IREAP. MURI 2001 Review. John Rodgers, T. M. Firestone,V. L. Granatstein, M. Walter

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MURI 2001 Review Experimental Study of EMP Upset Mechanisms in Analog and Digital Circuits John Rodgers, T. M. Firestone,V. L. Granatstein, M. Walter Institute for Research in Electronics and Applied Physics University of Maryland College Park, MD 20742 jrodgers@glue.umd.edu

Report Documentation Page Form Approved OMB No. 0704-0188 Public reporting burden for the collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing the collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden, to Washington Headquarters Services, Directorate for Information Operations and Reports, 1215 Jefferson Davis Highway, Suite 1204, Arlington VA 22202-4302. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to a penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. 1. REPORT DATE JUL 2006 2. REPORT TYPE N/A 3. DATES COVERED - 4. TITLE AND SUBTITLE Experimental Study of EMP Upset Mechanisms in Analog and Digital Circuits 5a. CONTRACT NUMBER 5b. GRANT NUMBER 5c. PROGRAM ELEMENT NUMBER 6. AUTHOR(S) 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) Institute for Research in Electronics and Applied Physics University of Maryland College Park, MD 20742 8. PERFORMING ORGANIZATION REPORT NUMBER 9. SPONSORING/MONITORING AGENCY NAME(S) AND ADDRESS(ES) 10. SPONSOR/MONITOR S ACRONYM(S) 12. DISTRIBUTION/AVAILABILITY STATEMENT Approved for public release, distribution unlimited 13. SUPPLEMENTARY NOTES The original document contains color images. 14. ABSTRACT 15. SUBJECT TERMS 11. SPONSOR/MONITOR S REPORT NUMBER(S) 16. SECURITY CLASSIFICATION OF: 17. LIMITATION OF ABSTRACT UU a. REPORT unclassified b. ABSTRACT unclassified c. THIS PAGE unclassified 18. NUMBER OF PAGES 24 19a. NAME OF RESPONSIBLE PERSON Standard Form 298 (Rev. 8-98) Prescribed by ANSI Std Z39-18

Outline and Motivation Out-of-band frequency response in communications circuits Effect of parasitic elements on network performance Degradation in filter rejection ratios EMP propagation on signal path Need for wideband circuit characterization and verification throughout the communications network (RF and IF path, mixer, A/D, power vias, etc.) Experimental study of device upset using direct RF injection Identify RF characteristics that produce bit errors, latch-up What are the EMP effects at the device level? Modulation and nonlinear circuit response Directions to pursue Experiment Modeling

Schematic of a loop-back test circuit for investigating RF effects in digital communications systems and components Probe Probe Probe Probe Probe Probe Mixer ADC SAW Filter LNA BP Filter Probe LO RAM In Logic Out Mixer DAC SAW Filter LNA BP Filter Find possible RF entry points, pathways and circuit effects that may upset the system or corrupt data. LO

Example: 2 GHz RF LNA 20 Gain [db] 0-20 0 5 10 15 Frequency [GHz]

Example: 1 GHz low pass filter 0 Forward Transmission [db] -20-40 -60-80 -100 0 5 10 15 20 25 30 Frequency [GHz]

140 MHz IF surface acoustic wave (SAW) filter 0 Forward Transmission [db] -20-40 -60-80 -100 0 5 10 15 20 Frequency [GHz]

Schematic of direct injection experiment Computer DRAM A B 1 H B 8 Amplifier 10 db FET Probe RF Coupler U/D Load Reset Carry out ENB Microwave Synthesizer Power Meter Digitizer

Direct injection test facility

View of injection coupler and memory modules inside computer

Memory checking code displaying bit errors

RAS logic waveform with and without RF injection Row Addressing Pin on DRAM Panasonic 424100 RF applied (1.965 GHz at 26 dbm) RAS Voltage [V] 6 5 4 3 2 1 0-1 0 100 200 300 400 500 Time [ns] Device no longer latches to Vdd and Vss RF changes operating bias point Susceptibility may involve synergistic effects where RF increases likelihood of interference from internal signals. RAS no RF RAS with RF

Frequency spectrum of RAS waveform 0.7 0.6 Clock Frequency= 33 MHz 0.5 Amplitude 0.4 0.3 RF on RF off 0.2 0.1 0 10 20 30 40 50 60 70 80 90 Frequency [MHz]

Results with CW injection Threshold Power to cause Bit Error at RAS pin Signal Generator Power 10 Signal Generator Power (dbm) 5 0-5 -10-15 1 1.2 1.4 1.6 1.8 2 Frequency (GHz) CW

RAS Voltage vs. time with Pulsed RF Injection (f~2 GHz) RAS Pin with injected RF before interupt 1.965 GHz (PW=150 ns, PRI=300 ns, Pin=29.4 dbm) 6 5 4 RAS Logic Pulse Voltage (V) 3 2 RF Pulse 1 0-1 0 100 200 300 400 500 Time (ns)

Comparison of results with CW and pulsed injection Threshold Power to cause Bit Error at RAS pin 40 35 Injected Power [dbm] 30 25 20 15 10 5 0 1 1.2 1.4 1.6 1.8 2 2.2 Frequency [GHz] Pulse Mod 50% DF CW

3 Amplitude of demodulated RF signal on RAS vs. frequency Frequency range where upset was observed 2.5 2 AM Level [V] 1.5 1 0.5 0 0 5 10 15 20 Frequency [GHz]

Transients induced on RAS by RF pulses at frequencies up to 20 GHz 0.4 0.2 RAS Voltage [V] 0-0.2-0.4 0 50 100 150 200 Time [ns]

What mechanisms may be responsible for the observed effects? Thermal: localized RF energy deposition and rapid heating of active MOS regions Hot-carriers Nonlinear circuit elements MOS diodes acting as RF detectors Demodulation of RF by parametric capacitances

Upset threshold power vs. duty factor 0 Threshold Upset Power [dbm] -10-20 -30-40 -50-60 Average Injected Power Peak Injected Power -70 0.001 0.01 0.1 1 10 100 Duty Factor [%] Not a thermal effect

Physical Cross-section of CMOS showing equivalent circuit elements with nonlinear electrical characteristics NMOS Gate Oxide Gate Oxide PMOS Source Contact Polysilicon gate Drain Contact Source Contact Polysilicon gate Drain Contact Field Oxide n + n + p p Field + + n - epi Oxide Field Oxide R p well R n well p - type substrate layer

Drive characteristic of demodulated 4.12 GHz pulse 2 1.5 Pulse Amplitude [V] 1 0.5 0 0 0.2 0.4 0.6 0.8 1 Injection Power [W]

Drive characteristic of 6.0 GHz transient pulse 0.36 0.31 0.26 Pulse Amplitude [V] 0.21 0.16 0.11 0.06 0.01 0 0.2 0.4 0.6 0.8 1 Injection Power [W]

Conclusions High frequency response of communications circuits must be considered when analyzing susceptibility to determine probable entry and propagation paths for EMP. The RF shifts the operating bias with respect to Vdd and Vss into a nonlinear amplification regime, which could lead to instability, oscillation and chaotic behavior. RF pulses are demodulated by nonlinear MOS elements. The envelop voltage constitutes the interrupting signal. EMP rise time is a key parameter for inducing interrupt signals over wide bandwidths.

Future Work The experimental results give basis for modeling high frequency effects in devices Continue to characterize device-level upset mechanisms and seek to develop generalized formalisms Study the effects of complex modulation Look at smaller, faster structures (CPU, RDRAM, DDR, etc.) and investigate how scaling laws may be applied Investigated RF effects in mixed signal systems (A/D, demodulators, etc.)