Name of Regulated Entity: Zions Public Finance, Inc. Report Period: Third Quarter of 2017 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) See Attachment Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category
III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.
IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Complete name of municipal entity and city/county Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business See Attachment Complete name of municipal entity and city/county Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection
Signature: electronic Date: Oct 31, 2017 Name (must be officer of regulated entity): Thad Putnam Address: One South Main Street, SALT LAKE CITY, UT 84133 Phone: 801-844-7788 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)
Name of Dealer: Zions Public Finance, Inc. Report Period: Q3 2017 MSRB Form G- 37 Submission Information I. Contributions made to issuer officials (list by state) Name of Issuer Official Title of Issuer Official District Category of Contribution (drop down list) Amount Given By Eligible to Vote for Candidate UTAH Randy Lewis Mayor Bountiful City Dealer/ Municpal Advisor Selection Influence $100 Susan Becker Yes II. Payments made to political parties of states or political subdivisions (list by state) Complete Name District Category of Contribution (drop down list) Amount Given By III. Contributions made to bond ballot campaigns (list by state) Name of Bond Ballot Initiative Campaign District Category of Contribution (drop down list) Amount Given By Rev (4/10) 1 of 1
2017 Q3 IV. Issuers with which the dealer has engage in municipal advisory business Complete Name of Issuer City County Type Utah Beaver County SD Beaver Financial Advisor Beaver Fire District #1 Beaver Financial Advisor Blanding City Blanding San Juan Financial Advisor Cache County Cache Financial Advisor Cedar City Cedar Iron Financial Advisor Cedar Hills Cedar Hills Utah Financial Advisor Central Iron County Water Conservancy District Iron Financial Advisor Coral Canyon Special Service District Washington Financial Advisor Dixie University Washington Financial Advisor Grand County Grand Financial Advisor Hooper Water Improvement District Weber Financial Advisor Huntsman Cancer Foundation Salt Lake Financial Advisor Hurricane City Hurricane Washington Financial Advisor Ivins City Ivins Washington Financial Advisor Jordanelle SSD Summit Financial Advisor Kearns Improvement District Salt Lake Financial Advisor Moab City Moab Grand Financial Advisor Provo, City of (for Sales Tax Rev - Airport) Provo Utah Financial Advisor Provo, City of (for GO Bonds) Provo Utah Financial Advisor Richfield, City of Richfield Sevier Financial Advisor Salt Lake City Mosquito Abatement District Salt Lake Financial Advisor Salt Lake Community College Salt Lake Financial Advisor Sanpete County Sanpete County Financial Advisor South Ogden City Weber Financial Advisor South Summit School District Summit Financial Advisor Tooele County SD Tooele Financial Advisor United Fire Service Area Salt Lake Financial Advisor Utah Municipal Power Agency Salt Lake Financial Advisor Utah Transit Authority Salt Lake Financial Advisor Washington City Washington Financial Advisor Washington County Washington County Financial Advisor Washington Terrace Weber Financial Advisor Weber County Weber Financial Advisor Weber Univeristy Weber Financial Advisor Westminster College Salt Lake Financial Advisor Box Elder County (Promontory Point Landfill) Box Elder Financial Advisor Brigham City Box Elder Financial Advisor Provo City Utah Financial Advisor Magna Water District Salt Lake Financial Advisor Utah Charter School Finance Authority (The Freedom Academy Foundation Project) Salt Lake Financial Advisor Iron County (Dixie and Anne Leavitt Family Foundation) Iron Financial Advisor Payette Lakes Recreational Water and Sewer District, Valley County Sevier Financial Advisor Utah Charter School Finance Authority (Quest Academy) Salt Lake Financial Advisor Idaho Aberdeen School District No. 58 Bingham Financial Advisor Ada County Ada Financial Advisor Ambrose School Ada Financial Advisor Bingham County Bingham Financial Advisor Bingham County SD #58 Bingham Financial Advisor Blackfoot SD #55 Bingham Financial Advisor Boise, City of Boise Ada Financial Advisor Bruneau-Grandview SD #365 Owyhee Financial Advisor Buhl, City of Buhl Twin Falls Financial Advisor Cassia School Distrcit #151 Cassia Financial Advisor College of Western Idaho Financial Advisor Eagle Sewer District Ada Financial Advisor Fremont SD No. 215 Fremont Financial Advisor Heyburn City Heyburn Minidoka Financial Advisor Independent SD No.1 (Lewiston) Lewiston Nez Perce Financial Advisor Jefferson County SD #251 Jefferson Financial Advisor Joint School District 312 (Shoshone) Lincoln Financial Advisor Joint School District 314 (Dietrich) Lincoln Financial Advisor Kuna Library District Ada Financial Advisor Lincoln County Lincoln Financial Advisor Madison County Library District Madison Financial Advisor Madison SD #321 Madison Financial Advisor Malad (City of) Oneida Financial Advisor McCall (City of) Valley Financial Advisor Minidoka County Joint SD #331 Minidoka Financial Advisor New Plymouth School District No. 372 Payette Financial Advisor Palouse Prairie Educational Organization, Inc Latah Financial Advisor Payette Lakes Recreational Water and Sewer District Valley Financial Advisor Potlatch School District No. 285 Latah Financial Advisor Rexburg, City (URA) Madison Financial Advisor Snake River School District No. 52 Bingham Financial Advisor Soda Springs Joint School District No. 150 Caribou Financial Advisor St. Maries joint School District No. 41 Benewah Financial Advisor Sugar Salem School District No. 322 Madison Financial Advisor Sun Valley Blaine Financial Advisor West Ada School District #2 Ada Financial Advisor Western Ada Recreation District Ada Financial Advisor West Jefferson SD #253 Jefferson Financial Advisor Weiser, City of Washington Financial Advisor Idaho Bond Bank Authority (Power County Hospital District) Financial Advisor Joint School District No. 150 (Soda Springs) Carribou Financial Advisor Nevada Clark County School District Clark Financial Advisor Henderson, City of Clark Financial Advisor Las Vegas, City of Clark Financial Advisor
2017 Q3 IV. Issuers with which the dealer has engage in municipal advisory business Complete Name of Issuer City County Type Las Vegas, City of (legislative Services) Clark Financial Advisor North Las Vegas, City of Clark Financial Advisor of Nevada Financial Advisor Reno, RDA Washoe Financial Advisor