Cross border cooperation in a knowledge economy: The example of the International Lake Constance University

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Simone Strauf, Roland Scherer Cross border cooperation in a knowledge economy: The example of the International Lake Constance University

International Lake Constance Region

Institute for Systemic Management

Institute for Systemic Management

Institute for Systemic Management

Institute for Systemic Management

Institute for Systemic Management

A Border Region between 3 Metropolitan Areas 8

Facts and figures 10 states/cantons in 4 countries A-CH-D-FL Average population density 300-700 p/km² Drinking water reservoir for about 5 Mio. people About 3.9 Mio. inhabitants (+ 8.7% from 2000 2012) Strong polulation groth Growth of employees Strong manufacturing sector (26%) GDP 2011: 205 billion (higher than the national GDP of Finland) Tourism destination for more than 10 mio. overnight stays p.a. 9

High potential of innovative firms 1. A long tradition of innovative entrepreneurs and companies e.g. Zeppelin, Dornier, Maybach 2. A large number of world market leaders e.g. Hilti, Doppelmayer, Leica, ZF, Airbus, EADS 3. Leading rankings in innovations performance measurements 11

Cross-border labour market Source: www.statistik-bodensee.org 12

Large number of research institutions 13

Many cross-border institutions and actions Quelle: Scherer 2011 15

Long tradition of cross-border cooperation phase of formation: mainly due to the consequences of industrialization and with a strong focus on the utilization of the common good Lake Constance ; post-war phase: exchange over national borders and to improve interna-tional communication; phase of environment: about the 1960ies severe conflicts between economic growth and protection of the environment (especially of the potable water of the lake) phase of regionalization: 80ies and 90ies driven by the efforts of local and regional actors to counterbalance the strengthening of the national level, bringing along the foundation of the spatial planning conference and the formulation of common guide lines for the development of the cross-border region; phase of Europeanization: intensification of co-operative activities as well as the foundation of new cross-border institutions in parallel to European initiatives on cross-border integration INTERREG-phase: with broad initiatives from all different sectors of society, and economy focusing on the financial support of the European Union (INTERREG programs). Quelle: Scherer 2011 16

Different functions of borders in border regions 1. Border-barrier effect Disadvantages because no exchange takes place across borders and the region is peripherally by the national centers 2. Filter effect Border regions are characterized by different national political and economic systems. The border acts as a discriminatory mediator, which can lead to positive and negative effects 3. Open border effect The border acts as a contact zone between the different national political and economic systems. Through sharing and co - working a positive benefit for regional development can be result. Quelle: Ratti 1993 17

Regional Innovation Systems in cross-border regions RIS A RIS B 18

Cross-border regions as contactzones NIS A NIS B RIS A RIS B 19

A Cross-border region Innovation System people RIS A knowledge RIS B innovation 20

Cross-border cooperation Aims of cross-border cooperation Need of cross-border cooperation based on a common problem (functional aspects) Certain homogeneity of preferences and interests (mostly sectorally oriented) Governance solutions for cross-border cooperation Territorial oriented organisations Functional oriented organisations Source: Zumbusch, Scherer 2015 21

Territorial versus functional orientation of crossborder organisations Territorial orientation Functional orientation Structural pattern of interaction Vertical, hierarchical Horizontal, network-based Type of actors/members Mainly public actors Integration of private or societal actors Thematic scope Broad, many different tasks Narrow, focus on a specific task Geographic scale Congruent and stable boundaries (identical to administrative entities) Fuzzy and variable boundaries Source: Zumbusch, Scherer 2015 22

Strong versus weak Institutionalisation Strong Weak Membership closed, defined representatives open, flexible Legal form Organizational structure defined legal status (public law) Existence of several bodies, complex loose network arrangements (private law) Simple structure, modest complexity Decision-making majority voting consensus, unanimous votes Character of decisions Political involvement binding character, mandatory political as well as sectoral expertise non-binding, without obligation various experts, administration Time perspective Long term perspective Short or medium term perspective Source: Zumbusch, Scherer 2015 23

The major cross-border organisations Quelle: Scherer 2011 24

Prerequisites for successful cross-border cooperation 1. Sufficient stability 2. Incentives for new forms of collective action 3. Innovative approaches 4. Openness 5. Sufficient resources and capacities 6. Effectiveness 7. Sufficient autonomy and accountability And: 8. Positive personal relations between the main actors involved 9. Shared values or shared knowledge Source: Zumbusch, Scherer 2015 25

A hypothesis Without the intensive exchange at the individual level, the development potential of a cross-border knowledge region can not be used. A cooperation only at the institutional level is not enough. This exchange of knowledge must take place on three levels: 1. at the level of researchers and 2. at the level of the users of the scientific system, e.g. the regional business, institutions, etc. 26

International Lake Constance University 27

A network of 30 universities and colleges 30 Universities 4 countries 1 network 28

IBH Facts & Figures The network: Since 2000 30 universities and colleges are members and have in total: 100 000 students Over 300 study paths About 42 000 employees About 16 000 graduates each year Overall Budget (2009-2014) for funding activities (research, networking services, etc.): about 5 Mio. 2009-2014: 58 transnational projects have been stimulated 30

Organisation 30 Colleges & Universities 30Rectors: cooperation council managing board Department Knowledge and Technology Transfer Department Communication Department Interuniversitire action Department Mobility of student Department Finances Speaker Head office IBH Speaker Speaker Speaker Speaker Speaker Accounting Task Force Working group Knowledge and Technology Transfer Working group Communication Working group Gender & Diversity Working group Career Services Working group International Offices professionals from member universities 31

IBH funding opportunities Funding opportunities Seed projects Project funding Conferences with special focus on knowledge and technology transfer WTT-Workshop Knowledge and technology transfer Working groups Research priority projects Projects with regional focus Small WTTconference Large WTTconference Communication Career service and mentoring Gender & Diversity International office Finances 32

Facts and figures (2009-2014) 58 funding activities 190 Workshops, Meetings, Conferences 13 Dissertation 23 000 participants 41% actitivies with different types of universities 150 Publications 440 persons involved in cross-border projects 5 Mio. budget 360 presentations, posters, etc. 100% cross-border activities 33

Objectives for 2014-2017 IBH as a network to enhance: Transnational mobility (students, researchers ) Joint projects across various school types (e.g. services) Projects with a high relevance for the regional development Knowledge and technology transfer amongst academia and between academia and the regional economy (SME) Research priority projects - focusing more on our two key topics 34

Added value for member universities Regional Responsibility and Legitimation Improvement of offers and attractiveness Regional Anchoring Services IBH Initial and further education Research Synergies and Know-How- Transfer Access to consortia and funding 35 35

Added value for institutions of higher education Interdisciplinary and international research and teaching Improving quality in research and teaching Qualified graduates and employees Added value for students with innovative and international masters courses Exchange on cross-disciplinary topics Involvement in international networks Applied research Boosting the appeal of member institutions for students for (potential) employees Summer schools for foreign students Refectories and libraries at all IBH member universities open to all students Enabling structure 36

Added value for the region Location attractiveness with supra-regional implications Brain Gain for the region and the universities Living environment Economic area IBH Education area Research area Knowledge and innovation transfer by joined projects and applied R&D Positioning as an attractiver Science area 37 37

Added value for the Lake Constance region Projects and activities geared to the needs of the region (relevance) Socially relevant issues tackled in applied research and development projects Improving education (further training and higher education) Strengthening the Lake Constance region through knowledge and technology transfer and promoting innovation Transferring expertise and knowledge between universities and regional companies, institutes and institutions (e.g. knowledge transfer in the team) Knowledge Spillover 38

Added value for the Lake Constance region (2) Improving the region s image Raising profile of the region as a knowledge and education hub Brain gain instead of brain drain Universities as multipliers Fostering a sense of identity within the member institutions of the IBH within the Lake Constance region Cultural convergence 39

Knowledge and technology transfer 46

Objectives of Knowledge and technology transfer Stimulating collaboration between academia and the region IBH acts as intermediary between academia and the region Offer access to 30 member universities Promoting the potential of the member universities to industry To simplify access for industry to new knowledge and research Encouraging to share knowledge and expertise over all types of boundaries 47

www.team-wissenstransfer.com 51

Team Knowledge Transfer Companies Benefit: Direct enquiries from industry are send in parallel to 30 universities Enquiries can be send anonymously or through transfer helpers Quick answers from interested university partners 52

Team Knowledge Transfer Advantages for industry: Experienced and knowledgeable team Efficiency: about 2,3 answers from universities per enquiries Support for financing, contracting and IPR Partner search is for free and nonbinding 53

Partners 54

Summary The network of the IBH is more than the sum of each single University IBH lives through the engagement of each member university (cooperative structure) and through the motivation of each single employee o and researcher Cross-border cooperation as an added value for the member universities and the region responsibility and promotion of the development of the Lake Constance region as an attractive and competitive centre for education, knowledge and research. The network has the potential to enhance knowledge and innovation in the Lake Constance region. 55