4 3 3 2 2 Main Dome and 3F 2F F D D D 4 4 3 3 2 2 Main Dome and 4 4 3 3 2 2 D Main Dome and Around 2 Around q., shifted Figure 8- Amplification mode of the second modal frequency (): before the event 2 2 ast orth 2 2-7.8% ast outh Around 4 4 3 3 2 2 Maiin Dome 2 2 est and ast orth and outh Height in m Around 7 2.264 2 2 est orth Amplification F 2 2 est outh Around 4.4. On the Kb-value, a destructive index Figure 9 is an explanation of Kb value. It can be used for the estimation of the drift angle for each floor by multiplying Kb value by PGA, peak ground acceleration. Please refer the detail of Kb value on Reference [] as a name of KT or Reference [6] in this proceeding.

344 Y. akamura, T. ato, J. aita Around 4 Around 2 in Dome and D Around ast orth 2 2 est and ast 2 2 ain Dome and 2 2-7.8% ast outh Around 4 4 3 3 2 2 Maiin Dome orth and outh n th Floor Height in m A Around 7 2.264Hz 2 2 2 2 est orth est outh Around Around 3 4 4 3 3 2 2 Main Dome and Around d j : Displacement at j th Floor g j : Drift Angle at j th Layer Around 4 Amplification Factor 4 4 3 3 2 2 Main Dome and F D 3F 2F D 4 4 3 3 2 2 Main Dome and D 4 4 3 3 2 2 D Main Dome and Around 2 Around 2 2 ast orth 2 2 ast outh Around Figure 8-2 Amplification mode of the second modal frequency (): after the event j th Floor (j-) th Floor st Floor Ground Floor A A h j eismic Acceleration a g d j g g j d j = A j a g /w n 2 = A j a g /(2pf n ) 2 g j = (A j A j- )/h j /(2pF n ) 2 a g = K bj a g K bj = (A j A j- )/h j /(2pF n ) 2 a g : PGA A j : Amplification Factor at j th Floor F n : atural Frequency of the Building h j : Height of j th Layer Large K-value means that the portion is vulnerable. Figure 9 xplanation of Kb value

Dynamic Characteristics of Hagia ophia in Istanbul 34 4.. Kb values at the first modal frequency ( component) Figure shows the Kb value distribution on a plane corresponding to the first modal frequency indicating the difference of the level for the vertical direction by the color of the circle. As you can find by the scale at the center of the figure, although Kb value becomes small after the earthquake, the trend to be large at west or south side has not changed. It is obvious that west or south part is weak point from the past earthquake damage or other deformation situation, and it is possible to say that the microtremor reflects the structural characteristics well. Points with large Kb value after the earthquake are at two sub piers and two main piers of the west side and the dome cornice at west side. It considerably becomes larger at the points on the western half dome related to the damage for the half dome of west side and west part of the main dome caused by the earthquake in th century. 4 3 2 - -2-3 -4 Before corner 3F 2 nd pier 3F9 3F8 2 nd pier 3F3 グラフタイトル buttress pier main pier main pier corner buttress pier.943hz buttress pier main pier scale 3 9 6 2 nd pier 3F6 3F4 main pier buttress pier corner 3F6 2 nd pier corner - - - 2 3 4 6 7 8-2 3 4 6 7 8 4.6. Kb value at the second modal frequency ( component) 4 3 2 - -2-3 -4 Figure shows the Kb value distribution by the second modal frequency on the plane as Figure. Kb value of the second modal frequency becomes large at south side, west side and the dome. It suggests that there must be a weak point from the characteristics of component. specially the Kb value of the main pier at south-west 3F9 3F8 3F 3F3 グラフタイトル.778Hz Dome-3F 3F-2F 2F-F 3 2 Figure Kb values at the first modal frequency () scale 3F4 3F6 3F6

346 Y. akamura, T. ato, J. aita part becomes larger after the earthquake for both and component, and it indicates a possibility to be suffered some damage. And the Kb value becomes dominantly small after the earthquake for the component at south-west and south side of the dome, and it is because the difference for the response of the dome becomes small by enlarged response of the south-west main pier. These suggest that a large strain between the main pier of south-west and the dome cornice before the event concentrates to the main pier of south-west part itself after the event. It is necessary to notice that these analytical results are estimated from the individual measurement having a trend of overestimation against the simultaneous measurement. Then we consider that it is necessary to conduct the simultaneous measurements at some vertical levels to verify the results above. 4 3 2 - -2-3 -4 Before 3F 2 nd pier 3F9 3F8 2 nd pier 3F3 グラフタイトル main pier corner buttress pier 2.973Hz buttress pier buttress pier corner main pier main pier scale 3 2. Concluding Remarks 3F4 - -2-3 -4 e had an opportunity to measure microtremor at Hagia ophia before and after the Kocaeli earthquake in 999. As a result of the comparison of the characteristics by microtremor before and after this earthquake with a focus on the microtremor characteristics after this earthquake, it was found as follows; 3F9 3F8 3F 3F3 - - - 2 3 4 6 7 8-2 3 4 6 7 8 4 3 2 2 nd pier 3F6 main pier buttress pier corner 3F6 2 nd pier corner グラフタイトル 2.264Hz Dome-3F 3F-2F 2F-F 3 2 Figure Kb values at the second modal frequency () scale 3F4 3F6 3F6

Dynamic Characteristics of Hagia ophia in Istanbul 347 i) The vibration predominates toward to the east-west direction as the main axis of the building. ii) Although this building has almost symmetrical structure for north, south, east and west as a center of the center dome, the vibration mode shows that it is easy to vibrate at the west and south sides. iii) Vulnerability index for structures Kb value suggests that the west and south parts may be weakened. iv) From the change before and after the earthquake, although the amplification factor decreased remarkably for the component, the trend to vibrate easily around the west side of the dome does not change. v) The main pier has a possibility to be suffered some damage by the Kocaeli earthquake. vi) As a result of our microtremor measurement two months before and three weeks after the Kocaeli earthquake, the predominant frequency decreased about 8 % after this earthquake. The result of the microtremor measurement suggests being high risk around the west half dome and it agrees with the past researches. It is expected to expose the weakness of the building by the characteristics derived from the microtremor measurement. Acknowledgement On the measurement of Hagia ophia, we feel we owe a great deal for Prof. M. rdik, Kadilli Observatory and arthquake Research Institute of Bogazici University, director of Hagia ophia museum and other concerned personnel. e greatly appreciate their help. References [] A.. Cakmak, M.. atsis, C.L. Mullen: Foundation effect on the dynamics of Hagia ophia, Transactions on the Built nvironment vol, 99. [2] Durukal,., and M. rdik: Comparison of system identification techniques: a case study for Hagia ophia, in arthquake Resistant Construction and Design, Vol. 2,. A. avidis (ditor), Balkema, Berlin, pp. 993, 994.

348 Y. akamura, T. ato, J. aita [3] T. ato, Y. akamura and J. aita: The Change of the Dynamic Characteristics using Microtremor, Proceedings of The 4th orld Conference on arthquake ngineering, Beijing, China, October 2-7, 28. [4] ser Durukal, erkan Cimilli, and Mustafa rdik: Dynamic Response of Two Historical Monuments in Istanbul Deduced from the Recordings of Kocaeli and Du zce arthquakes, Bulletin of the eismological ociety of America, Vol. 93, o. 2, pp. 694 72, April 23. [] akamura, Y. and et al.: Vulnerability Investigation of Roman Colosseum using Microtremor, 2th orld Conference on arthquake ngineering, Aukland, ew Zealand, paper #266, 2. [6] akamura, Y., aita, J., ato, T. and Valente, G.: Dynamic Characteristics of the Colosseum at the Pillar #4 Comparing the Results of Microtremor Measurement in 998 and 23, Proceedings of the DI_ in Rome, December 2. [7] A.. Cakmak, A. Moropoulou and C. L. Mullen: Interdisciplinary study of dynamic behavior and earthquake response of Hagia ophia, oil Dynamics and arthquake ngineering 4, pp. 2-33, 99. [8] M. rdik and. Durukal: Use of trong Motion Data for the Assessment of the arthquake Response of Historical Monuments, Proceedings of C, Paper o. 82, 996. [9] R. Mark, A.. Çakmak and M. rdik: Modelling and monitoring the structure of Hagia ophia in Istanbul, IAB reports o.7, 993.