Technology comparison matrix for duplex SMF PMDs. Yoshiaki Sone NTT IEEE802.3bs 400 Gb/s Ethernet Task Force, Ottawa, September 2014.

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Technology comparison matrix for duplex SMF PMDs Yoshiaki Sone NTT IEEE802.3bs 400 Gb/s Ethernet Task Force, Ottawa, September 2014.

Overview Motivation Propose a baseline criteria of the technology selection for 400GE SMF PMDs considering possible technology advances. Previous presentation (recap.) (sone_3bs_01_0714) Raised a question about a comparison using test equipment that would not be implemented in a commercial transceiver. Two main topics of this presentation Transmission experiment results Compare PAM4 and DMT on the same condition using DAC and ADC that can be implemented in a transceiver in a few years. Comparison matrix and investigation items Make a comparison matrix of PAM4 and DMT considering performance, cost, size (power consumption) Call for cooperation to complete our half-completed matrix. We need some data from participants associated with commercial production. 1

Comparison approach in transmission experiment Experimental configuration must be realistic; i.e. can be implemented as commercial transceiver. PAM4 and DMT evaluated under the same condition by changing the following characteristics. (1) Analog bandwidth of Tx optics (2) Bitrate/λ (assumption for the number of lanes) (3) The number of equalizer taps (only for PAM4) Low end High end/ lab equipment LSI(Tx) DAC DAC BW = 15 GHz Wide Bandwidth DAC Analog based Signal Generations Variations of experimental configuration Optics(Tx) Laser + Mod. Common DML for 100GE Wide Bandwidth DML Common EML for 100GE Wide Bandwidth EML Wide Bandwidth MZ Num. lanes 4 lane 8 lane Configuration in this experiment PD Optics(Rx) LSI(Rx) Detector TIA ADC Equalizer Narrow band ADC Fixed Gain BW = 18 GHz No EQL APD Narrow band AGC Wide band Fixed gain Wide band AGC DSO BW = 32 GHz 5 taps Only PAM4 We assume the DAC and ADC that can be implemented in transceivers in a few years. 2

PAM/DMT Modulation DAC (40nm sample LSI) ADC (40nm Sample LSI) PAM/DMT Demodulation + Equalizer Experimental configuration of PAM4 and DMT transmission MATLAB 15 GHz 64GSa/s 8bit resolution Driver. Bias-T 25G-class DML 1307.9 nm 40G-class EML 1312.7 nm VOA SMF 10km /BtoB PIN-PD+TIA 30 GHz 18 GHz 64GSa/s 8bit resolution MATLAB Evaluation (1) EML/DML dependence Evaluation (2) Bitrate/λ dependence Evaluation (3) FFE tap num. dependence Transmission setup is common other than signal generation. To evaluate the dependence on bandwidth, Tx device (EML/DML) is changed. Commercially available evaluation board LSI (40nm) is used. Evaluation (1) (slide 4) Evaluation (2) (slide 5) Evaluation (3) (slide 6) Evalution Modulation format FFE TAP Tx optics BER dependence on the analog bandwidth of Tx optics BER dependence on Bitrate/λ BER dependence on number of equalization taps 116G-DMT (for 4λ) 56G-PAM4 (for 8λ) 116G-DMT (for 4λ) 112G-PAM4 (for 4λ) 58G-DMT (for 8λ) 56G-PAM4 (for 8λ) 15tap 15tap DML and EML DML 56G-PAM4 (for 8λ) 3tap 25tap DML and EML 3

Log (BER) Evaluation result (1): Analog bandwidth dependence on BER BER is measured for 116G-DMT and 56G-PAM4 using EML and DML with different bandwidths Tx analog bandwidth (EML/DML) has a small impact with the DAC and ADC we used DAC and ADC bandwidth is the bottleneck of analog bandwidth. They also limit the overall performance. - 1-2 - 3-4 - 5 BER measurement result 56G-PAM4 DML(10km) DML(BtoB) EML(BtoB) EML(10km) DML(BtoB) DML(10km) 116G -DMT EML(BtoB) EML(10km) - 6-10 -8-6 -4-2 0 Received power, dbm Loss budget (7%OH-FEC) --> 10km SMF PMD needs 6.3dB Tx output power (dbm) EML (40G-Class) 116G-DMT DML (25G-Class) EML (40G-Class) 56G-PAM4 DML (25G-Class) 0.45 10.2 1.1 10.2 Mux loss(db) 2.5 *1 3.5 *1 Demux loss(db) 2.5 * 1 3.6 *1 Min. receiver sensitivity (dbm) -1-3.5-8 -8 Loss budget(db) No budget 8.7 2.0 Not enough for 10km 11.1 *1 From cole_02_0814_smf 4

Log(BER) Evaluation result (2): BER dependence on bitrate/ BER of 116G-DMT, 112G-PAM4, 58G-DMT, and 56G-PAM4 are evaluated Loss budget : 58G-DMT 56G-PAM4 > 116G-DMT (112G-PAM4 is not feasible for 10km transmission) - 1-2 - 3-4 - 5-6 - 7 BER measurement result 56G-PAM4 DML(BtoB) 58G-DMT DML(BtoB) 116- DMT DML(BtoB) FEC limit (OH 7%) FEC lmit (OH 3%) - 8-10 -8-6 -4-2 0 Received power, dbm Loss budget (7% OH-FEC) -->10km SMF PMD needs 6.3dB For 4λ For 8λ 116G-DMT 112G-PAM4 58G-DMT 56G-PAM4 Tx output (dbm) 10.2 Mux loss (db) 2.5 3.5 Demux loss (db) 2.5 3.6 Min. receiver sensitivity ( dbm) -2.5 NG -8.5-8 Loss budget(db) 7.7 NG 11.6 11.1 We were not able to transmit 116G-PAM4 signal even with 35tap FFE plus 35tap DFE. 5

Evaluation result (3): BER dependence on FFE tap num. Log(BER) Log(BER) BER dependence on equalization tap num. evaluated for 56G PAM4. 56G-PAM4 requires at least 5tap FFE. 15tap FFE is better (1 db to 1.5 db) than 5tap FFE. - 1 56G-PAM4 EML (BtoB) FFE - 1 56G-PAM4 DML (BtoB) FFE - 2 3tap - 2 3tap - 3 5tap 15tap FEC limit (OH 3%) - 3 5tap 15tap FEC limit (OH 3%) - 4 25tap - 4 25tap - 5-5 - 6-8 -7-6 -5-4 Received power, dbm - 6-8 -7-6 -5-4 Received power, dbm 6

Comparison premise in accordance with evaluation results Comparison of PAM4 and DMT must consider current DAC/ADC specification *1, since DAC/ADC is the performance limiter at this point. We should exclude the option of 4λ PAM4 that is not feasible with current DAC/ADC performance. *1 The best specification of DAC/ADC we assume (among commercially available Si circuit) DAC : 15GHz, 64GSa/s, 8bit resolution ADC : 18GHz, 64GSa/s, 8bit resolution [The condition that achieves 10km transmission with current DAC/ADC] Modulation format Equalizer FEC OH 4λ DMT (116G) - at least 7% 8λ DMT (58G) - at least 3% 8λ PAM4 (56G) at least 5_tap * 2 at least 3% 4λ PAM4 (112G) NG even with FFE 35tap + DFE 35tap * 2 15tap improves more 1dB 7

Technology comparison matrix for DMT and PAM4 Power consumption (size) winner Not clear. Need more investigations Technology comparison matrix Performance Loss budget Transmission penalty Power consumption (size) 4λ DMT (116G) 8λ PAM4 (56G) 8λ DMT (58G) FFT+ 7%OH-FEC 24W(2014) 12W(2016)* Performance (Loss budget) winner 8λ PAM4/ 8λ DMT (penalty is under investigation) Need information FFE15tap + 3%OH-FEC Need information FFT+ 3%OH-FEC Need information Cost Number of lanes 4 lanes 8 lanes good acceptable Cost winner 4λ DMT : 25G-class DML is enough for both. The number of lanes will the main cost determiner. *from tanaka_400_01a_0913 8

Potential of market expansion Commonization of technologies including an extended reach interface (future generation) may expand the market potential of 1 st generation PMDs. This may improve the overall cost advantage of 400GE. large volume small volume 2 km 10 km 40 km Ex. Scenario #1 Technology A family Ex. Scenario #2 Technology B Technology C family Ex. Scenario #3 Technology D family Technology E The magnitude of cost advantage by technology commonization between 1st generation PMDs and future extended reach PMDs. Scenario #1 > Scenario #2 > Scenario #3 9

Investigation items to complete technology comparison matrix There are some items to investigate in order to complete the technology comparison matrix. Cooperation would be appreciated from the parties /members associated with commercial production. for (1) and (3) Investigation items Performance Power consumption (size) Cost Potential of market expansion (1) Transmission penalty: Under investigation by technology proponents (2) Potential performance improvement FEC-OH and its power consumption could be reduced by using APD to increase loss budget (3) Estimation of LSI power consumption. Circuit size and power consumption for equalization in PAM4 and FFT in DMT (4) Extended reach technology Clarify the candidate technologies for cover future need of extended reach in order to confirm whether technology can be shared 10

Summary Experimental results DAC and ADC will limit performance considering production of transceivers for PAM4 and DMT. 4λ PAM4 is not feasible with current specification of DAC and DAC. Technology comparison matrix Practical DAC and ADC specification is the most important condition for performance comparison. Showed a half-completed technology comparison matrix. Future plans Complete technology comparison matrix by filling in the missing parts by clarifying the following items. Performance improvement achieved by using APD Candidate technology for extended reach interface Transmission penalty and power consumption We need the cooperation by members associated with commercial production. 11