RFID UHF pour l'identification et la traçabilité des objets. Jean-Marc Laheurte Professeur à l Université Paris-Est

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RFID UHF pour l'identification et la traçabilité des objets Jean-Marc Laheurte Professeur à l Université Paris-Est Séminaire TELECOM ParisTech du 10 janvier 2013 1

Agenda Generalities and Principles HF versus UHF UHF Spectrum regulations Back Scattering Modulation and Maximum Read Range UHF antennas (860-960 MHz) Propagation, absorption, detuning issues EPC Gen2 protocol Integrated circuit Memory Coding and Modulation Anticollision algorithms 2

RFID Principles Reader Antenna Packaging Tag Chip Inlay ID:123456 Tag 7 RFID Antenna = Radio Frequency IDentification HOST Reader antenna chip antenna chip HF Tag UHF Tag 3

RFID Principles Data is stored in a chip connected to an antenna Uses radio frequency transmission in either, inductive near field or radiating far field. Ability to automatically identify multiple objects without line of sight. Tags can be passive, semi-passive or active, with or without security. 4

RFID Principles Different Frequencies are used : LF, HF, UHF.. Could replace the bar code!!! Simultaneous reading of a large number of tags Tag does not need to be within line of sight of the reader Tag may be embedded in the tracked object Used for many applications in a growing number of markets world-wide. 5

RFID Applications Animal Identification Industrial Identification Textile Logistic Baggage Logistic Pharmaceutical Identification Real-time inventory and stock control Supply chain management (fashion, retail, pharmaceuticals) Libraries Rental Animal ID Library 6

Les métiers de la RFID Supervision Chip manufacturer /designer Inlay manufacturer Label manufacturer LF/HF/UHF readers Infrastructure, RFID stations Communication Installation Maintenance 7

Market Potential Estimated value share of RFID market in 2010, by region Global forecast of RFID hardware, middleware and IT market 8

HF versus UHF 9

Inductive Coupling - Propagation coupling Near field (HF) Far field (UHF) Inductive coupling Frequencies : LF (125 khz) and HF (13,56 MHz) Impedance variation Loop antennas Propagation Coupling Frequencies : UHF (900 MHz) and MW (2,45 GHz) Backscattered modulation Dipole antennas 10

UHF vs HF (1) Dipole antenna Loop antenna 11

UHF vs HF (2) Low Frequency (LF): ~125 khz Inductive coupling RW distances: 1m High Frequency (HF): 13,56 MHz Inductive coupling RW distances: Max: 1m Ultra High Frequency (UHF): ~900 MHz E-field coupling RW distances: up to 10 m Micro Wave (MW): ~2,45 GHz E-field coupling RW distances: >10m Data rate 10 kbits/s Metal: low perturbations Water: no perturbations Data rate >=100 kbits/s Metal: high perturbations Water: no perturbations Data rate >= 256 kbits/s Metal: high perturbations Water: med. perturbations Data rate >= 256 kbits/s Metal: high perturbations Water: high perturbations Inductive Coupling Inductive Coupling Propagation Coupling Propagation Coupling 12

Security People Short Range Long Range Objects Smart cards, key fobs,. Access Control Security Payment Passport/Visas Transport ticketing Security Identification Authentication Data Security Identification Limited Security Labels, Tags Laundry Library Supply Chain Logistics Luggage Apparel Traceability 13

UHF Spectrum regulations 14

UHF regulation overview W erp 2,4 EU US Japan 2 0,5 0,1 865 868 869,5 902 928 954 952 955 MHz 302 208 300 220 FCC Part 15 ARIB STD T89/90 302 208 FCC Part 15 ARIB STD-T89/T90 Channel bandwidth 200 khz 500 khz 200 khz Channel nb 15 52 9 for (high power) 14 for (low power) Synchronization LBT Frequency Hopping LBT Radiated power 2 Werp 2,4 Werp 2,4 Werp (high power) 12 mwerp (low power) Listen Before Talk technique: Interrogators are only permitted where they employ frequency agile techniques Only 10 sub bands likely to be many more readers than that in same radio space Real risk of system degradation and data loss if these sub-bands are not used responsibly.

ETSI EN 300 208 limitations 1. Very low listen threshold (-96 dbm) in free space, a reader transmitting at 2W will be detected by another reader at a range of 78 km! sharing channel is thus almost impossible in a same area 2. The Transmit spectrum mask defines spurious emissions at -36 dbm this spurious level is not compatible with the listen level of -96 dbm readers in 2 adjacent channels must be spaced by 30 m 3. The channel spacing is reduced to 200 khz limiting the uplink data rate Conclusions performances with the current 302 208 regulation are very limited a task group (TG34) is updating the regulations Limitation of 4 to 5 readers transmitting at the same time Time multiplexing by global listen or by radio communication between readers

Back Scattering Modulation and Maximum Read Range 17

Reader/tag data exchange (UHF) The reader sends commands & energy to the tag via pulse amplitude modulation. The tag sends responses to the reader via backscatter modulation. The chip in the tag is powered Reader Tag 18 18

Backscattering concept (UHF) The tag changes its impedance by switching on and off a resistor (or a capacitor). This impedance variation will change the tag reflections seen by the reader antenna,,i.e., the tag RCS=Radar Cross Section Maximum reflection Partial absorption Backscattered Modulation 19

Reader with linear polarized antenna 20

Reader with circular polarized antenna 21

FRIIS Formula applied to RFID G Label Reader Label P e, G e R P chip, G 1abel Peirp= Pe* Ge(dBi) 22

23

Active vs passive Passive tag RF Chip powering + backscattering Semi-passive= Battery assisted Battery for chip powering only, RF transmission from tag to reader is backscattering Active tag Battery for chip powering & RF Transmission Emits its own signal. Up to 10 m! Up to 50 m! Up to 200 m! Price with reading distance 24 24

UHF antennas (860-960 MHz) 25

Chip equivalent circuit 26

Example of UHF RFID chip: Monza 4 Impinj 27

Impedance matching Z Γ= Z a a + Z Z * c c 28

Connexion directe de la puce à l antenne Adaptation de l impédance IC à l impédance antenne via un transformateur d impédance associant inductance série et inductance parallèle 29

Principe de l adaptation Lsérie Z*ic Lsérie Lshunt ZA Zic ZA Lshunt ZA ramené Zic On veut: ZA ramené = Z*ic Z A = résonance série du dipole (quelques dizaines d ohms et réactance faible) A priori à l INTERIEUR du cercle Re(Zic)=constante car valeur faible validité du transformateur d impédance proposé. 30

Near-field and far-field elements 31

Examples de tags UHF à connexion directe 32

Read range (in meters) Loop resonance Dipole resonance 33

Propagation, absorption, detuning issues 34

Multipath effects (1) In Phase Constructive Interference Opposite Phase Destructive Interference 35

Multipath effects (2) 36

Static reading Dynamic reading Tags detected 100 % Roll Permanent inventory 90 % Antitheft Mobile inventory 37 0 % 37

Environmental constraint UHF Working power (db) Standard UHF Tag tuned at 900 MHZ Place in the air. Range : 8m HF The tag is NOT read!! Standard UHF Tag tuned at 900 MHZ placed in water. Range : 0 m 750 M 900 M Frequency [Hz] Attenuation -40 db Detuning : [900 750]MHZ Detection of the tag 38 38

UHF RFID Inlay: Material Detuning Effect 0 Air PTFE PC PET PU/PUR CARP -2-4 Threshold power on Tag (dbm) -6-8 -10-12 -14-16 800 820 840 860 880 900 920 940 960 980 1000 Frequency (MHz) 39

Label position 40

EPC Gen2 protocol 41

UHF RFID Standard: EPC Gen2 EPC Global Not-for-profit organization entrusted by industry to establish and support the Electronic Product Code (epc). Develop a global standard for immediate, automatic, and accurate identification of any single item in the supply chain of any company, in any industry, anywhere in the world. The tag is only a token to access distributed and replicated data bases. EPC Global Generation 2 (new global protocol available since december 2004) ISO 18 000 Part 6 (International Standard Organization) Information technology - Radio frequency identification (RFID) for item management Type C (same as EPC Global Gen2, RTF protocol) 42

EPC Gen2 protocol Integrated circuit - Memory 43

Gen2 Block Diagram + data encoder + clock extractor 44

Memory types and Gen2 operations Read Only (RO) Data (ID) are burned into the tag at factory can never be changed Write Once Read Many (WORM) Data generally written into tag at point of application when encoded, cannot be reprogrammed Read Write (RW) Data may be written, erased and rewritten into memory in field 45

Memory zones Not everything below is implemented usually: UID = Unique ID Unique ID, usually read only similar to the MAC address of a network card. EPC memory = Electronic Product Code Writable 96 bits EPC code similar to barcode EAS = Electronic Article Surveillance Security bit implemented on some chips AFI = Application Family Identifier Byte used to categorize the tag by application Write access Byte used to store the ACL (Access Control List) of the user memory Passwords to kill the tag or read/write Different 32 bits passwords used by the tag. If unused, bits are zero User memory Structure and size depends on the chip - up to a few kb 46

Delivery types NXP Ucode 47

Flip Chip Assembly 48

EPC Gen2 protocol Coding and Modulation 49

Reader-to-Tag communications Modulation ASK: can be detected with a simple envelope detector Double-sideband amplitude shift keying (DSB-ASK) Simple, but not spectrally efficient Single-sideband amplitude shift keying (SSB-ASK), More complex (requires a IQ modulator) More spectrally efficient Phase-reversed amplitude shift keying (PR-ASK) Reduces the width of the spectrum Data Coding Pulse interval encoding (PIE) Ensures a constant RF energy from the reader to power the tag chip. 50

Reader-to-Tag: PIE encoding 51

Tag-to-Reader: FM0 or Miller 52

Subcarrier spectral allocation 53

Read rate - Bit rate Read rate T R Bit rate R T Bit rate 600 tags/sec EU from 16 kbits/sec (dense reader) to 160 kbits/sec (Maximum throughtput) from 40 kbits/sec (Nominal) to 80 kbits/sec (Maximum throughtput) US Read rate: 1600 tags/sec from 64 kbits/sec (dense reader) to 640 kbits/sec (Maximum throughtput from 40 kbits/sec (Nominal) to 128 kbits/sec (Maximum throughtput) Environment Noisy Europe Many readers Quiet North America Few readers Communication speed Need to talk slowly and carefully Can talk fast Gen2 sometimes needs fast tag reads (Pallets moving through a dock door) Gen2 sometimes needs slow tag reads (Noisy environments) Solution: Variable read rates 54

EPC Gen2 protocol Anticollision algorithms 55

Protocol: Reader Talk First vs Tag Talk First RTF TTF 1. Tag power up 2. Wait for the reader cmd 3. Receive the reader cmd 4. Response to the reader 1. Tag power up 2. Send ID and data 56

Collisions and Anticollision Algorithm Origine of the collision: A collision occurs when two or more transponders send theirs datas at the same time. Anticollision algorithm in EPC Gen2 protocol: Slotted Aloha-based probabilistic algorithm errors 57

Simplified Aloha algorithm 58

Slotted Aloha-based probabilistic algorithm RN16 (16 bits random number) Q-bit random value (length L = 2 Q 1) 59

Collisions and Q adjustment Slot number of each tag is independently chosen collisions happen If 2 Q 1 = number of tags in the read area minimize collision rate maximum system efficiency 60

Typical read rate 61