Fading & OFDM Implementation Details EECS 562

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Fading & OFDM Implementation Details EECS 562 1

Discrete Mulitpath Channel P ~ 2 a ( t) 2 ak ~ ( t ) P a~ ( 1 1 t ) Channel Input (Impulse) Channel Output (Impulse response) a~ 1( t) a ~2 ( t ) R a~ a~ k k ( tdop ); P P 2 1 P τ1 τ 2 τ 3 Maximum Delay Spread T m From: Wireless Communication Systems K. Sam Shanmugan, 2011 k P M τ R If ~ ~ h h E{ delay Note : E{ a~ ~ h ( τ, t) = ~ Y ( t) = k = 1 M Scattering in the vicinity of the mobile M k = 1 M ~ H ( f, t) = dop k ~ X ( t) ( t) k = 1 M k = 1 2 k P a~ P a~ k P k k k k ( t) δ ( τ τ ); ~ ( t) X ( t τ ) k Base Station a~ ( t)exp( 2πjfτ ) ( τ, t ) = P R ( t ) δ ( τ τ ) 2 } = 1, } = 1 a~ a~ k k k dop delay ~ 2 then E{ Y ( t) } = k M k = 1 k k P k

Impact of Multipath Fading Multipath introduces ISI if the differential delay between the paths is > a fraction of symbol time If the differential delay is small compared to T s then all the rays can be combined into one Fading introduces fluctuations in received signal power Multipath component 1 Fluctuations in received signal strength Multipath component 2 ISI Delay Figure Effects of multipath fading From: Wireless Communication Systems K. Sam Shanmugan, 2011

T. Sorensen, P. Mogensen, and F. Frederiksen, Extension of the ITU channel models for wideband (OFDM) systems, in Proc. of IEEE Vehicular Technology Conference, 2005.

5

Single Carrier versus Multi Carrier Single Carrier Symbol rate = R B Available BW H C ( f,t )= Channel response: usually is time varying Carrier 1 Carrier 2 Carrier 3 Carrier 4 Carrier 5 Rate = R/N BW/Subcarrier = B/N Orthogonal Subcarriers Symbol rate R/N Serial to Parallel Symbol rate R From: Wireless Communication Systems K. Sam Shanmugan, 2011

Required condition for OFDM- Orthogonality Orthogonality over this interval Subcarrier n Subcarrier n+1 Previous symbol Symbol part that is used for FFT calculation at receiver Next symbol Note: using FFT at receiver here no spectral leakage; Why?? Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 7

Review Spectral Leakage Without Spectral Leakage With Spectral Leakage 8

What happens with Small multipath Introduce a Guard Time Subcarrier n Delayed replicas of subcarrier n Previous symbol Guard time Symbol part that is used for FFT calculation at receiver Next symbol Guard time not exceeded: Delayed multipath replicas do not affect the orthogonality behavior of the subcarrier in frequency domain. There are still spectral nulls at other subcarrier frequencies. Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 9

What happens with Large multipath Subcarrier n Replicas with large delay Previous symbol Guard time Symbol part that is used for FFT calculation at receiver Next symbol Guard time exceeded: Delayed multipath replicas affect the orthogonality behavior of the subchannels in frequency domain. There are no more spectral nulls at other subcarrier frequencies => this causes inter-carrier interference. Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 10

Guard time for preventing intersymbol interference T G T FFT Next symbol Symbol duration Time Example: 1) IEEE 802.11a&g: T G = 0.8 us, TFFT = 3.2 us 2) Typical LTE paramters T G = 4.7 us, TFFT = 1/15,000 = 66.7 us Overhead = 4.7/(4.7+66.7) = ~6.6% Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 11

Cyclic Prefix-CP The inter OFDM symbol interference can be eliminated by inserting a guard time of T G sec or μ samples between OFDM blocks. The response due to the samples from the preceding block now falls within the guard interval and does not spill into the samples of the next symbol. The output of the channel corresponding to the samples inserted during the guard interval are discarded before the FFT is taken to recover the input symbols. While the samples inserted during the guard interval can be arbitrary, the common practice is to insert Zeros, A cyclic prefix (CP) in which of the last μ samples of a block are inserted as guard samples at the beginning of the block cyclic prefix (CP) helps in channel estimation known signal From: http://www.telecomhall.com/what-is-cpcyclic-prefix-in-lte.aspx Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 12

Correcting channel induced magnitude & phase scaling Transmitted 64 QAM Constellation Received 64 QAM Constellation with only phase and amplitude offsets. No channel and no noise 13

Frequency offset at receiver Frequency offset causes inter-carrier interference (ICI) Magnitude Frequency offset Frequency Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 14

Use of pilot subcarriers for amplitude and phase correction Pilot subcarriers contain signal values, amplitude, phase and frequency, that are known in the receiver. These pilot signals are used in the receiver for correcting the magnitude (important in QAM) and phase shift offsets of the received symbols (see signal constellation example on the right). Im Received symbol Transmitted symbol Re Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 15

Insertion of Pilot Symbols Freq Location of pilot symbols depends upon system parameters and channel characteristics Pilot 4 Δf OFDM Symbol Time= T ofdm 4T ofdm Time 16

OFDM example: IEEE 802.11a&g (WLAN) Pilot subcarrier Subcarriers that contain user data 52 subcarriers 16.25 MHz Frequency 48 data subcarriers + 4 pilot subcarriers. There is a null at the center carrier. Around each data subcarrier is centered a subchannel carrying a low bitrate data signal (low bitrate => no intersymbol interference). Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 17

Implementation of OFDM Modulator and Demodulator with Cyclic Prefix: Modulator i-th symbol goes on the i-th carrier User Data QAM or QPSK user Symbols Add pilot and Guard symbols S/P ~ X 0 ~ X ~ 1 X N 2 ~ X N 1 IFFT ~ x0 ~ x1 ~ x N 2 ~ x N 1 Add Cyclic Prefix P/S D/A exp(j2πf c t) x ofdm (t) (real, BP) Real part Block of freq domain input samples (including pilot + guard) µ Prefix Symbols ~ x(1) Block of time domain samples ~ ~ x (1) x(2) ~... x ( N 3 ) ~ x( N 2) ~ x( N 1) T ofdm S/P=Serial-to-Parallel Total OFDM Symbol duration = ( N+ µ)t P/S=Parallel-toSerial s 18 From: Wireless Communication Systems K. Sam Shanmugan, 2011

Implementation of OFDM Modulator and Demodulator with Cyclic Prefix : Demodulator x ofdm (t) (real, bandpass) Quadrature Demodulator f c Complex Signal Sample Remove Cyclic Prefix S/P ~ ~ y 0 ~ y 1 y N 2 ~ y N 1 FFT ~ X 0 ~ X1 ~ X N 2 ~ X N 1 P/S QAM or QPSK Demod Discard the first μ Symbols Forward FFT; Divide by H(f i ) ~ ~ ~ ~ X (0) X (1) X ( N 3) X ~ ( N 2) X ~ ( N 1) X (2) Extract Pilot Symbols Equalize 1/H(f k ) Estimated Input symbols From: Wireless Communication Systems K. Sam Shanmugan, 2011 19

OFDM Multiple Access (OFDMA) Down Link OFDM is a single user (Single channel ) systems FDMA assigns a fixed BW to each user on a dedicated basis OFDMA : Each user sub-channel occupies a subset of carriers (each sub-channel is assigned to a only one user at given time ; allocation may change over time ) Pilot 8 OFDM Carriers User 1 Pilot 8 OFDM Carriers User 2 Pilot 4 OFDM Carriers User M Contiguous Sub-carriers Sub-channel 1 Sub-channel 2 Sub-channel M Total available for all the users Freq a) FDMA Channelization Freq b) TDMA ( Orthogonal carriers) Freq c) OFDMA Channelization User 1 User 2 User 3 User 4 Time 1 2 3 4 Frame From: Wireless Communication Systems K. Sam Shanmugan, 2011 Time Slots 1 2 3 4 Time slots Frame 20

OFDM Multiple Access (OFDMA) Uplink Sub-channel/sub-carrier assignment and time alignment Pilot 8 OFDM Carriers User 1 Sub-channel 1 Pilot 8 OFDM Carriers User 2 Sub-channel 2 Pilot 4 OFDM Carriers User M Sub-channel M In the uplink, each user occupies only a fraction of the total BW available (The DL signal occupies the entire BW) The handset (UE) can be anywhere within a cell and hence the transmission from each user arrived with a random time offset at the Base Station In order to maintain orthogonality, these transmissions have to be time aligned (similar to the requirements for a TDMA system) Frame From: Wireless Communication Systems K. Sam Shanmugan, 2011 21

OFDM Multiple Access (OFDMA) Non Contiguous Carrier Assignment - DL Pilot 8 OFDM Carriers User 1 Pilot 8 OFDM Carriers User 2 Pilot 4 OFDM Carriers User M Contiguous Sub-carriers Sub-channel 1 Sub-channel 2 Sub-channel M Channel Pilot Pilot Pilot Non Contiguous Sub-carriers Sub-channel 1 Sub-channel 2 Sub-channel M Non-contiguous carrier assignment provides additional frequency diversity With channel coding, coded bits of a user should be assigned to noncontiguous carriers of the user ( This is analogous to interleaving in time domain) From: Wireless Communication Systems K. Sam Shanmugan, 2011 22

Example of OFDM Spectrum with Pilot and Guard Carriers Unfiltered OFDM Carrier 1 2 3 4 5 6 Carrier spacing Δf RF Bandwidth NΔf Pilot Pilot Pilot N N : FFT size (Includes pilots and guard carriers BW= NΔf Unused guard carriers 488 Data and Pilot carriers (3120) Unused carriers 488 8MHz From: Wireless Communication Systems K. Sam Shanmugan, 2011 4096 carriers 23

Subcarrier Assignment Multi-user Diversity Channel 1 SINR Channel 1 User 1 Base Station Channel 2 User 2 1 2 3 4 5 6 7 8 9 10 Sub carriers SINR Channel 2 1 2 3 4 5 6 7 8 9 10 Sub carriers - Depending on the user location some of the sub-channels will have higher SINR than others ( due to independent fading of different channels, narrowband interference etc - Judicious allocation of channels ( based in channel side information) can be used to maximize capacity and or QoS From: Wireless Communication Systems K. Sam Shanmugan, 2011 24

AMC In moble communications systems there can be different signal-to-noise ratio values of different groups subcarriers different users: Subcarriers with high S/N carry more bits (for instance by using a modulation scheme with more bits/symbol or by using a less heavy FEC scheme) Subcarriers with low S/N (due to frequency selective fading) carry less bits. Note the requirement of a feedback channel. Modified from: www.comlab.hut.fi/opetus/227/2005/9_227_2005.ppt 25

Adaptive Bit Rate Rate vs S/N 800 Data Date rate Rate (b/s) (kb 600 400 200 0-10 -5 0 5 10 15 20 S/N (db) + S/N @ the receive obtained via measurements and feedback + Measurement called channel state information (CSI) + Data Rate change by: - Modulation: from 64 QAM to QPSK - Number FEC bits - Number of time slots assigned 26

Putting it all together: LTE Channel Bandwidth 1.25, 2.5, 5, 10, 15, 20, 50 MHz Modified from: LTE in a Nutshell: The Physical Layer, Telesystems Innovations 27

Putting it all together: LTE Time structure (TDM) T s = Base time unit = 1/30720000 sec = ~.032552us T frame = radio frame = 10 ms = 307200* T s T subframe = subframe = 1 ms = 30720* T s T slotsub = slot = T subframe /2 =.5 ms = 15360* T s Normal case is one CP + 7 OFDM symbols in slot (and expended case uses longer CP + 7 OFDM symbols, what is gained and lost using a longer CP?) T u = useful symbol time 2048*T s =~ 66.7us = 1/15kHz Subcarrier spacing 15KHz T CP = CP time = 144*T s = ~4.7us Overhead = 4.7/(4.7+66.7)=~6.6% Modified from: LTE in a Nutshell: The Physical Layer, Telesystems Innovations 28

Example LTE Time Frame Structure (on one subcarrier) Modified from: LTE in a Nutshell: The Physical Layer, Telesystems Innovations 29

Minimum Assignable resource= 1 RB Example: Data rate of 1 RB QPSK/symbol 7 symbols 14 bits/subcarrier 12 subcarriers/rb 168 bits/rb 1 RB/.5ms 168bits/.5ms = 336 kb/s* *Assuming no overhead, e.g. pilots Stack subcarriers-ofdm Modified from: LTE in a Nutshell: The Physical Layer, Telesystems Innovations 30

Pilots R=Reference Symbols, i.e., pilots & overhead Modified from: LTE in a Nutshell: The Physical Layer, Telesystems Innovations 31

LTE Downlink Physical Layer Parameters Modified from: LTE in a Nutshell: The Physical Layer, Telesystems Innovations 32

FDD & TDD Downlink, e.g., base station smartphone Uplink, e.g., smartphone base station Frequency-division duplexing (FDD) Downlink on frequency carrier 1, f1 Uplink on frequency carrier 2, f2 Time-division Duplexing (TDD) Downlink is time slots 1, k Uplink in time slots k+1, M 33

LTE Operating Bands: 15 use FDD and 8 use TDD LTE definitions UE = User Equipment, e.g., smartphone enb = Evolved NodeB = Base station TDD: Same Band for: BS UE & UE BS From: Agilent, 3GPP Long Term Evolution: System Overview, Product Development, and Test Challenges, Application Note 34

LTE Resource Grid Time Frequency See http://dhagle.in/lte PRB=Physical Resource Block 35

Uplink: SC-FDMA SC-FDMA= single carrier FDMA aka DFT spread OFDM (DFTS-OFDM) SC-FDMA closely related to OFDM When multiple carriers with arbitrary phases are added together, we no longer have a constant envelope signal, resulting in high Peak-to-Average Power Ratio (PAR) Power efficient RF amplifiers need constant envelope signal OFDM has high Peak-to-Average Power Ratio (PAR) is bad for power efficient transmission needed for UE s. 36