Bridging Disciplines: Assessing the Interdisciplinary Impact of Open Data

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Bridging Disciplines: Assessing the Interdisciplinary Impact of Open Data Robert R. Downs 1 and Robert S. Chen 2 1 rdowns@ciesin.columbia.edu 2 bchen@ciesin.columbia.edu NASA Socioeconomic Data and Applications Center (SEDAC) Center for International Earth Science Information Network (CIESIN) The Earth Institute, Columbia University IASSIST 2015 Minneapolis, Minnesota, 2-5 June 2015 Session: Impact of Data Citation Wednesday 3 June 2015, 1:15 p.m. Copyright 2015. Robert R. Downs and Robert S. Chen.

Abstract Freely disseminating scientific data can contribute to multiple disciplines across the physical, social, health, and engineering sciences. If the impact of data centers is not measured, stakeholders will not know whether data centers, archives, and libraries, and the data that they disseminate, are having a positive impact on the conduct of science. Data citations provide evidence on the use of data in various stages of the research process, including problem definition, statistical analysis, modeling, and validation. Measuring the interdisciplinary citation of scientific data disseminated by a data center can reveal the degree to which the data center is supporting cross-disciplinary research. Analysis of a decade of data citations demonstrates the interdisciplinary use of scientific data and the impact that one data center has had across disciplinary boundaries. 2

Potential Impact of Scientific Data Science Methods and results Disciplinary and interdisciplinary advancements Policy Government decision-making International relations Economics Private decision-making Innovation and efficiency Education Formal: K-12, undergraduate, graduate Informal: home schooling, lifelong learning Journalism and Mass Media Informing those who inform the general public and public discourse 3

Impact of Scientific Data on Science Contributions to Science Creating knowledge in one or more disciplines Metric: data citations in scientific literature Journal articles, book chapters, working papers, and other scientific publications (e.g., assessment reports, NRC studies, reference works) Secondary citation of literature Possible Alternative Metrics: evidence of data usage Data cited in science presentations Data cited in science blogs and unpublished reports Downloads of data and related information (documentation, maps) Inclusion in science models, tools, services, apps, and catalogs Views of data landing pages, descriptions, and metadata Bookmarks and tweets by scientists and research organizations 4

Metrics for Other Potential Impacts of Scientific Data: Policy and Economics Contributions to Policy Use of data to support government decision making Metric: data citations in government reports (e.g., environmental impact assessments) and decision records; data citations in other reports prepared by stakeholders Possible Alternative Metrics: downloads and views of data by government agencies; designations of scientific data as electronic records; use of scientific data in legal proceedings Contributions to Economics Use of data to support private decision making, including improved efficiency, innovation in processes, reduced externalities Metric: data citations in industry publications, reports Possible Alternative Metrics: downloads, views, and permission requests by private sector entities; citations of data in patent filings. 5

Metrics for Other Potential Impacts of Scientific Data: Education and Media Contributions to Education Improving knowledge of students and teachers Metric: data citations in textbooks and published instructional resources including course syllabi and lab exercises Possible Alternative Metrics: data cited in learning resources and tools; page visits and downloads by educators and students; data mentions in educational apps, bookmarks, tweets; formal and informal assessments of data literacy Journalism and Mass Media Expanded data use in mass media and via online channels Metric: data cited in newspapers, magazines, news programs, science programs (including radio, tv), science web sites, blogs, and other Alternative Metrics: downloads and page visits; use of graphics based on data appearing in conventional and social media; data referenced in apps, bookmarks, and tweets 6

Analyzing Disciplinary Impact of Data from a Scientific Data Center NASA Socioeconomic Data and Applications Center (SEDAC) Focus: human interactions in the environment Mission: develop and operate applications that support the integration of socioeconomic and Earth science data and to serve as an "Information Gateway" between the Earth and social sciences Currently disseminates 193 datasets in 36 online data collections Each dataset receives extensive review and preparation prior to dissemination Users are encouraged to cite SEDAC data used for a publication Each dataset landing page contains a recommended citation for the dataset Source: http://sedac.ciesin.columbia.edu/about 7

Diverse SEDAC Data Collections Anthropogenic Biomes Archive of Census Related Products (ACRP) China Dimensions Climate Effects on Food Supply Compendium of Environmental Sustainability Indicators Global Reservoir and Dam (GRanD) Global Roads Global Rural-Urban Mapping Project (GRUMP) Gridded Population of the World (GPW), v3 Low Elevation Coastal Zone (LECZ) Millennium Ecosystem Assessment (MA) National Aggregates of Geospatial Data Collection (NAGDC) Natural Disaster Hotspots Natural Resource Management Gridded Species Distribution Index (NRMI) Historical Anthropogenic Sulfur Population Exposure to Natural Dioxide Emissions Disasters Human Appropriation of Net Primary Productivity (HANPP) Poverty Mapping Satellite-Derived Environmental Indicators of Coastal Water Quality Indicators Intergovernmental Panel on Socioeconomic Downscaled Climate Change (IPCC) Projections Energy Infrastructure Environmental Performance Index (EPI) Environmental Sustainability Index (ESI) Environmental Treaties and Resource Indicators (ENTRI) Georeferenced Population Data sets of Mexico Land Use and Land Cover (LULC) Superfund Site Footprints Global Agricultural Lands Last of the Wild, v2 U.S. Census Grids Global Fertilizer and Manure Last of the Wild, v1 Urban Landsat 8

Methodology Collected citations of SEDAC data Obtained list of citing journal articles published during 2004-2013 Obtained classifications to identify disciplines of each citing journal Obtained Web of Science (WoS) Category assignments Obtained Web of Knowledge Subject Classification of WoS Categories (WoK5.3) and Equivalent General Categories and Subject Areas Obtained ScienceWatch Field Definitions of Major Fields Identified multidisciplinary use of SEDAC data Identified WoS Categories assigned to journals citing SEDAC data, and used Scopus, journal titles, and publisher sites when Categories were not assigned Paired assigned WoS Categories to Equivalent General Categories and Subjects Identified Major Fields corresponding to assigned WoS Categories and Subjects Normalized journals with WoS Categories, (WoK5.3) and Equivalent General Categories and Subject areas, and Field Definitions of Major Fields Identified Categories, Subjects, and Major Fields of journals citing SEDAC data Web of Science, Web of Knowledge, and ScienceWatch are trademarks of Thomson Reuters. Scopus is a trademark of Elsevier. 9

Collection of SEDAC Data Citations Routine tracking and reporting of SEDAC data citations * Content alerts received from bibliographic databases Searches of bibliographic databases and Google Scholar Notifications received from authors who used SEDAC data SEDAC Routinely reports data citations to NASA 1480 journal articles cited SEDAC data in 2003-2014 Citing articles were published in 540 journals Other data citations also are tracked Books, book chapters, reports, proceedings, atlases and textbooks Broadcast and online media, newspapers, magazines, newsletters, etc. *Thanks to Joe Schumacher of CIESIN User Services for providing the list of SEDAC Data Citations. Google Scholar is a trademark of Google, Inc. 10

540 Journals Published 1480 Articles Citing SEDAC Data During 2004-2013 26% (125 of 480) of Citing Journals Cited SEDAC Data in Multiple Years 80 70 60 New Journals Per Year Number of Journals 400 350 300 250 200 150 100 50 40 30 20 10 0 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 50 0 1 2 3 4 5 6 7 8 9 10 Number of Years a Journal Cited SEDAC Data 11

Journals that Published 10 or More Articles Citing SEDAC Data from 2004 through 2013 PLoS One 66 Ecological Economics 41 Global Environmental Change 30 Atmospheric Environment 24 Climatic Change 23 Proceedings of the National Academy of Sciences 22 Ecological Indicators 21 Biological Conservation 21 Journal of Geophysical Research 21 Energy Policy 19 Atmospheric Chemistry and Physics 18 Environmental Science & Technology 17 Environmental Research Letters 16 Remote Sensing of Environment 16 Malaria Journal 15 Geophysical Research Letters 15 Journal of Environmental Management 15 PLoS Neglected Tropical Diseases 14 Conservation Biology 14 Global Ecology and Biogeography 12 Nature 12 Science 12 Bioscience 11 International Journal of Health Geographics 11 Agriculture, Ecosystems & Environment 11 Global Change Biology 10 Proceedings of the Royal Society B: Biological Sciences 10 Water Resources Research 10 Environmental Science & Policy 10 12

Example Classifications of Journal Titles Journal Title Category Subject Major Field General Agricultural Economics & Agricultural Policy Agriculture Sciences Agricultural Economics Agricultural Economics Agricultural Business & Economics Economics Agriculture, Multidisciplinary Agriculture Economics & Business Agricultural Sciences Systems Journal of Infectious Diseases Immunology Immunology Immunology Journal of Infectious Diseases Infectious Diseases Infectious Diseases Immunology Journal of Infectious Diseases Microbiology Microbiology Microbiology Science & Technology Social Sciences Science & Technology Science & Technology Science & Technology Science & Technology 13

Multidisciplinary Impact of SEDAC Data: 2004-2013 216 Categories 92 Subject Areas 22 Major Fields 14

216 WoS Categories of Journals Containing Citations of SEDAC Data from 2004 through 2013 Agricultural Economics & Policy Agricultural Engineering Biology, 6% Agriculture, Dairy & Animal Science Agriculture, Multidisciplinary Agronomy Anthropology Archaeology Area Studies Ecology, 9% Astronomy & Astrophysics Behavioral Sciences Multidisciplinary Sciences, 4% Biochemical Research Methods Biochemistry & Molecular Biology Meteorology & Atmospheric Sciences, 6% Economics, 4% Biodiversity Conservation Biology Biotechnology & Applied Microbiology Business Business, Finance Cell Biology Chemistry, Analytical Environmental Sciences, 12% Chemistry, Multidisciplinary Chemistry, Physical Clinical Neurology Communication Geography, 4% Environmental Studies, 5% Computer Science, Hardware & Architecture Computer Science, Information Systems 15

Proportional Representation of 92 WoK Subject Areas of Journals that Cited SEDAC Data 2004-2013 Life Sciences & Biomedicine - Other Topics, 6% Science & Technology - Other Topics, 4% Meteorology & Atmospheric Sciences, 6% Geology, 4% Geography, 4% Business & Economics, 6% Environmental Sciences & Ecology, 26% Agriculture Anthropology Archaeology Area Studies Arts & Humanities - Other Topics Astronomy & Astrophysics Behavioral Sciences Biochemistry & Molecular Biology Biodiversity & Conservation Biomedical Social Sciences Biotechnology & Applied Microbiology Business & Economics Cell Biology Chemistry Communication Computer Science Construction & Building Technology Criminology & Penology Critical Care Medicine Cultural Studies Demography Education & Educational Research Electrochemistry Emergency Medicine Endocrinology & Metabolism Energy & Fuels Engineering Entomology Environmental Sciences & Ecology Evolutionary Biology Family Studies Fisheries Food Science & Technology Forestry General & Internal Medicine Genetics & Heredity Geochemistry & Geophysics Geography Geology Government & Law Health Care Sciences & Services History Imaging Science & Photographic Technology Immunology Infectious Diseases Information Science & Library Science Instruments & Instrumentation 16

92 WoK Subject Classifications Represented by Journals that Cited SEDAC Data 2004-2013 Agriculture Fisheries Nutrition & Dietetics Anthropology Food Science & Technology Oceanography Archaeology Forestry Oncology Area Studies General & Internal Medicine Operations Research & Management Science Arts & Humanities - Other Topics Genetics & Heredity Orthopedics Astronomy & Astrophysics Geochemistry & Geophysics Paleontology Behavioral Sciences Geography Parasitology Biochemistry & Molecular Biology Geology Physical Geography Biodiversity & Conservation Government & Law Physics Biomedical Social Sciences Health Care Sciences & Services Physiology Biotechnology & Applied Microbiology History Plant Sciences Business & Economics Imaging Science & Photographic Technology Psychology Cell Biology Immunology Public Administration Chemistry Infectious Diseases Public, Environmental & Occupational Health Communication Information Science & Library Science Remote Sensing Computer Science Instruments & Instrumentation Science & Technology - Other Topics Construction & Building Technology International Relations Social Issues Criminology & Penology Life Sciences & Biomedicine - Other Topics Social Sciences - Other Topics Critical Care Medicine Linguistics Sociology Cultural Studies Marine & Freshwater Biology Surgery Demography Materials Science Telecommunications Education & Educational Research Mathematical & Computational Biology Thermodynamics Electrochemistry Mathematics Toxicology Emergency Medicine Mathematics, Applied Transportation Endocrinology & Metabolism Medical Informatics Tropical Medicine Energy & Fuels Meteorology & Atmospheric Sciences Urban Studies Engineering Microbiology Veterinary Sciences Entomology Mycology Virology Environmental Sciences & Ecology Neurosciences & Neurology Water Resources Evolutionary Biology Nuclear Science & Technology Zoology Family Studies Nursing 17

22 Major Fields of Science Represented by Journals that Cited SEDAC Data 2004-2013 Psychiatry/Psychology 0% Physics 0% Pharmacology 0% Neuroscience & Behavior 0% Molecular Biology & Genetics 0% Microbiology 2% Mathematics 0% Materials Science 0% Immunology 1% Plant & Animal Science 4% Multidisciplinary 4% Social Sciences, General 18% Geosciences 13% Space Sciences 0% Agricultural Sciences 2% Biology & Biochemistry 7% Chemistry 0% Clinical Medicine 3% Computer Science 1% Economics & Business 6% Engineering 5% Environment/Ecology 34% Agricultural Sciences Biology & Biochemistry Chemistry Clinical Medicine Computer Science Economics & Business Engineering Environment/Ecology Geosciences Immunology Materials Science Mathematics Microbiology Molecular Biology & Genetics Multidisciplinary Neuroscience & Behavior Pharmacology Physics Plant & Animal Science Psychiatry/Psychology Social Sciences, General Space Sciences 18

WoK General Categories Represented by Journals that Cited SEDAC Data 2004-2013 Arts & Humanities 0% Social Sciences 21% Arts & Humanities Science & Technology 79% Science & Technology Social Sciences 19

Implications of Multidisciplinary Data Use Data use extends across traditional disciplinary boundaries Users do not represent a limited subset of science disciplines Use may exceed uses planned during data creation and development Discipline-specific presumptions about use could restrict potential users Opportunities for new uses should be fostered Design data products, services, tools, and support for broad use Develop affordance to support use by multiple disciplines Seek design guidance from non-traditional disciplinary users Offer capabilities to enable unanticipated uses 20

Limitations Only analyzed identified journal articles that cited SEDAC data. SEDAC data could have been used for a publication, but not cited. All SEDAC data citations might not have been identified. Individual judgements could influence assignments and pairings. WoS Category assignments are conducted by WoK staff. Pairing of WoS Category to Major Field was completed by the first author. Data collection of WoS Category assignments was conducted over 4 years. Disciplinary impact of scientific data could include other factors. Citations in journal articles do not reflect entire disciplinary impact. SEDAC data also are cited in books, chapters, and reports. The extent of data use for each article was not considered in the analysis. Alternative metrics may inform disciplinary impact of SEDAC data. 21

Questions for Further Study How do other journal discipline classifications compare with those that were used? How would assessing type or extent of use, as reported in each journal article, improve understanding of data impact? How do data citations reflect the use of SEDAC data in conjunction with data from other sources? 22