Optimized Magnetic Components Improve Efficiency of Compact Fluorescent Lamps

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Optimized Magnetic Components Improve Efficiency of Compact Fluorescent Lamps J. D. Pollock C. R. Sullivan Found in IEEE Industry Applications Society Annual Meeting, Oct. 2006, pp. 265 269. c 2006 IEEE. Personal use of this material is permitted. However, permission to reprint or republish this material for advertising or promotional purposes or for creating new collective works for resale or redistribution to servers or lists, or to reuse any copyrighted component of this work in other works must be obtained from the IEEE.

Optimized Magnetic Components Improve Effi cienc y of Compact Fluorescent Lamps Jennifer D. Pollock and Charles R. Sullivan jennifer.pollock@dartmouth.edu charles.r.sullivan@dartmouth.edu http://power.thayer.dartmouth.edu 8000 Cummings Hall, Dartmouth College, Hanover, NH 03755, USA Abstract Further improvements in the effi ciency of compact fl uor escent lamps can be achieved by optimizing the magnetic components in the electronic ballast. Resonant inductors were evaluated in several commercial integrally ballasted lamps. Winding optimization programs were used to redesign the windings of an example inductor. Two of the proposed winding designs were built and confi rmed to provide reductions in winding loss of over 40%. I. INTRODUCTION COMPACT fl uorescent lamps (CFLs) have played an important part in reducing the electricity demand for lighting purposes. The development of compact fl uorescent lamps that use existing lighting fi xtures (designed for incandescent bulbs) has allowed residential and small commercial electric customers to benefi t from the energy savings offered by fl uorescent lighting. CFLs use about a quarter of the energy of incandescent lamps and last 10 times longer [1]. High-frequency electronic ballasts are used to power CFLs today because they are small, light and effi cient. A detailed analysis of losses show that the magnetic components are a signifi cant source of loss in the ballast [2], [3]. The purpose of this paper is to reduce winding losses in the magnetic components of integrally ballasted CFLs. Section I- A discusses ballast topologies commonly found in CFLs. Section II reviews winding loss effects in high-frequency gapped inductors. In Section II-A, the winding optimization methods used to develop improved winding designs for the inductors are presented. The possible optimized winding designs are presented in Section III for an example inductor. Section III-A discusses the original winding design. Section III-B and III-C detail the design of two different optimized winding designs. Section III- D discusses the performance of the inductors with the optimized windings in the ballast. Section III-E compares the total cost of the original and optimized windings. The results of this work are discussed in Section IV. A. Electronic Ballasts There are many topologies that can be used for electronic ballasts in CFLs. A useful characterization of eight possible topologies is presented in [2] which details the performance and loss in each ballast topology. The ballasts examined had effi ciencies close to and above 90%, but [2] found that the inductors are a signifi cant source of loss and recommends reducing winding resistance to improve the overall performance of the ballast. Ballasts that have both good load side behavior (i.e. no fl ick er or noise) and good input side behavior (i.e. high PF) have higher losses and component counts compared to other ballasts. Only two of the eight ballasts considered in [2] meet both these criteria and these ballasts each had three inductors. Low-cost, compact, low-loss inductors are thus important for any CFL, and are even more important for high-performance, high-power-factor CFLs. II. WINDING LOSS EFFECTS IN GAPPED HIGH FREQUENCY INDUCTORS The largest magnetic components found in the CFL ballasts analyzed were the resonant ballast inductors. Since the current in these inductors is purely ac, design for low ac resistance is critical, and techniques that provide reduced ac resistance can have substantial benefi ts. Because the inductors must be designed to avoid saturation with high resonant currents during startup, they have low fl ux levels and low core losses during normal operation and thus reducing winding loss is most important for improving their performance. Typical designs use solid-wire windings on gapped ferrite cores. Below we consider the ac loss effects in such windings and discuss techniques for reducing the loss. Winding losses at high frequencies are due to eddy-current effects which consist of skin-effect losses and proximity-effect losses. Skin-effect loss results when an isolated conductor carrying a high-frequency current generates an internal magnetic fi eld that forces the current to fl o w on the surface on the conductor. The skin depth is δ = where µ is the permeability (equal ρ πµf to the permeability of free space for most conductors), ρ the resistivity, and f the frequency. Skin effect losses can be mitigated by selecting a wire diameter that is small compared to the skin depth. The proximity-effect loss results from the extra currents induced in the conductor by an external magnetic fi eld. Fringing fi elds at the air gaps in the core and current carrying conductors create the magnetic fi elds responsible for the proximity-effect loss. One way to reduce proximity-effect losses is to remove the winding from the regions where the fi eld is the strongest. In the inductors evaluated here, proximity-effect losses account for the bulk of high-frequency winding losses and result primarily from the fringing fi eld created by the air-gap in the core. Since the wire diameter is small compared to the skin depth in all designs considered, the skin-effect losses are insignifi cant. Thus, the proximity effect loss in a cylindrical conductor can be calculated assuming the wire diameter is small compared to skin depth by: P pe = πω B 2 ld 4 128ρ c (1) 265 1-4244-0365-0/06/$20.00 (c) 2006 IEEE

TABLE I DATA FOR INDUCTORS IN COMPACT FLUORESCENT LAMPS Manufacturer Wattage Measured I rms Measured Frequency Measured ESR Measured R dc Measured L Wire Size I 2 rms ESR W A khz Ω Ω mh AWG W A 24 0.206 38.7 7.19 1.70 2.33 28 0.305 B 23 0.310 47.1 2.06 1.57 1.08 39x10 0.198 C 25 0.208 45.9 4.90 3.62 1.87 33 0.212 D 26 0.211 43.3 6.48 2.96 2.10 31 0.288 E 27 0.376 52.1 1.02 0.50 0.79 37x12 0.144 where ω is the frequency in radians, l is the length of the conductor, d is the diameter of the conductor, ρ c is the resistivity of the conductor and B is the ac fi eld, perpendicular to the axis of the cylinder [4]. As shown in (1), the proximity-effect loss is proportional to the square of the ac fi eld, B. There are many ways to calculate the two-dimensional fi eld [5] in the winding window of a gapped inductor. When an accurate model of the two-dimensional fi eld is used with (1), an accurate prediction of winding loss can be obtained. A. Winding Optimization We believe we can reduce winding losses through two different strategies. One way to reduce proximity-effect loss is through the use of smaller diameter wire. In some cases, the increase in dc resistance is offset by the reduction in proximity-effect loss, such that total loss in reduced. Or, smaller-diameter strands can be combined in parallel litz-wire constructions. We used the method described in [6] to obtain optimized litz-wire designs. The method is capable of taking into account non-sinusoidal waveforms, twodimensional fi eld effects and wire cost. Since the lowest-loss litzwire design is typically very expensive [7], one must consider the relative cost of different litz-wire designs in order to choose a good practical design [8]. The optimization method used [6] fi nds the lowest loss design for each of various cost levels. The loss is calculated using (1) and a two-dimensional model of the fi eld in the winding window. Another way to reduce proximity effect losses is to space the winding away from the gap as shown in [9]. This will reduce the proximity effect losses by removing the winding from the area with strongest fi eld. We used the method described in [10], [11], [12] to determine the area of the winding window that should contain wire for the lowest total winding loss. This method is effective at determining the lowest-loss winding shape because it considers the two-dimensional shape of the fi eld, the effect of the winding shape on the shape of the fi eld and the effect of the winding shape on total winding loss by accounting for both resistive and eddy current effects. III. OPTIMIZING THE MAGNETIC COMPONENT Five different commercial CFLs with integral electronic ballasts were disassembled and analyzed for this study. Table I lists the lamps along with the measured resonant ballast inductor parameters. A wideband current probe was used to measure the inductor current; for example, Fig. 1 shows the waveform in the inductor of CFL A. An impedance analyzer (Agilient 4294A) Fig. 1. The current waveform measured for the inductor from the CFL A. was used to measure the complex impedance of the inductor at the operating frequency. Two of each lamp type were purchased so that the inductor from one could be taken apart to measure the core size, the wire size and the number of turns, while retaining the other intact for measurement and comparison with the optimized designs. A. Original Winding Design: CFL A The electronic ballast found in CFL A contained 26 components. Two of the three magnetic components were inductors. The inductor considered was made with an EE core (approximately an EE19), it had a 1.1 mm gap in the center leg and the winding consisted of 226 turns of 0.31 mm wire. The packing factor for the design was estimated from the measured wire diameter and measured winding area. Because the goal of this investigation is to reduce winding loss, we sought to keep the core loss constant. Thus, all measurements were done with the same core (an EE19 of TDK PC40 material). The component of the effective series resistance (ESR) appearing in small-signal measurements of the inductor that was due to core loss was determined from a two-winding small-signal measurement of core loss, using a 1:1 transformer on an ungapped core. This ESR was subtracted from the total measured ESR to fi nd the ac winding resistance, R ac The winding loss of the original design was predicted by the method outlined in Section II. The calculated loss for the original winding design was 0.356 W. The current waveform used by the optimization program was a sinusoidal waveform based on the rms current measured in Fig. 1. The loss calculated from the fi eld analysis (0.356 W) is larger than the loss calculated from the measured ac resistance and rms current (0.301 W) of the original winding but the results were reasonably close. 266

Loss (W) 0.5 0.4 0.3 0.2 0.1 37x2 37x3 Prototype: 38x5 37x4 38x6 39x9 Hypothetical optimal designs Best buildable designs Prototype: 38x5 37x4 = AWG x Number of strands 41x18 40x14 43x29 42x23 44x36 TABLE II WINDING RESULTS: INDUCTOR, CFL A Winding Design Winding Loss, predicted Winding Loss, measured W W Original design 0.356 0.301 Litz-wire 38x5 0.1639 0.1633 Shape Optimized AWG 30 0.177 0.176 *The winding loss, P w was calculated by P w = I 2 rms R ac where R ac is the measured ESR of the component minus the ESR of the core. Optimal shape of the winding (wire placement in green) 9 8 0.05 0.05 0.1 0.5 1.0 Relative Cost Fig. 2. The optimal design curve is a plot of relative cost verses loss for a range of different optimal stranding confi gurations. This curve is for the inductor from CFL A. All buildable designs are marked with a circle and labelled with AWG x number of strands for that design. B. Litz-Wire Winding Optimization Results core core Air gap bobbin breadth (mm) 7 6 5 4 3 2 We used the implementation of the litz-wire winding optimization method presented in [6] and available at [13] to produce the design curve shown in Fig. 2 for the inductor winding from CFL A. The design curve is a plot of relative cost versus loss. Each circle on the curve represents a specifi c design, a wire size and number of strands, that gives the lowest loss for any given cost or lowest cost for any given loss. The dashed line indicates the hypothetical optimal designs that may not fi t in the winding window or may not use an integer number of strands. The solid line shows the possible optimal designs that are buildable; that is, these designs are the optimal stranding that will fi t in the winding window as determined by the packing factor. The method presented in [6] predicts that the use of a single strand of AWG 32 would reduce loss by 24%. In this example, the use of a single strand of smaller diameter wire can provide a reduction in winding loss. If 6 strands of AWG 38 were used, the loss would be reduced by 48%. The design composed of 14 strands of AWG 40 might be the best design for this ballast because the winding loss is reduced by 54%. The winding designs using AWG 42, 44 and 46 might provide a slightly greater reduction in loss, but at a considerable increase in cost as the designs call for more strands of fi ne wire. A litz-wire prototype for this ballast was built with 5 strands of AWG 38 to confi rm the winding loss predicted by the method outlined in Section II. The predicted loss is shown in Fig. 2. The measured performance listed in Table II confi rms the accuracy of the loss calculation and shows that the loss can be cut nearly in half. 1 0 0 1 2 3 4 bobbin height (mm) Fig. 3. Optimum wire placement for the inductor from the CFL A. The shaded area shows where the winding should be located in the winding window. The dotted region indicates the center leg of the core and the air gap is labelled. C. Shape-Optimized Winding Results We used the implementation of the shape-optimized winding design method presented in [14] and available at [13] to produce the winding design shown in Fig. 3. In this example, the lowestloss, single-strand shape-optimized winding used AWG 30 wire. The loss was predicted to be 0.177 W. The winding cross section shown in Fig. 3 was constructed by building up the bobbin with polypropylene tape to approximate the proposed winding shape. The winding loss was calculated to be 0.172 W using the ac resistance and the operating current, 0.206 A rms. The measured winding loss matched the predicted loss well even though the exact winding shape predicted was only approximated during construction. The shape-optimized winding reduced the winding loss from 0.301 W for the original full-bobbin design to 0.172 W, thus providing a 42% reduction in winding losses. The use of a slightly smaller wire diameter combine with spacing the wire away from the air gap in the core was extremely effective at lowering the winding loss. 267

TABLE III CFL A: POWER CONSUMPTION FOR GIVEN LIGHT OUTPUT Design Light Power lux watts Original Winding 528 21.94 Litz-wire 38x5 528 20.98 Shape Optimized AWG 30 528 20.99 D. Performance of Prototype Windings in the Ballast The performance of CFL A was measured with each of three inductor windings: the original design, AWG 38 5 litz wire, and the AWG 30 shape-optimized design. The tests all used the same core (EE19 of TDK PC40 material). The input voltage was adjusted to achieve the same light output with each inductor, as measured using a digital light meter (ExTec model 403125). The input power was calculated from the input voltage and current waveforms after allowing the lamp and ballast at least 30 minutes to stabilize. The results are summarized in Table III. The ballasts with the optimized windings used almost a watt less power, which corresponds to a 4.3% reduction in power consumption, while producing the same light output. The measured reduction in power consumption was much greater than the predicted reduction in winding loss. Some of this might be explained by a small reduction in power loss leading to a lower temperature in the inductor and other parts of the ballast, which in turn could further reduce the loss and temperature. For example, the core loss in PC40 ferrite is minimized between 80 C and 100 C; at higher temperatures the core loss starts to increase more and more rapidly. The resistance of the winding, as well as copper traces on the circuit board, is decreased at lower temperature, as are the on resistances of the MOSFETs. The lamp temperature could also be affected. Further study would be needed to verify and identify such additional loss reductions. E. Cost Comparison Although the method used to optimize litz-wire designs [6] provides approximate comparisons between the costs of different litz-wire confi gurations, the cost model used does not predict the cost difference between litz and single-strand windings. Thus, in order to assess the economic viability of the different designs we propose, we obtained quotes for the various wire types from several manufacturers. Quotes were based on quantities suffi cient for about 50 000 inductors. The present value of the energy consumption cost was calculated based on a lamp life of 10000 hours, with the lamp operated 2000 hours per year for fi ve years; an electricity price of $0.10/kWh, and an annual discount rate of 6%. The energy savings calculation included only the direct improvement in winding loss based on measured room temperature winding resistance and did not include the additional energy savings found in system measurement. The wire costs, energy costs, and sum of these two are listed in Table IV. The costs of the winding process and the core are not included because they are assumed to be invariant. The AWG 38 5 litz wire is much more expensive than the original 0.31 mm wire. However, the energy savings are suffi cient to easily justify its use. But the single-strand shape-optimized design offers a reduction in both winding cost and energy cost, and has by far the lowest total cost. We assume that in mass production the cost the special bobbin shape would not add signifi cant extra cost. TABLE IV COST COMPARISON Winding Measured Present Wire Total Type Winding Value of Cost Cost Loss Energy 0.31 mm solid 0.301 W $0.264 $0.077 $0.341 AWG 38 5 litz 0.163 W $0.143 $0.161 $0.304 Shape optimized AWG 30 0.176 W $0.154 $0.052 $0.207 IV. RESULTS AND CONCLUSIONS Both winding optimization methods used here showed a reduction in winding loss is possible through proper design. The litz-wire winding prototype reduced the winding loss by 48%. The shape-optimized winding reduced the loss by 40%. The in-ballast performance of each prototype was investigated and initial results showed that the optimized winding reduced the power consumption of the lamp-ballast by 4.3% for the same light output as the original winding design. More investigation into ballast performance is needed to fully characterize improved ballast performance. The design of magnetic components for high-frequency applications is diffi cult because the loss effects at high-frequencies are complicated and not easily understood. The winding design tools used to optimize the windings considered here are easy to use and available for free at [13]. High-frequency magnetic design tools are essential to improving the effi cienc y of power conversion systems in a variety of applications. Accurate winding loss methods have been shown to reduce losses in the magnetic components of electronic ballasts in CFLs. REFERENCES [1] EERE Consumer s Guide: How Compact Fluorescents Compare with Incandescent, http://www.eere.energy.gov/consumer/your home/. [2] A.R. Seidel M.A. Dalla Costa, R.N. Do Prado and F.E. Bisogno, Perfor - mance analysis of electronic ballasts for compact fl uorescent lamp, in IEEE Industry Applications Society Annual Meeting, 2001, vol. 1, pp. 238 243. [3] Masahiko Kamata Yuuji Takahashi and Keiichi Shimizu, Ef fi cienc y improvement of electronic ballast, in IEEE Industry Applications Society Annual Meeting, 1997, vol. 3, pp. 2284 2290. [4] E. C. Snelling, Soft Ferrites, Properties and Applications, Butterworths, second edition, 1988. [5] P.J. Lawrenson K.J. Binns and C.W. Trowbridge, The analytical and numerical solution of electric and magnetic fi elds, J. Wiley, 1992. [6] J. D. Pollock, T. Abdallah, and C. R. Sullivan, Easy-to-use CAD tools for litz-wire winding optimization, in 2003 IEEE Applied Power Electronics Conference, 2003, vol. 2, pp. 1157 1163. [7] C. R. Sullivan, Optimal choice for number of strands in a litz-wire transformer winding, IEEE Transactions on Power Electronics, vol. 14, no. 2, pp. 283 291, 1999. [8] C. R. Sullivan, Cost-constrained selection of strand wire and number in a litz-wire transformer winding, IEEE Transactions on Power Electronics, vol. 16, no. 2, pp. 281 288, Mar. 2001. [9] Manfred Albach and Hans Rossmanith, The infl uence of air gap size and winding position on the proximity losses in high frequency tranformers, in Proceedings of PESC 2001 - Power Electronics Specialist Conference, 2001, vol. 13, pp. 1485 1490. 268

[10] Jiankun Hu and C. R. Sullivan, Optimization of shapes for round-wire high-frequency gapped-inductor windings, in Proceedings of the 1998 IEEE Industry Applications Society Annual Meeting, 1998, pp. 900 906. [11] C.R. Sullivan, J.D. McCurdy, and R.A. Jensen, Analysis of minimum cost in shape-optimized litz-wire inductor windings, in IEEE 32nd Annual Power Electronics Specialists Conference, 2001, pp. 1473 8 vol. 3. [12] Jiankun Hu and C. R. Sullivan, Analytical method for generalization of numerically optimized inductor winding shapes, in 30th Annual IEEE Power Electronics Specialists Conference, 1999, vol. 1, pp. 568 73. [13] Dartmouth Magnetic Component Research Web Site, http://engineering.dartmouth.edu/inductor. [14] R. A. Jensen and C. R. Sullivan, Optimal core dimensional ratios for minimizing winding loss in high-frequency gapped-inductor windings, in 2003 IEEE Applied Power Electronics Conference, 2003, vol. 2, pp. 1164 1169. 269