Precoding proposal for PAM4

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Precoding proposal for PAM4 modulation 100 Gb/s Backplane and Cable Task Force IEEE 802.3 Chicago September 2011 Sudeep Bhoja, Will Bliss, Chung Chen, Vasu Parthasarathy, John Wang, Zhongfeng Wang - Broadcom www.broadcom.com

PAM4 DFE burst errors DFE s are well known to multiply errors in the feedback loop A single error will become a burst error Consider PAM4 1 tap DFE with tap coeff = 1 If previous decision is wrong, then there is 3/4 probability of making a successive error i.e. Probability of K consecutive errors = (3/4) k Lower 1 st DFE tap between 0.6 to 1 have similar burst length as tap coefficient of 1 Tap of 1: 0.75 k Tap of 0.7: 0.72 k 0.8 Tap of 0.6: 0.62 k 0.7 A single random error may consume 0.6 multiple Reed Solomon symbols 0.5 Burst error coding gain is lower than coding gain for random errors Decay Rate Error Propagation 0.4 0.3 0.2 Input BER: 1E-12 Input BER: 1E-6 01 0.1 0 0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 1 DFE tap value

PAM4 DFE Burst Error vs. Random Error Coding Gain 8 7 PAM4 Burst Error Coding Gain. RS on GF(2 10 ) Random Error Coding Gain. RS on GF(2 10 ) -15 BER (db) 6 5 Cod ding Gain @1E- 4 3 2 1 t = 4 t = 6 t = 8 0 13 13.2 13.4 13.6 13.8 14 14.2 Baud Rate (Gb/s) Block size is 2240 bits Severe coding gain loss due to long DFE burst error propagation 3

1/(1+D) Precoding for DFE burst errors 0-3 _ + PAM4: Modulo 4 T Tx Equalizer Channel & Slicer + T PAM4: Mod 4 The burst error length of the DFE error events for PAM4 can be reduced by using precoding PAM4 Tx precoding uses a 1/(1+D) mod 4 See bliss_01_0311, Signaling Terminology; PAM-M and Partial Response Precoders Multilevel l version of the duo-binary precoder Rx uses a (1+D) mod 4 after slicing Simple to implement Very low Complexity Reduces 1 tap DFE burst error runs into 2 errors per error event One error at the entry, one error at the exit

1/(1+D) Precoding worked example Equalizer + PAM4: Modulo 4 Channel & Slicer + PAM4: Mod 4 tx(n) _ p(n) d(n) r(n) T T Precoder Input : tx(n) 2 2 2 2 0 3 2 0 1 3 3 0 0 0 0 2 3 0 3 Precoder Output : p(n) 0 2 0 2 2 1 1 3 2 1 2 2 2 2 2 0 3 1 2 DFE, Slicer Output : d(n) 0 1 1 1 3 0 2 2 3 0 3 1 3 1 3 0 3 1 2 Error Event : p(n) d(n) 0 1-1 1-1 1-1 1-1 1-1 1-1 1-1 0 0 0 0 Decoder Output after 1+D at Rx : r(n) 2 1 2 2 0 3 2 0 1 3 3 0 0 0 0 3 3 0 3 Entry Error Exit Error 5

FEC performance for 1 tap DFE with 1/(1+D) mod 4 precoder 8 7 PAM4 Burst Error Coding Gain PAM4 Random Error Coding Gain PAM4 with Precoding for burst Error RS on GF(2 10 ). Block size 2240 bits Cod ding Gain @1E-1 15 BER (db) 6 5 4 3 2 t = 4 t = 6 t=8 1 0 12.8 13 13.2 13.4 13.6 13.8 14 14.2 14.4 Baud Rate (Gb/s) The delta between burst error and random error is ~1.45dB with 1/(1+D) mod 4 precoding 6

PAM4 SNR Loss due to Over clocking 0 Extended KR insertion Loss -5-10 ion Loss (db) Insert -15-20 -25-30 -35 0 1 2 3 4 5 6 7 Frequency (Hz) x 10 9 For FEC baud rate of 13.67G, the SNR loss due to over clocking SNR delta = (IL 6.84GHz IL 6.45 GHz )/2 = 0.9dB 7

1/(1+D) mod 4 Precoding + PAM4 Coding Gain for RS(224, 208, t = 8) over 10 bit symbols Rate is 13.671875GBaud, 6% over clocking, 4.2dB Coding gain for Extended KR channel Over clocking assumes compressing sync bits. Block size is 2240 bits Intrinsic block latency is 20.48ns for striping across physical lanes Processing latency is ~2-3x block latency. Expect <50ns latency RS(224, 208) chosen to be compatible with gustlin_02a_0511 FEC Input Data size of 2080 bits divides Alignment marker repetition rate Output size can be striped across 4 lanes Rate is 87.5 x reference clock of 156.25MHz Delta (db) Random Error 6.6 DFE Burst Error Penalty -1.5 5.1 Extended KR channel -0.9 4.2 6% over clocking loss Coding Gain (db) 8

1/(1+D) mod 4 Precoding + PAM4 FEC gain results RS(448, 416, t = 16) Delta (db) Coding Gain (db) Random Error 7.6 DFE Burst Error Penalty -1.3 13 63 6.3 Extended KR channel 6% over clocking loss -0.9 5.4 (<100ns total latency) RS(112, 104, t = 4) Delta (db) Coding Gain (db) Random Error 5.4 DFE Burst Error Penalty -1.6 3.8 Extended KR channel -0.9 2.9 6% over clocking loss (<25ns total latency) Two options that double and halve the block latency compared to RS(224, 208, t = 8) baseline are analyzed Same rate 13.671875GBaud. They can be set during training (ex: CL72 in 10GKR) Block latency ~41ns (+1.2dB) and ~10ns (-1.3dB) compared to ~20ns for baseline proposal 9

Digital Receiver performance over KR-Compliant installed base 100 90 % of channels abo ove SNR marg gin 80 70 60 50 40 30 20 10 0 4 5 6 7 8 9 10 11 12 SNR Margin (db) 3 tap TX de-emphasis, 32 tap FFE, 1 tap DFE, Continuous time filter (CTF), 6 ENOB ADC, FEC & RS(224, 208), Precoding, 1E-12 12 target BER Full coverage on the installed base feasible with significant SNR margin 10

Summary DFEs may produce severe burst error multiplication 1/(1+D) mod 4 precoding helps break long DFE burst errors Precoding is very simple to implement Precoding + RS(224, 208) over GF(2 10 ) FEC can achieve 4.2dB total coding gain with < 50ns total latency PAM4 at 13.7GBaud has sufficient margin over installed base 11