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Project: IEEE P802.5 Working Group for Wireless Personal Area Networks N (WPANs( WPANs) Title: [Elements of an IR-UWB PHY for Body Area Networks] Date Submitted: [0 March, 2009] Source: Olivier Rousseaux, Dries Neirynck (WiPulse c/o IMEC-NL) Address: High Tech Campus 3, 5656AE Eindhoven, Netherlands Voice: +3 40 277 40 5, E-Mail: olivier.rousseaux@imec-nl.nl Abstract: [Elements of an IR-UWB PHY suited for BAN are outlined and the resulting expected performance of a system adopting such elements are highlighted] Purpose: [Trigger discussions amongst groups and companies willing to propose an UWB PHY; and initiate consolidation of different UWB PHY proposals in view of hearing of formal answers to the call for proposals] Notice: This document has been prepared to assist the IEEE P802.5. It is offered as a basis for discussion and is not binding on the contributing individual(s) or organization(s). The material in this document is subject to change in form and content after further study. The contributor(s) reserve(s) the right to add, amend or withdraw material contained herein. Release: The contributor acknowledges and accepts that this contribution becomes the property of IEEE and may be made publicly available by P802.5. Slide

Presentation outline Introduction Advantages and Drawbacks of IR-UWB in BAN context Existing UWB-IR systems Elements of an IR-UWB PHY for BAN Burst concatenation & Data encoding Coping with ISI Proposed system overview Performance analysis Receiver types Link budgets Power consumption Conclusions Slide 2

Intro: Advantages of IR-UWB in WBAN Flexible data rates Constant PRF, changing # pulses per bit data rate vs. range tradeoff Multi User Capabilities Scarce nature of air interface -> few collisions Spreading gain of many pulses per bit Uncoordinated operation possible with smooth performance impact High node density Reduced Interference Low Radiated Power (-4.3 dbm/mhz) To medical instruments To existing CE devices and services Limited RF energy transfer to human body Interference robustness Plenty of spectrum to chose from (3-0 GHz) Few services currently operating at such frequencies Slide 3

Intro: Advantages of IR-UWB in WBAN Ultra Low Power Consumption Rely on low duty cycle of IR-UWB signal (typically <0%) Switch off Radio between Pulses at both Tx and Rx Low Complexity Tx/Rx schemes Active Mode Active Mode Low-Power idle mode 2 ns 20-50 ns Slide 4

Intro: Challenges for IR-UWB in WBAN High attenuation @ considered frequencies Shadowing effect of the body Limited range especially at higher data rates No communication through the body Implants are not an option Body shadowing at higher data rates? Challenge is also an opportunity: higher spatial reuse possible Allows higher node density Accurate timing references usually required Information in very short pulses, timing needs to be known accurately Need to maintain timing information over silent portions between pulses Slide 5

Existing IR-UWB systems: Isolated Pulses & IEEE 802.5.4a UWB IP Symbol UWB 4a Burst Slot Chip Slide 6

Pros and Cons of Isolated Pulses UWB Information encoding: PPM, BPSK, OOK & combinations thereof Advantages One pulse processed at a time Drawbacks Power consumption increase by start-up and shut-down overheads Active Mode Active Mode Low-Power idle mode Start-up Shut Down 2 ns 20-50 ns Slide 7

Pros and Cons of Isolated Pulses UWB Drawbacks Channel Delay Spread Impact on multi-user interference: Pulses from several users well separated in time @ Tx overlap @ Rx Tx Tx 2 Slide 8 Interference @ Rx

IEEE 802.5.4a Key aspects Mean PRF fixed (3.9 MHz, 5.6 MHz or 62.4 MHz) Isolated Pulses in Timing Acquisition Preamble Spectrum Divided in Channels of 500 MHz Broader channels overlap Data encoded in both Phase and Position (PPM + BPSK) Various data rates supported (0. 27 Mbps) Change Symbol Duration and # Pulses per bit to change data rate Isolated Pulses at highest supported data rates Burst Slot Symbol Chip Slide 9

Pros & Cons of 5.4a @ Low data rates Low data rate properties Very long bursts of adjacent pulses (up to 52) Very long silent portions between bursts (up to 0 microseconds) Key advantages Power Consumption: Low startup overhead makes duty cycling efficient Multi User Interference: low probability of collision between bursts Large spreading gains allow to survive such collisions ALOHA is foreseen as an option in MAC Drawback: Required timing reference accuracy: Information encoded in absolute phase of the burst Avoiding phase ambiguity @ start of a burst Maintain accurate enough timing reference between bursts is a challenge Ex: 45 degrees @ 0 GHz = 0.025 ns accuracy. Maintain this over 0 microsec requires about ppm timing ref accuracy Slide 0

Pros & Cons of 5.4a @ High data rates High data rate properties Very short bursts of adjacent pulses isolated pulses eventually Short silent portions between bursts (down to 6 ns) Key drawbacks Power Consumption: startup overhead makes duty cycling inefficient Multi User Interference Advantage: Required timing reference accuracy is less Absolute phase information easier to exploit Slide

Elements of an IR-UWB PHY for BAN Key target Maintain efficient duty cycle at higher data rates Eliminate accurate timing reference requirements Maintain Multi-User Access capabilities Key concept Freely inspired by 5.4a Concatenate several bursts into relatively long strings Fixed symbol duration, fixed string duration: burst length & number of bursts per string adapted in function of data rate High Data rate Low Data rate Burst Burst String Slide 2

Elements of an IR-UWB PHY for BAN Data Encoding PPM is no longer an option OOK & Phase information remain possible OOK Each bit is spread into a burst with a BPSK spreading code Presence or absence of the burst to notify 0 or No absolute phase information required D-BPSK: Start string with a fixed reference burst (BPSK spreading code) First bit encoded as phase difference between first reference burst and second burst Phase reference re-established @ Rx by reference burst No need of RF phase-accurate timing reference throughout silent period Phase-accurate reference only needed from one burst to the next Slide 3

Elements of an IR-UWB PHY for BAN Inter-Symbol Interference No silent interval between bursts + multipath channel Interference between consecutive bursts Problem especially acute at higher data rates Low data rates & ISI Impact limited to a portion of a burst Rake receivers should allow to cope Possibly multiple fingers Slide 4

Elements of an IR-UWB PHY for BAN High data rates & ISI Interference from several bursts Low spreading gain Equalization probably required Frequency domain equalization Zeros surrounding string act like a cyclic prefix Channel matrix becomes circulant Low complexity equalizers relying on FFT / IFFT become possible Slide 5

Frequency Domain Equalization Receiver Slide 6

Key aspects of a possible UWB PHY proposal for BAN Pulse shapes inspired by 5.4a 500 MHz channels Pulse shape close to root raised cosine Pulse amplitude 36 mv (max in 90nm CMOS @ V) 7.4 MHz fills the FCC mask with that amplitude Stings, bursts & data rates String length set to 52 Burst length from to 52 Pulses OOK for low data rates, DBPSK for higher data rates Resulting data rates from 0.07 to 7.4 Mbps 0.07 Mbps, 0.4 Mbps, 0.27 Mbps, 0.54 Mbps,.09 Mbps, 2.7 Mbps, 4.35 Mbps, 8.7 Mbps, 7.4 Mbps (& 34.8 Mbps for OOK) String:.024 us Hopping Address Symbol: 29.425 us Slide 7

Performance Analysis Different receivers considered Energy-Based receiver Rake Receiver ( & 3 fingers) Frequency Domain Equalization Different Channels Considered AWGN (reference) Channel model 3 (on-body to on-body) Channel Model 4 (on-body to off-body) Different Modulation Schemes considered OOK DBPSK No FEC coding considered! Slide 8

DBPSK -finger rake Synchronised to strongest channel tap CM3: on-body to on-body CM4: on-body to off-body Slide 9

DBPSK finger CM3 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 DBPSK - -finger Rake - CM3 Dashed: AWGN reference 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 DBPSK - -finger Rake - CM3 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 20

DBPSK finger CM4 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 DBPSK - -finger Rake - CM4 Dashed: AWGN reference 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 DBPSK - -finger Rake - CM4 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 2

DBPSK 3 finger rake Selective 3 finger rake, using 3 most powerful channel taps Equal gain combining Slide 22

DBPSK 3 finger CM3 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 DBPSK - 3-finger Rake - CM3 Dashed: AWGN reference 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 DBPSK - 3-finger Rake - CM3 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 23

DBPSK 3-finger CM4 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 DBPSK - 3-finger Rake - CM4 Dashed: AWGN reference 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 DBPSK - 3-finger Rake - CM4 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 24

DBPSK MMSE-FDE Frequency domain equaliser MMSE coefficients based on perfect channel knowledge Slide 25

DBPSK MMSE-FDE CM3 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 DBPSK - MMSE-FDE - CM3 Dashed: AWGN reference 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 DBPSK - MMSE-FDE - CM3 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 30 SNR, pulse level, [db] Slide 26

DBPSK MMSE-FDE CM4 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 DBPSK - MMSE-FDE - CM4 Dashed: AWGN reference 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 DBPSK - MMSE-FDE - CM4 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 27

Conservative link budget assumptions Transmitter Transmit power 0 dbm Vpeak = 36 mv, 50 Ohm load Channel Antenna Gain 0 db Path loss Fading margin 9 db CM3/CM4 models Receiver Thermal noise -86 dbm 500 MHz, 30 o C Noise figure Implementation loss 2 db 2 db Slide 28

Path loss According to channel model document 08-0780-06-0006 CM3: PL [db] = 9.2 * log 0 (d [mm]) + 3.38 CM4: Free space path loss Centre frequency: 6 GHz Slide 29

DBPSK Uncoded Range CM3 Uncoded DBPSK - CM3 MMSE-FDE 3-finger rake -finger rake 7.4 Mbps 8.7 Mbps 4.35 Mbps 2.7 Mbps.09 Mbps 0.54 Mbps 0.27 Mbps 0.4 Mbps 0.07 Mbps 0. 0 00 Transmission range (m) Slide 30

DBPSK Uncoded Range CM4 Uncoded DBPSK - CM4 MMSE-FDE 3-finger rake -finger rake 7.4 Mbps 8.7 Mbps 4.35 Mbps 2.7 Mbps.09 Mbps 0.54 Mbps 0.27 Mbps 0.4 Mbps 0.07 Mbps 0. 0 00 Transmission range (m) Slide 3

DBPSK - Comments Forward error correction not included yet: Will eliminate/lower error floor for rake receivers; Will extend range for all receivers Slide 32

OOK Energy Detector Energy detector chosen as simplest possible OOK receiver Threshold set at average signal power observed through the burst Slide 33

OOK Energy detector CM3 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 On-off Keying - Energy Detector - CM3 Dashed: AWGN 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 On-off Keying - Energy Detector - CM3 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 34

OOK Energy Detector CM4 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 On-off Keying - Energy Detector - CM4 Dashed: AWGN 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 On-off Keying - Energy Detector - CM4 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 35

OOK MMSE-FDE CM3 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 On-off Keying - MMSE-FDE - CM3 Dashed: AWGN 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 On-off Keying - MMSE-FDE - CM3 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 36

OOK MMSE-DFE CM4 Bit Error Rate, 95% best channels 0 0 0-0 -2 0-3 0-4 0-5 0-6 On-off Keying - MMSE-FDE - CM4 Dashed: AWGN 2 4 8 6 32 64 28 256-20 -0 0 0 20 SNR, pulse level, [db] Packet Error Rate, 95% best channels 0.8 0.6 0.4 0.2 On-off Keying - MMSE-FDE - CM4 2 4 8 6 32 64 28 256 0-20 -0 0 0 20 SNR, pulse level, [db] Slide 37

OOK Uncoded Range CM3 Uncoded On-Off Keying - CM3 MMSE-FDE Energy Det. 7.4 Mbps 8.7 Mbps 4.35 Mbps 2.7 Mbps.09 Mbps 0.54 Mbps 0.27 Mbps 0.4 Mbps 0. 0 00 Transmission range (m) Slide 38

OOK Uncoded Range CM4 Uncoded On-Off Keying - CM4 MMSE-FDE Energy Det. 7.4 Mbps 8.7 Mbps 4.35 Mbps 2.7 Mbps.09 Mbps 0.54 Mbps 0.27 Mbps 0.4 Mbps 0. 0 00 Transmission range (m) Slide 39

Channel Model issue: CM4 vs 5.4a Scattering environment too rich in CM4 Delay spread over-estimated Harms performance of OOK air interface Harms performance of simpler receivers Impact of body shadowing not evident Slide 40

Extra: DBPSK 5.4a Residential DBPSK, MMSE FDE in 5.4a UWB residential channels OOK, energy detector in 5.4a UWB residential channels Link budget as before, path loss exponent from 5.4a models: LOS: n =.79 Slide 4

Extra: DBPSK, 5.4a Residential LOS Uncoded DBPSK - MMSE-FDE 0.07 0.4 Data Rate (Mbps) 0.27 0.54.09 2.7 4.35 8.7 CM4 5.4a - LOS 0. 0 00 Transmission range (m) Slide 42

Extra: OOK - 5.4a Residential Uncoded On-Off Keying - Energy Detector 0.4 Mbps 0.27 Mbps 0.54 Mbps.09 Mbps 5.4a Residential LOS CM4 0. 0 00 Transmission range (m) Slide 43

Power consumption pattern Ppeak Pmean Pidle Expected Power Consumption Figures Start us Limiting peak current drawn from Battery Use Capacitor to store energy from battery between strings Draw current from capacitor to power-up during strings Dimensioning Capacitor: 0. V voltage drop for 50 ma supply over that duration of the string 500 nf is sufficient, SMD component Scales with string duration Battery sees only Pmean Slide 44

Expected Power Consumption Figures (Conservative figures) Analog: Consider comparable figures for Tx & Rx: P peak = 50 mw P idle = 0. mw Start time = us Mean Analog Power < 3.5 mw Digital: FFT is dominant Duty cycling is applied to digital as well FFT Power: 40 mw (52 Points FFT@ 200 MHz, 200 cycles/transform, C90, 8 bits) On-time ~ us per string Mean power for FFT ~.5 mw Complete Duty Cycled power for Digital should be < 5mW Total Power Budget (Digital + Analog) @ full speed transmission: 8.5 mw for coherent receiver with FD Equalization 4 mw for energy-based Rx 4 mw for Tx Slide 45

Evidence of practical feasibility ICs in our labs - Published Material Full Transmitter in C90 CMOS Fully Duty Cycled mw Power consumption (P mean) ISSCC 2007 MOD DCO 220μm 300μm E-L /6 DIV 7-20 Slide 46

Evidence of practical feasibility 80 nm CMOS UWB Receiver successfully demodulates UWB signal @ Low Power 3. 5 GHz (UWB lower band) 30 mw Power Consumption No Signal Duty Cycling ISSCC 2006 Slide 47

Conclusions Group Pulses & Bursts into strings to increase Duty Cycling Efficiency Use OOK @ low data rates to let simple receivers operate Use DBPSK @ higher data rates to avoid costly timing reference Use FD-Equalizer at high data rates to avoid ISI-Induced performance issues Slide 48

Conclusions Open to cooperation & mergers Compatible with all pulse-based architectures Possibility of having different encoding in the bursts (e.g CSS?) Coding Security MAC Common HW performance references for all UWB PHYs to evaluate performance Slide 49