Improved Results for both 56 and 112Gb/s PAM4 Signals

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Improved Results for both 56 and 112Gb/s PAM4 Signals Winston Way, Trevor Chan, and Alexander Lebedev NeoPhotonics, USA Marco Mazzini, Cisco, Itay IEEE802.3bs, January 2015

Brian Welch, Luxtera David Lewis, JDSU Sudeep Bhoja, InPhi Vipul Bhatt, InPhi Keith Conroy, Multiphy Gary Nicholl, Cisco Zengli, Huawei Bharat Tailor, Semtech Alan Tipper, Semtech Jeffery Maki, Juniper Vasu Parthasarathy, Broadcom Will Bliss, Broadcom Rob Stone, Broadcom Fred Tang, Broadcom Supporters 1

Goals Improve the BER vs ROP performance of 112Gb/s PAM4 Set bandwidth requirements on electrical and optical components Investigate penalty caused by SSPR over PRBS15

112Gb/s PAM4 3

Single-wavelength 112Gb/s PAM-4 Experiment: Pre- and Post-DSP Offline PAM4 DSP (FFE, 19 taps) 56GS/s AWG (3dB BW = 14.5GHz) Linear Driver (50GHz) 1314 nm EML (31GHz) +6.5dBm VOA Received Optical Power (see slide 6 for specs) PIN/TIA 160GSPS/ 63GHz real-time scope SNR= 20.2dB @ ROP=0dBm Offline PAM4 DSP (FFE,19 taps) SNR= 22.5dB SNR= 22.0dB @ ROP= 4.5dBm 4

Overall Transmitter Bandwidth (DAC+Driver+EML) -3 db -3 db 31 GHz 16.5 GHz

112Gb/s PAM4 Experimental Results Low-end cutoff frequency <50KHz Pre-distorted ER= 5.6dB RX A RX B (way_3bs_01_0914) Responsivity (A/W) 0.4 0.7 3dB BW (GHz) 40 30 Spectral noise density (pa/ Hz) 40 35-7dBm 2~3 times BER improvement can be done by further equalizing the three inner eye amplitudes

Cisco Results with LiNb03 modulator PAM 4 TX Previous set-up, see mazzini_01a_0814_smf.pdf Optical Eye BER floor < 1E-5, one decade better than previous results, as forecasted by Alan (see tipper_01_3bs_1114), in line with Winston s results. -6dBm OMA (ER=6dB) at 1E-4 BER. Overload effect due to PIN-TIA fixed gain RX. No penalty observed between BTB and fiber propagation ( 1dB penalty at 50ps/nm dispersion was measured)

Simulation Match With Experimental Results DAC 3dB BW=14.5GHz, 2nd order Bessel for DAC TX linear AMP BW=30GHz/50GHz EML BW=32GHz SNR before E/O =22.5dB, ER=6dB WL=1310nm RIN=-145dB/Hz RX input noise density=35/40 pa/hz^(1/2) PD+TIA BW=30/50GHz, PD Respons.=0.8A/W 5th-order Bessel approximation of Tx amp, E/O, PD+TIA 5 bits A/D ENOB, 5 th order Bessel A/D, 23GHz BW A/D 19 taps pre-correction T-spaced, 21-taps FFE Rx T/2-spaced 8

56 51.5625Gbaud: Receiver Sensitivity Improvement Baud rate = 56Gbaud or 51.5625Gbaud DAC 3dB BW=16.5GHz, 2nd order Bessel for DAC TX linear AMP BW=30GHz EML BW=32GHz SNR before E/O =22.5dB, ER=6dB 1.2dB RIN=-145dB/Hz RX input noise density=30pa/hz^(1/2) PD+TIA BW=32GHz, PD responsivity=0.75, 400Ohm transimpedance 5th-order Bessel approximation of Tx amp, E/O, PD+TIA 5 bits A/D ENOB, 5 th order Bessel A/D, 20GHz BW A/D 19 taps pre-correction T-spaced, 21-taps FFE Rx T/2-spaced Receiver sensitivity improved by 1.2dB @ BER=2.1e-4 when the baud rate is lowered from 56 to 51.5625Gbaud 9

DAC and Linear Amplifier Bandwidth Tradeoff (Simulation) DAC 3dB BW is varied, 2nd order Bessel for DAC TX linear AMP BW=30GHz/50GHz EML BW=32GHz SNR before E/O =22.5dB, ER=6dB WL=1310nm RIN=-145dB/Hz RX input noise density=40 pa/hz^(1/2) PD+TIA BW=50GHz, PD Respons.=0.8A/W 5th-order Bessel approximation of Tx amp, E/O, PD+TIA 5 bits A/D ENOB, 5 th order Bessel A/D, 23GHz BW A/D 19 taps pre-correction T-spaced, 21-taps FFE Rx T/2-spaced With pre-equalization, 16.5GHz DAC + 30GHz LA can achieve the same BER performance as in the experiment

Measured 112Gb/s PAM4 BER vs ADC bandwidth (brick-wall) Pre-compensated SSPR Real-time scope frequency cutoff ROP= 0dBm

112Gb/s PAM4 BER vs ADC bandwidth (Bessel 5 th -order, Simulation) DAC 3dB BW=16.5GHz, 2nd order Bessel for DAC TX linear AMP BW=30GHz EML BW=32GHz SNR before E/O =22.5dB, ER=6dB WL=1310nm RIN=-145dB/Hz RX input noise density=40 pa/hz^(1/2) PD+TIA BW=50GHz, PD Respons.=0.8A/W 5th-order Bessel approximation of Tx amp, E/O, PD+TIA 5 bits A/D ENOB, 5 th order Bessel A/D, A/D BW is varied 19 taps pre-correction T-spaced, 21-taps FFE Rx T/2-spaced Unlike brick-wall shaped, 5 th -order Bessel-shaped ADC with a bandwidth >18GHz is sufficient

56Gb/s PAM4 13

Experimental Setup Offline PAM4 DSP 56GS/s AWG (3dB BW = 14.5GHz) Linear Driver (31GHz) 1295 nm EML +5.6 dbm (21GHz) VOA 22GHz/ 17pA/rt(Hz) 0.45A/W responsivity Received Optical Power Linear PIN/TIA 160GSPS/ 63GHz real-time scope Offline PAM4 DSP (21 taps FFE)

56Gb/s PAM4 BER vs ROP <1dB penalty TX Extinction Ratio = 6.5 db RX Low-end cutoff< 50KHz Responsivity=0.31 A/W

Summary 112Gb/s PAM4 Using practical electrical and optical components, an error floor < 1e-5 and a receiver sensitivity of -7dBm (average power @ BER=2.1e-4) can be achieved by using pre- and post-ffe equalizations Pre-equalized TX bandwidth is ~30GHz, and receiver bandwidth is ~30GHz DAC bandwidth >16.5GHz, ADC bandwidth >18GHz No BER penalty is observed for SSPR over PRBS15 using components with < 100KHz cutoff frequencies 56Gb/s PAM4 - < 1dB ROP penalty is observed at a BER of 2.1e-4 comparing SSPR with PRBS15 for components with <100KHz low-end cutoff frequencies 16