Evaluation of ATC Working practice from a Safety and Human Factor perspective

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direction des services de la Navigation aérienne direction de la Technique et de l Innovation Evaluation of ATC Working practice from a Safety and Human Factor perspective Karim Mehadhebi Philippe Averty Jean-Louis Pirat 8 th ATM Seminar Napa Valley, June 29 th -July 2 nd 2009

Plan -2 - - Quick Introduction - The IJAMAN (lissage de trajectoires avec extraction et identification de MANœuvres) toolkit - The BISCOT (human Based risk and decision taking Complexity integrated toolkit) toolkit - Application of IJAMAN and BISCOT to ATC evaluation - Case Study : the ERASMUS project

-3 - Quick Introduction

Human factors in a safety perspective -4 - Observed Incidents Accidents Hidden causes: Physical equipment Procedures Human

Means for mitigating hidden causes -5 - Physical Equipment Rules& Procedures Human Industrial Requirements Airspace Planning Separation minima Letters of agreement Sectorization Human factors

Evolution from past to current -6 - Leap in performance Rules & Procedures Human Physical Equipment

Major changes in SESAR ConOps -7 - Rules& Procedures + Human Aircraft Trajectory Physical Equipment Will allow for a safe implementation provided Industrial Requirements are defined accordingly

Safety implications in SESAR -8 - No more acccidents than in the past Human Procedures Physical Equipment

-9 - How can we validate the human&procedures components of the safety argument?

- 10 - The IJAMAN and BISCOT toolkits

The IJAMAN toolkit - 11 - Identification of horizontal maneuvers Interpretation of maneuvers Radar data Flight Plans ATC instructions Trajectories of reference + ATC instructions errors Identification of speed maneuvers Comparison maneuvers ATC instructions

The BISCOT toolkit Traffic display ATC clearances Conflicts solved by ATC - 12 - Failures in ATC decision taking process (conflict resolution?) Failure in the no decision case (proximate events) «ATC oriented» traffic display fields associated to encounters

- 13 - Application of IJAMAN and BISCOT to ATC evaluation

Applications to safety - 14 - Hazards: 1) Initiators 2) Consequences Proximate events : context and possible consequences? ATC instruction errors : context and possible consequences? Abnormally long TRANSFER/ASSUME: consequences? Failure in conflict resolution : context and possible consequences? Etc No hidden independence assumption: by getting the movie representation of the traffic, possible to distinguish the independent components: 1) Geometry of the encounter (time uncertainties) 2) ATC workload/detection/intervention

Qualitative estimation of ATC working practice - 15 - Fields associated to conficts: Min distance if no resolution: ATC perceived Gravity ATC intervention time in case of failed intervention : Risk of Collision Time of Horizontal Closest Point of Approach without vertical separation Time of maneuver: ATC Anticipation/Urgency/Stress CWP for maneuver and at the time of the CPA (if any): collaborative working practice Underlying Cognitive model representation:

Cognitive resources in dynamic - 16-3 2 1 Conflict identified here And solved here Time

- 17 - Case study : the ERASMUS project

ATC instructions in horizontal - 18 -

ATC anticipation in horizontal - 19 -

- 20 -

- 21 -