High Resolution Optical Spectroscopy in the ELT Era. Cynthia S. Froning University of Texas at Austin May 25, 2016

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High Resolution Optical Spectroscopy in the ELT Era Cynthia S. Froning University of Texas at Austin May 25, 2016

Background Feasibility studies in 2005-2006: UC Santa Cruz, U. Colorado Not selected as a first light instrument However, strong interest in capabilities among TMT partners for next-generation instrumentation HROS SPECIFICATION Wavelength range Slit length Field of view Image quality Spatial sampling Spectral resolution Sensitivity REQUIREMENT 0.31 1.1 m; 0.31 1.3 m goal 5 arcsec 10 arcsec No worse than 0.2 arcsec FWHM No coarser than 0.2 arcsec R=50,000 (1 arcsec slit, image slicer for R>90,000); options include single slit or fiber feed for multiplexing Must maintain 30m aperture advantage over existing similar instruments

Science Case for HROS UV/optical: most information-rich bands in the EM spectrum Current instruments at the forefront of astrophysical study High resolution spectroscopy is a ground-based activity: precision studies & follow-up observations complement other programs Prime HROS science: Intergalactic medium: >30-fold increase in sightlines, spatial resolution (1 QSO/sq. arcmin at V=21) Stars in the Local Group: reach into isolated dirrs; trace enhancement by 1st stars Planetary searches & characterization: 27x increase in volume density; M stars; transit follow-ups; out into Bulge

In the meantime Vintage conceptual design Laser comb calibration w/nist (PI: Osterman) => IR comb for HPF Work by member nation groups? GMT G-CLEF final design E-ELT HIRES studies undertaken

Design Implications for HROS High resolution optical spectroscopy on ELTs: Seeing-limited (AO unavailable or waveband limited) Large optics TMT: 450 m focal length; 1" = 2 mm! Slit-limited spectral resolution: R = 50,000, 1" slit d = 0.9 m A classic cross-dispersed echelle matched to slitlimited resolution design can be pursued See Steve Vogt s (mature) conceptual design study for HROS Optics are very large (e.g., dual 3x1 meter echelle mosaics, 1 m fast camera lenses) Requires careful design, high level of expertise; risk in procurement, mounting, stability => High cost, risk

What are other ELTs pursuing? GMT G-CLEF (Szentgyorgyi+14; Furesz+14) 25.4-m aperture RV precision spectrograph (10 cm/s) 350 1000 nm; two camera arm, asymmetric white pupil design (3:2 compression), 6k x 6k detectors Single object (although MOS will be available when MANIFEST is commissioned) Pupil slice aperture by 7 (segmented primary) Echelle triple mosaic of 300x400 mm facets, VPH cross-dispersers

G-CLEF Four fiber diameters, lengths to support different observing modes, wavebands (R=19,000 105,000); mode scrambling for precision RV On-chip binning (3x3 or 5x5) for lower R modes 1 mm pseudo slit allows multiple fibers

What are Other ELTs pursuing II.? E-ELT HIRES studies (Zerbi+2014): CODEX (Pasquini +2010), SIMPLE (Origlia+2010; NIR AO-assisted) ID d science drivers, top-level requirements: ESO-204697 Goal 0.37 2.5 µm at R=100,000; <10 cm/s stability Also want a MOS mode at R=10,000-20,000 for 5 10 objects within a few arcmin R=100,000, 1 => 10 m echelle, 190x190 µm resl (11x11 pixels for f/1.0 camera, 18 µm pixels) Anamorphic pupil slicing or fiberbased focal plane slicing Four channels: (U)BV, RI, YJH, K CODEX: four 9k x 9k detectors, 10 µm pixels 2016 phase A

Design Options Is there an alternative? ELT instrument designs benefit from a fundamental reevaluation of design approach to maximize performance In an era of relatively affordable CCDs and high performance dichroics, many first-order spectrographs can replace crossdispersion.

Concept Overview: Block Diagram of Overall System

Single Channel Path

Dichroic Tree Packaging Dichroic tree allows for efficient packaging Initial design places blue channels below red channels to reduce footprint 5x3x3m instrument footprint (without enclosure) More efficient packaging schemes possible

Advantages of a First-Order Design Metric Flat Efficiency and Uniform Resolution Single spectroscopic order Small, low risk optics Excellent scatter/stray light control Relatively low cost Low mass, small footprint Multiple First Order Spectrographs Each channel optimized for narrow band High alpha, beta suppresses higher orders All optics currently available Low scatter optics, easily baffled design Extensive duplication of components Easy to optimize packaging Echelle Large throughput variations Operates at multiple high orders Large collimators, grating mosaic Difficult to suppress echelle scatter Very large optics Very large structure

Entrance slit is made up of (baseline) 5 one square arcsec fiber bundles Each IFU remaps a 1 square arcsec entrance aperture to a >0.05ʺ wide pseudo-slit This decouples resolution from seeing/ AO performance Microlens array increases fill factor to near 100% Enables multiobject obs, sky placement Enables simultaneous wavecal spectra injection Fiber IFU

Pixel Illumination Seeing Disk R CU-HROSConventional Echelle With Profile 1" 100,000 156 200 160 0.5" 100,000 38 100 80 1" 50,000 312 100 80 0.5" 50,000 76 100 80 1" 20,000 780 250 200 0.5" 20,000 190 250 200 90% encircled energy In poor seeing, the FIFU user can choose whether to use all pixels illuminated or not Echelle has R=50,000 matched to a 1 slit, slicer for R=100,000 at 1, narrow slit for 0.5" Profile includes taper in pixel sampling for the slit

CCDs: Required Pixel Numbers For 0.1" spatial resolution element Nyquist sample, 2x2 pixels per resl 100 elements per 1" x 1 spectral resolution element 400 pixels per resolution element If PERFECT packing, ~130,000 resolution elements per spectrum (300-1100 nm) So minimum of 50 Mpixels per spectrum. All high performance ELT spectrographs will require large format detector systems Note: RN is an issue independent of design, as an f/15! f/1 beam on a 30-m telescope subtends 145 µm/1 at the detector Therefore, S/N is a trade-off between seeing disk size, illuminated pixels, on-chip binning, RN, exposure times, and cosmic ray rates

Dichroic Tree HROS array performance model Barr provided efficiency predictions for an initial array design Net efficiency after 5 reflections/transmissions ranges from 70-77% after degrading predictions to match spec (>95% transmission/reflection) Sharp transition edges (3-5nm) reduce data loss at bin edges High frequency ripples don t line up

QSO Spectrum

Component Level Efficiency Calculation Component Level Efficiency Breakdown Item Description Refl/Trans per surface Qty Net Efficiency Derotator 3 mirror 0.98 3 0.941 ADC 4 surfaces 0.97 4 0.885 Reimaging optics 4 mirror 0.98 4 0.922 Chamber window wide band AR 0.97 2 0.941 FIFU Durham best effort 0.65 1 0.650 Collimator 3 mirror 0.98 3 0.941 Vignetting Due to finite source size 0.95 1 0.950 Dichroic tree (HROS 100) 0.95 5 0.774 Grating Optimized for narrow band 0.65 1 0.650 Camera 3 surfaces, tuned AR/Refl 0.98 3 0.941 CCD. Optimized for narrow band 0.90 1 0.900 Net HROS Performance: 0.18

Estimated Performance on TMT Resolution Seeing (90% encircled) S/N Limiting mab in 6 hrs 100,000 1.0 100 17.5 100,000 0.5 100 18.9 100,000 0.2 100 20.4 100,000 0.5 50 19.4 50,000 0.5 100 19.7 50,000 0.5 50 20.5 20,000 0.5 50 21.2 20,000 0.5 20 22.3 We are RN-dominated in most cases On-chip binning for lower R, where # of pixels binned is set to allow for 30 min t exp with 1% loss from CRs

Original CU-HROS Design Summary The Colorado HROS concept achieves high resolution and broad pass band by using high efficiency dichroic filters to direct light into 32 narrow band spectrographs Each spectrograph can be optimized for a narrow wavelength range (13 to 46 nm per channel) Duplication of CCDs, camera optics, grating substrates and optomechanical design reduces cost and risk High resolution (100K) and manageable optic size (200-250mm beams) are achieved by reducing the slit width with a fiber fed IFU Design decouples spectral resolution/optics sizes from AO performance High-impact scientific results can be obtained in poor observing conditions and in seeing-limited regimes

CU-HROS Now Instrument concept, work needed to develop design Demonstration hardware Dichroic tree: throughput, ghosting, pupil control, stability (mount design, optical performance) FIFU development: fiber size, packaging; modal noise; FRD vs. reimaging optics; fixed vs. deployable configurations Gratings: high R concept depends on large format holographic gratings with high line densities Alternative options Lower R (~20,000) design with MOS capability Pupil slice and feed identical cross-dispersed echelle spectrographs (no dichroic tree)

Looking Ahead for TMT HROS Trade studies Stability: support extremely high precision observations or not Blue throughput goal (vs. fiber lengths) MOS design or single target (plus sky)? Spectral resolution requirements: trade between high R capability and RN for lower R modes General issues Some type of slicing will be required to bring down sizes of optics: image slicing, IFUs, pupil slicing Large number of pixels drive detector format requirements, on-chip binning necessity