Link Dependent Adaptive Radio Simulation

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Document Number: SET 15-1 TW-PA-1317 Link Dependent Adaptive Radio Simulation June 1 Tom Young SET Executing Agent 1 TENG/ENI (1) 77-171 Email: tommy.young.1@us.af.mil DISTRIBUTION STATEMENT A. Approved for public release: distribution unlimited. Test Resource Management Center (TRMC) Test & Evaluation/ Science & Technology (T&E/S&T) Spectrum Efficient Technology (SET)

REPORT DOCUMENTATION PAGE Form Approved OMB No. 7-188 Public reporting burden for this collection of information is estimated to average 1 hour per response, including the time for reviewing instructions, searching existing data sources, gathering and maintaining the data needed, and completing and reviewing this collection of information. Send comments regarding this burden estimate or any other aspect of this collection of information, including suggestions for reducing this burden to Department of Defense, Washington Headquarters Services, Directorate for Information Operations and Reports (7-188), 115 Jefferson Davis Highway, Suite 1, Arlington, VA - 3. Respondents should be aware that notwithstanding any other provision of law, no person shall be subject to any penalty for failing to comply with a collection of information if it does not display a currently valid OMB control number. PLEASE DO NOT RETURN YOUR FORM TO THE ABOVE ADDRESS. 1. REPORT DATE (DD-MM-YYYY) 5--15. TITLE AND SUBTITLE Link Dependent Adaptive Radio Simulation. REPORT TYPE Technical Paper 3. DATES COVERED (From - To) 3/13 -- 3/1 5a. CONTRACT NUMBER: W9KK-13-C- 5b. GRANT NUMBER: N/A. AUTHOR(S) Tara Pun, Deepak Giri, Farzad Moazzami, Richard Dean, Arlene Cole-Rhodes 5c. PROGRAM ELEMENT NUMBER 5d. PROJECT NUMBER 5e. TASK NUMBER 5f. WORK UNIT NUMBER 7. PERFORMING ORGANIZATION NAME(S) AND ADDRESS(ES) Morgan State University (INC) 17 E Cold Spring LN, Baltimore MD 151-9. SPONSORING / MONITORING AGENCY NAME(S) AND ADDRESS(ES) Test Resource Management Center Test and Evaluation/ Science and Technology 8 Mark Center Drive, Suite 7J, Alexandria, VA 35 1. DISTRIBUTION / AVAILABILITY STATEMENT Approved for public release A: distribution is unlimited. 13. SUPPLEMENTARY NOTES CA: Air Force Flight Test Center Edwards AFB CA CC: 11 8. PERFORMING ORGANIZATION REPORT NUMBER 1TW-PA-1317 1. SPONSOR/MONITOR S ACRONYM(S) N/A 11. SPONSOR/MONITOR S REPORT NUMBER(S) SET 15-1. ABSTRACT This paper shows the optimized Link Dependent Adaptive Radio (LDAR) using the variable QAM OFDM modulation size which adapts to channel conditions. The LDAR enhanced performance is illustrated by use of a flight path simulation with associated channel dynamics. These channel dynamics along the flight path and its effects on the radio link parameters are also discussed. 15. SUBJECT TERMS Link Dependent Adaptive Radio (LDAR), Spectrum, Aeronautical telemetry, algorithm, bandwidth, Integrated Networked Enhanced Telemetry (inet), Shaped Offset Quadrature Phase Shift Keying (SOQPSK), bit error rate (BER), Orthogonal Frequency Division Multiplexing (OFDM) 1. SECURITY CLASSIFICATION OF: Unclassified a. REPORT Unclassified b. ABSTRACT Unclassified 17. LIMITATION OF ABSTRACT 18. NUMBER OF PAGES c. THIS PAGE Unclassified None 11 19a. NAME OF RESPONSIBLE PERSON 1 TENG/EN (Tech Pubs) 19b. TELEPHONE NUMBER (include area code) 1-77-815 Standard Form 98 (Rev. 8-98) Prescribed by ANSI Std. Z39.18

LINK DEPENDENT ADAPTIVE RADIO SIMULATION Tara Pun, Deepak Giri Faculty Advisors: Dr. Farzad Moazzami, Dr. Richard Dean, Dr. Arlene Cole-Rhodes Department of Electrical and Computer Engineering Morgan State University ABSTRACT This paper shows the optimized Link Dependent Adaptive Radio (LDAR) using the variable QAM OFDM modulation size which adapts to channel conditions. The LDAR enhanced performance is illustrated by use of a flight path simulation with associated channel dynamics. These channel dynamics along the flight path and its effects on the radio link parameters are also discussed. 1. INTRODUCTION Radio channel is an integral part of any wireless communication system. Radio channels are unpredictable, and dynamic. Channel conditions affect performance in several ways including noise, multipath, Doppler and other effects. In highly dynamic environments such as aeronautical communication where the speed of aircraft exceeds mach1, channel dynamics, specially fading of the channel becomes even a bigger issue. Furthermore data demand is growing everyday which causes spectrum scarcity for all users in the telemetry community. Dedicated links between the ground station and the test article has proven to be an inefficient bandwidth utilization method. The integrated network enhanced telemetry (inet) project - supported by Test Resource Management Center (TRMC) - has aimed at abandoning the point to point link dedication and moving toward networked telemetry. Georgia Tech Research Institute (GTRI) and Morgan State University have undertaken a project within inet aimed at a bandwidth efficient and adaptive system for aeronautical communication. This work is directed at mitigating the high variance of the aeronautical channels and highly dynamic channel impulse responses of such channels, Link dependent adaptive radio (LDAR) is an effort to maximize the throughput for telemetry links while ensuring an acceptable level of data quality and reliability. This effort includes the development and test of a prototype system that adapts its modulation scheme and error correction coding rate based on channel conditions in a telemetry environment in real time. LDAR selects a modulation scheme that maximizes throughput while ensuring a minimum level of link quality given the current channel conditions. If the quality of channel (SNR or delay spread) is improved, a control signal informs both communication parties to switch to a higher data rate. This increase in data rate is drawn from a table with information on multiple modulation schemes and multiple coding rates. Later on if the error exceeds the predefined acceptable threshold, the same mechanism ensures that next transmission happens in a lower data rate, either by reducing the modulation 1

size or by the coding rate [1]. In inet standard, two types of modulation are considered; SOQPSK and OFDM-QAM []. This paper focuses on OFDM-QAM signaling. The technical approach to this effort is focused on the OFDM modulation scheme which incorporates BPSK, QPSK, 1-QAM, and 5-QAM modulations shown in figure 1, and Convolution coding rates such as, no coding, ¾ coding and ½ coding. This provides 1 options as shown in table 1. Figure 1: Link dependent adaptation Table 1: Variable rate Transmission choices # Modulation Code Rate Data Bits/Symbol 1 BPSK No coding 1 BPSK 1/.5 3 BPSK 3/.75 QPSK No coding 5 QPSK 1/ 1 QPSK 3/ 1.5 7 1 QAM No coding 8 1 QAM 1/ 9 1 QAM 3/ 3 1 5 QAM No coding 8 11 5 QAM 1/ 1 5 QAM 3/ OFDM is a combination of modulation and multiplexing. It is a powerful modulation technique that increases bandwidth efficiency and reduces the multipath effect. The occurrence of multipath fades the selected tones carrying data which can be recovered using error correcting codes. OFDM also incorporates a cyclic prefix to remove inter-symbol interference and to maintain orthogonality in the presence of multipath [1].. SYSTEM MODEL The primary purpose of every communication system is to deliver the maximum throughput. Data has to be transmitted from transmitter to receiver. Figure : System model

The data is passed on to encoder where additional code bits are inserted. It decreases the probability of data loss. There are various types of coding available, but for this particular project, the coding has not been included. The encoded data is then passed down for modulation. This project adopts OFDM with BPSK, QPSK, 1-QAM, and 5-QAM modulation schemes. IFFT is applied and pilot bits are inserted. This will help in equalization, synchronization, control, or reference purpose. The data signal is now transmitted through the channel. Channel effects such as noise, distortion, fading and Doppler result in the low SINR in the signal. At the receiver end, previously added cyclic prefix is removed. Then the signal is transformed into the frequency domain using FFT. In demodulation, the transmitted data is extracted out from the carrier frequency. Channel Estimation is used to predict the original signal sent by the transmitter using pilot bits. Equalization is performed to reverse the distortion occurred while passing through the channel. Then signal is passed into the decoder where the previously added code data are removed. Finally the transmitted data is obtained at the receiver. In an earlier work [1], variable coding rate OFDM for aeronautical channel were developed and simulated. In this paper a flight scenario has been developed as a test bed for Link Dependent Adaptive Radio simulation. The aeronautical radio telemetry channel is a complex wireless connection between an aircraft and a base station. Such channels are complicated by the multipath distortion and the Doppler related to high speed aircraft [1]. If the channel variations are slow enough, then over a short time interval, the channel can be modeled as linear, time-invariant system whose complex baseband impulse response is of the form: Where is the complex gain of the k-th propagation path, is the propagation delay of the kth propagation path, and is the RF carrier frequency [3]. The typical airborne connection can be represented as a ray model with just the direct path and a reflected path. Such a channel has been captured by Dr. Rice [1]. 3. FLIGHT SCENARIOS Inspired from LDAR, a flight path demo has been developed which simulates the flight path for test article (TA) and selects the modulation scheme based on the channel condition. The flight path demo has three different phases: Taxi, Take off, and Cruise as shown in figure 3 below. Rice channels are used in this simulation[]. Figure 3: Simulated flight scenario 3

amplitude amplitude The first stage is taxi. This is the phase that TA moves away from the ground station with ground speed of miles per hour for three miles. In the takeoff phase, the aircraft elevates with an angle of 5 degrees with miles per hour speed for 5 minutes. In the cruise phase, the aircraft cruises at the height of feet with speed of 3 miles per hour for 5 miles. The next phase is to come back through same path to the ground station with same parameters. Taxi In this phase, the aircraft travels 3 miles for takeoff. A cleaned up version of taxi runway channel from Dr. Rice s measurements is chosen for this MATLAB simulation [3]. Figures and 5 show the impulse response and frequency response of this channel respectively. Impulse response of channel for taxi runway 1.5 8 1 1 1 1 n samples Figure : Impulse response of taxi channel Figure 5: Frequency response of taxi channel There are three significant taps in this channel. The first and second impulses denote the direct path and ground bounce respectively. The third path with a high delay spread represents the clutter associated with small scale fading. The frequency response of the channel shows two deep nulls, one of which is as low as -db. Take off Figures and 7 show the impulse response and frequency response of this channel respectively. Impulse response of channel for aeronautical take off 1.5 8 1 1 1 1 n samples Figure : Impulse response of take off channel

amplitude Figure 7: Frequency response of take off channel In this phase, the TA elevates for approximately 13 miles. This channel is an approximation drawn from a real channel sounding [3]. The first two impulses shown at figure are direct line of sight and reflected path respectively. There are no clutters in this channel. The frequency response at figure 7 shows a deep null below -db. Cruise In this phase, the aircraft flies away for approximately 5 miles. Figures 8 and 9 show the impulse response and frequency response of this channel respectively. Impulse response of channel for aeronautical cruise 1.5 8 1 1 1 1 n samples Figure 8: Impulse response of cruise channel Figure 9: Frequency response of cruise channel The impulses response of this channel at figure 8 shows the direct line of sight reflected path respectively. The frequency response of this channel at figure 9 shows a deep null below -15dB.. SNR PROFILE The SNR profile of the flight path is the parameter used in the development of flight demo. This SNR profile provides the signal to noise ratio value for the path being taken by the TA. These SNR values are generated by simulating the path loss using a log distance path loss model with path exponents that vary 5

SER SNR(dB) from to as a function of the flight stage. It is done to make the channel more realistic. For this purpose, this flight path demo also uses the channel simulator. 1 1 8 8 1 1 1 1 Time (Sec.) Figure 1: SNR profile of the flight path Figure 1 shows the SNR values for the complete flight path of the aircraft which takes U-turn at the time 8 seconds. The steep slope of the SNR for first second is used for the Taxi phase of the flight demo. Similarly, SNR values from to 5 second are used for the takeoff phase, and from to 8 seconds for cruise phase. After 8 seconds TA returns to the base using its original course and SNR profile. 5. QAM SIZE ADAPTATION The primary purpose of this project is to select of the QAM modulation size based on the channel conditions. In order to select the best modulation size with the current channel, there has to be a threshold parameter directly related to the channel condition which switches the modulation scheme. In this project, symbol error rate (SER) is used as the threshold parameter which helps to switch the modulation scheme based on the level of error performance. If the performance of the channel fluctuates above and below the threshold, the modulation scheme is adopted accordingly. 1 1-1 1-1 -3 1-1 -5 BPSK QPSK 1-QAM 5-QAM 1-1 3 5 7 8 SER values for variable QAM size for the flight path - No coding Figure 11: SER values for variable QAM size for flight path without FEC

Figure 11 shows SER curves for BPSK, QPSK, 1-QAM and 5-QAM. The modulation scheme is selected based on highest available data rate which satisfies the SER threshold. 1 - threshold line is shown on figure 11 as an example. The graph represents the selection of high data rate transmission at higher modulation scheme above the threshold value. When the channel has low SNR, it selects 5- QAM if SER is below. When 5-QAM has SER more than, it selects 1-QAM. If SER for 1- QAM is more than, it selects QPSK, and if SER for QPSK is more than, it selects BPSK respectively. Figure 1 shows several snapshots of the flight path simulation scenario taken at different time throughout the flight. Different QAM sizes are autonomously selected for the optimum throughput. The number of transmitted bits is monitored in the simulation and is plotted on the top right corner of the simulation screen. The throughput is increased compared to inet baseline by several folds. x 1 Flight Path x 1 Flight Path 15 15 Shannon 1 1 5 5 1 3 5 1 15 Distance 1 (Miles) 3 Time 5 (sec) 1 15 x 1 Flight Path x 1 Flight Path 15 15 Shannon 1 1 5 5 1 3 5 1 15 Distance 1 (Miles) 3 Time 5 (sec) 1 15 x 1 Flight Path x 1 Flight Path 15 15 Shannon 1 1 5 5 1 3 5 1 15 Distance 1 (Miles) 3 Time 5 (sec) 1 15 x 1 Flight Path x 1 Flight Path 15 15 Shannon 1 1 5 5 1 3 5 1 15 Distance 1 (Miles) 3 Time 5 (sec) 1 15 x 1 Flight Path x 1 Flight Path 15 15 Shannon 1 1 5 5 1 3 5 1 15 Distance 1 (Miles) 3 Time 5 (sec) 1 15 x 1 Flight Path x 1 Flight Path 15 15 Shannon 1 1 5 5 1 3 5 1 15 Distance 1 (Miles) 3 Time 5 (sec) 1 15 Figure 1: LDAR flight simulator snapshots 7

Error Ratio. FUTURE WORK In addition to the QAM size, the second parameter to be adapted based channel condition is the error correction coding rate within the LDAR project. Figure 13 shows the error performance of the M-QAM- OFDM modulation with no coding, rate1/ and rate ¾ coding over AWGN channel. Next step in this work would be the extension of the parameter selection decision table to include coding rate and QAM size together to further improve the throughput. This extension seems reasonable based the separation if the error curves on figure 13 with respect to the coding rates. 1 1-1 1-1 -3 1-1 -5 Error performance of AWGN channel with variable QAM size and code rate BPSK BPSK, R=1/ BPSK,R = 3/ QAM QAM R=1/ QAM R=3/ 1 QAM 1 QAM, R=1/ 1 QAM R=3/ QAM QAM R=1/ QAM R=3/ 5 QAM 5 QAM R=1/ 5 QAM R=3/ 1-5 1 15 5 Eb/No (db) Figure 13: SER curves for M-QAM_OFDM modulation with different coding rates over AWGN 7. CONCLUSION In conclusion, the Link Dependent Adaptive Radio can be a powerful method to optimize inet data throughput. Since, the channel condition determines the data rate. This adaptive mechanism over the modulation helps minimize the error performance. Also, flight path scenario simulation has shown that the adaptation over the data rate by switching the modulation scheme based on the channel condition provides greater throughput. The result will improve when the coding mechanism is added as part of future work. 8. ACKNOWLEDGEMENTS This work was funded by the Test Resource Management Center (TRMC) Test and Evaluation Science and Technology (T&E/S&T) Program through the U.S. Army Program Executive Office for Simulation, Training and Instrumentation (PEO STRI). 8

9. REFERENCES [1] M. Elrais, B. Mengiste, B. Gautam and E. Dambia, "Variable OFDM Performance on Aeronautical Channel," in International Telemetry Conference, Las Vegas, 13. [] Physical Layer Modulation, Communication Link Standard for inet, CTEIP, ver.7, 1 [3] M. Rice, A. Davis and C. Bettweiser, "Wideband Channel Model for Aeronautical Telemetry," [] T. Ha T., Theory and Design of Digital Communication Systems, New York: Cambridge University Press, 11. [5] W. Rummler, "A new selective fading model: Application to propagation data," Bell System Techincal Journal, vol. 58, no. 5, pp. 137-171, 1979 [] T. S. Rappaport, Wireless Communications Princples and Practice, Upper Sadde River: Pretince Hall 9