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The 3D Silicon Leader 3D Silicon IPD for smaller and more reliable Implantable Medical Devices ATW on Advanced Packaging for Wireless Medical Devices Mohamed Mehdi Jatlaoui, Sébastien Leruez, Olivier Gaborieau, Catherine Bunel 2016.01.27

Outline Introduction Silicon interposer for medical applications PICS silicon interposer Medical devices with IPDiA inside Implantable RF module Full RF Module integration: 3 design win IPD interposer + TSV IPD interposer + transceiver (bare die) IPD as RF companion chip + embedded transceiver between PCB laminates PICS technology benefits Conclusions 2

Who are we?

Who are we? Independent High-Tech company located in Caen, Normandy, France Dedicated to manufacturing of leading edge Integrated Passive Devices (PICS) 116 people and operating own silicon 6 wafer fab Strong R&D team collaborating with leading research institutes Technology adopted by 3 of the top 5 leaders in medical electronics as well as by key players in the semiconductor area and HI-Rel industry 4

Quality Certifications We aim at exceeding our customers expectations by reaching the highest level of Quality Standards Franck Murray, IPDiA C.E.O. ISO-9001 ISO-14001 ISO-TS16949 (Automotive) ISO-13485 (Medical) OHSAS-18001 RoHS compliant AEO (Authorised Economic Operator) 5

3D structure 2 parallelized capacitors in a MIMIM architecture to increase the Simplified MIMIM architecture from the PICS3 Related schematic capacitance value Middle electrode (in-situ doped Polysilicon1) Top electrode (in-situ doped Polysilicon2) Passivation layer (SiO 2 ) Bottom electrode (N++ area) Metal layers Polysilicon 1 (PS1) Based on high-k materials nanostacks & barrier electrodes Polysilicon2 Dielectric2 Polysilicon1 Dielectric1 N++ Area PS1 PS1 Dielectric 2 Dielectric 1 PS2 N++ Tripod Low Ohmic substrate P+, 20 Silicon mohm.cm substrate Metal layers Tilted SEM view 6

PICS 3D cap component overview 3D Silicon capacitors - 5 PICS platforms available - Capacitance density up to 500nF/mm² - Low Profile (down to 80µm) - Low ESR / Low ESL specific structures - Voltage rating - Breakdown voltage from 5 to 500V - High dielectric isolation typ. <1nA/mm² (25 C/VUse) - Temp linearity <100ppm/K - Voltage linearity <100ppm/V - Reliability - > 10 yrs @ operating voltage @ 100 C - FIT (Failure in Time) below 1 at 225 C - Mechanical shock tests - Thermal cycling tests : up to 3000 cycles in std conditions and 330 cycles in harsh conditions 7

3D Capacitor Global Roadmap Production Qualification R&D BV Planned 6v PICS3HD 500nF/mm 2 PICS4HD 800nF/mm 2 PICS5HD >4µF/mm 2 11v PICS3 250nF/mm 2 PICS4 400nF/mm 2 PICS5 >2µF/mm 2 30v PICS3HV 100nF/mm 2 PICS4HV 160nF/mm 2 PICS5HV >1µF/mm 2 100v 150v 450v PICSHV150 6nF/mm 2 PICSHV100 20nF/mm 2 PICSHV450 1.5nF/mm 2 2015 2016 2017 2018 Short term 8 Medium term Long term

IPDiA terminology PICS (Passive Integrated Connective Substrate) technology 3D capacitors (trench Capacitors) MIM Capacitors Inductors Polysilicon Resistors TSVs Diodes 80pF/mm² Matching <1% Up to 3 metal Top metal > 10um Superior Q Matchnig < 0.5% 800 Ω/ MΩ resistor / mm² Surge protection ESD / OVS Functionalized PICS interposer Silicon Capacitor 9 Component Array

Silicon Interposer for medical applications

PICS Silicon-Interposer, generals Integration of passive component (Wafer processing) To build /adapt a full system module (adding Passives and Diodes) To miniaturize the system thanks to PICS form factor & performances A platform to receive external components (Chip-to-Wafer processing) External IC s in picked & placed or flipped technologies SMD s or discrete packages in surface mount technology To interconnect integrated passives & external components (2D-interposer) Interconnection factor prepared from packages to advanced IC s Interconnection dimensions thanks to wafer processing Optimized performances thanks to small interconnection dimension To interconnect top and bottom sides (3D-interposer) Conductive vias (Wafer processing) Double-side patterning process (Various metal finishing options) 11

Medical Devices with IPDiA inside 12

Implantable RF Module (MICS, ISM) The target is to integrate a full RF module based on PICS interposer MICS = Medical Implant Communications Service (402-405 MHz): Implant to instrument Tx/Rx ISM = Industriel, Scientific and Medical Radio Frequency band Advanced packaging technology can deliver substantial space and volume savings Extreme miniaturization in all three axis 13

Full RF module integration: 3 design win

Full RF Module integration_config 1 Integration technology: PICS2C TSV (80nF/mm² - through silicon vias copper interconnect - 3.6V max operating voltage) Packaging technology: WLCSP Die size : 7x10.5 mm (~73.5mm2) 28 pads (with 1mm pitch) Interconnection 1 st interco = 400um / SnPb 2 nd interco = Solder printing (SAC305) 5 components (Transceiver, SAW, Crystal, Ferrite, Diode) Stack thickness ~ 2mm max PICS target thickness 200um, component Max thickness 1250um Transceiver SAW Filter Active die SMD & PCB Technology Crystal SAW Filter SAW IPD Active die PICS Technology Performances: PICS capacitors : +/-15% accuracy, matching <0.2% Resistors : +/-15% accuracy, matching <0.2% Excellent temperature and voltage stability for PICS and MIM capacitors Back Side Overview Remarks Cu RDL, NiAu UBM, SnPb solder balls, soldering on PCB Underfill required BTW active die and PICS interposer Cross section Overview 15

Full RF Module integration_config 1 Decoupling part + power supply Decoupling capacitor are placed as close as possible to the Pin to protect Traces are large enough for overall current consumption and control voltage drop to active circuit GND plane Separate RF_GND and Digital_GND RF path (saw filter + matching networks + ESD diode) EM Simulations to validate RF performances Ensure no cross talk with other blocks Sensitive part (xtal connections) shielding/guard-ring to avoid signal coupling noise from aggressor block Aggressive part : data bus Physical separation between aggressive blocks and sensitive / RF part Use shielding/guard-ring to contain signal propagation to substrate Optimized native diode to substrate Active die SAW Filter 16

6.45 mm 8 mm Full RF Module integration_config 2 Integration technology: PICS2C (80nF/mm² - copper interconnect - 3.6V max operating voltage). ~1.2mm Transceiver PICS SAW ~900um Packaging technology: WLCSP Die size : 6.45x11.2 mm (~72.3mm2) 20 pads Interconnection 1 st interco = 890um / 1.27mm pitch, solder ball (SAC305) 2 nd interco = 40um standoff /~135um pitch, copper pillar technology 3 components (Transceiver, SAW, Crystal) Stack thickness ~ 1.2mm max PICS target thickness 300um, component Max thickness 600um SAW 14 mm SMD & PCB technology 112 mm² 1.6mm height Performances: PICS capacitors : +/-15% accuracy, matching <0.2% Resistors : +/-15% accuracy, matching <0.2% Excellent temperature and voltage stability for PICS and MIM capacitors. Remarks Underfill required BTW active die and PICS interposer 17 11.2 mm 72 mm² 36 % area decrease! 25 % height decrease! PICS technology 1.2mm height

Full RF Module integration_config 2 Decoupling part + power supply Decoupling capacitor are placed as close as possible to the Pin to protect Traces are large enough for overall current consumption and control voltage drop to active circuit GND plane Separate RF_GND and Digital_GND RF path (saw filter + matching networks) EM Simulations to validate RF performances 400MHz & 2.4GHz Matching network 20 nh @ 400M / Q = 26 / 2.3 ohms with GND (PCB) / SRF > 1G 3.8 nh @ 2G45 / Q=48 / 1.2 ohms with GND (PCB) / SRF > 7G Sensitive part (xtal connections) shielding/guard-ring to avoid signal coupling noise from aggressor block Aggressive part : data bus Physical separation between aggressive blocks and sensitive / RF part Use shielding/guard-ring to contain signal propagation to substrate Optimized native diode to substrate Transceiver RF module before soldering RF module soldered by flip chip onto PCB Crystal Oscillator SAW Filter 18

Full RF Module integration_config 3 Integration technology: PICS3C (250nF/mm² - 80pF/mm² MIM capacitors Top metal layer: copper 5.5µm thick - 3.6V max operating voltage). Embedded transceiver die between PCB laminations Packaging technology: WLCSP Die size : original size = 12x6 mm Current Module = 5.5x4.5.5 mm (~25mm2) / IPD = 3.2x4 mm 28 pads (with 500um pitch) Interconnection Ball dropping = 200um / 1.27mm pitch, solder spheres (SAC305) No SMD on the IPD Stack thickness: Module = 1 mm max PICS target thickness 245um Performances: PICS capacitors : +/-15% accuracy, matching <0.2% Resistors : +/-15% accuracy, matching <0.2% Excellent temperature and voltage stability for PICS and MIM capacitors. Transceiver PICS Technology Remarks Underfill required BTW IPD and PCB interposer 19

Full RF Module integration_config 3 Decoupling part + power supply Decoupling capacitor are placed as close as possible to the Pin to protect Traces are large enough for overall current consumption and control voltage drop to active circuit GND plane Separate RF_GND and Digital_GND RF part (saw filter + matching networks) EM Simulations to validate RF performances 400MHz & 2.4GHz Matching network 60nH @ 403M / Q = 19 / 7.3 ohms with GND (PCB) / SRF > 1.5G 10.5 nh @ 2G45 / Q= 30 / 5.5 ohms with GND (PCB) / SRF > 6G RF companion chip ready to be flipchipped onto PCB

PICS technology benefits Toward hidden die technology RF front end integration showing improved performances (in terms of Tx output power and Rx sensitivity) in a small size with an excellent gain conversion, a high filter rejection and an efficient decoupling Simplified assembly process: cheaper and faster (1 x IPD i/o 15 minimum) Better RF performances and robustness Improvement of temperature and voltage stability More reliable than discrete components Significant size reduction can be achieved by reducing SAW filter dimensions for example Test: Wafer probe test before TSV making TSV continuity thanks to dedicated structures XRay analysis Electrical test on final module RF wireless test Simulations and measurements match pretty well Config 1 Config 2 Config 3 21

Conclusions

Conclusions New integration approach: more than just replacing discrete components IPDiA passive integration technology coupled with 2D/3D interposers bring differentiations and amazing miniaturization Medical devices are both using some recent progresses of our industry and driving our industry into new directions learning is priceless Unique know-how: design abilities, packaging investigations and close collaboration with our customers Customized Design & Customized Process Technology already qualified and manufactured for medical implants and high Rel markets Intrinsic higher reliability (vs. SMDs) and lifetime (low leakage) Fully compatible with different kinds of assembly processes (IC, SMD ) Fully functional in the application 23

Thanks for your attention mohamed.jatlaoui@ipdia.com 24