TDEC for PAM4 Potential TDP replacement for clause 123, and Tx quality metric for future 56G PAM4 shortwave systems

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TDEC for PAM4 Potential TDP replacement for clause 123, and Tx quality metric for future 56G PAM4 shortwave systems 802.3bs ad hoc 19 th April 2016 Jonathan King 1

Introduction Link budgets close if: Tx eye quality and SRS test source calibration metrics use equivalent methods The Tx eye quality metric yields a db value which correlates with the system penalty of real transmitters Two broad options TDP hardware based sensitivity measurement comparison needs definition of a hardware reference Rx and reference equalizer and live with the knowledge that everyone will have a slightly different implementation of these which may lead to interoperability issues and variability in practice or TDEC A real time or sampling 'scope based measurement; real time 'scope is probably easier to standardize; sampling 'scope probably more likely to be used in practice. Requires a short test pattern (< 2 16 bits), definition of software based reference Rx and reference EQ, post processing using either an error counting or partial error probability calculation on the pattern or a reconstructed eye This presentation looks at a 'scope based metric 2

Proposal for TDEC for PAM4 signals -1 Scope based, TDEC variant expanded for all three sub-eyes in equalized PAM4 signal No reference Tx needed Worst case fibre required for SMF Reduced bandwidth (19.6 GHz BT4) Rx for MMF Reference receiver and equalizer are software based 'in the 'scope' Single timing position in centre of eye for all three sub-eyes, +/-0.1 UI (TBC) Time centre of eye determined from crossing points TDEC calculated from fixed thresholds: P ave, P ave +OMA/3, P ave OMA/3 Penalizes transmitters which have unequal sub-eyes This isn't how a 'real' PAM4 retimer is expected to work, but it avoids the issue of how to measure accurately the penalty of unequal sub-eyes when received by a 'real' receiver, which may have differing sensitivities for each sub-eye. Part of the motivation for this work is to evaluate how much penalty that may incur Should 400GE decide that optimized thresholds ought to be specified for the TDEC test, an additional (non-trivial) test will be needed to measure how transmitter and receiver sub-eye inequality/non-linearity interact. 3

Proposal for TDEC for PAM4 signals -2 Conceptual basics Measure the combined O/E and 'scope noise without signal, σ OE Measure histogram through equalized eye to be tested, normalize Equalization is done in the 'scope with a ref. equalizer (eg 5 T/2 tap FFE) A sampling 'scope would need to do the equivalent of: measure the noise on the unequalized pattern, capture the averaged pattern and equalize it, and add back in a noise term which is consistent with the noise frequency spectrum and equalization applied The histogram is a vector representing the vertical probability density function (PDF) through the PAM4 eye Do this for left and right of eye time centre From the vertical PDF through the PAM4 eye, create 3 cumulative probability functions, one around each sub-eye threshold. Add normalized Gaussian noise term σ G to the sub-eye thresholds to create 3 PDFs consisting of a Gaussian PDF centred around each of the sub-eye thresholds Multiply each threshold PDF by the appropriate cum've eye PDF to calculate a proxy for SER for that threshold; sum the results Find smallest size of σ G that makes resultant = target SER = 3.2x10-4 Root sum square the 'scope noise to σ see note G Find the equivalent σ ideal for an ideal PAM4 signal: σ ideal = OOOOOO 6QQQQ TDEC is the db ratio of σ ideal and (σ G2 +σ OE2 ) ½ see note Note: additional manipulation of σ G is needed to account for noise filtering by the EQ 4

Test Method: Two histograms σ G Normalized time through the eye-diagram, Unit Interval 0 0.4 0.6 1 P th3 P th2 P ave + OMA/3 Average optical power, P ave OMA P th1 P ave - OMA/3 5

P th3 Processing, for each histogram through the eye Threshold pdf Cum've pdf, for each Resultant is a proxy for symbol error ratio (SER) P th2 P th1 Create three cumulative probability functions, one around each threshold Find the smallest value of σ G to make SER = target SER Borrowing from 100GBASE-SR4, the noise, R, that could be added by a receiver is: R = (1-M 1 ).[σ G 2 + σ OE 2 - M 22 ] ½ where M 1 and M 2 account for mode partition noise and modal noise (both are zero for SMF applications), and σ OE is the rms noise of the O/E and scope combination. TDEC is given by: TDEC = 10. log 10 (OOOOOO 6 1 QQ tt RR ) where Q t is the Q function value consistent with the target symbol error ratio equation (1) equation (2) The largest TDEC value, calculated for either left or right histogram, is used 6

Model to emulate eyes and calculate TDEC Dimensionless impulse response based spreadsheet model quasi 'rate equation' laser, with RIN (to produce life-like waveforms) PAM4 data from sequential pairs of bits from a PRBS9 pattern Expanded to 32 samples per bit period Gaussian channel and Rx bandwidths, 5 tap T/2 FFE Output eyes from laser, Rx and FFE Vertical histograms through eye (256 points per time slice per noise instance) 16 noise instances used to build statistics for TDEC calculations 7

Modeling output: nominal Tx Eyes and eye histograms based on a modelled laser with performance similar to a moderately fast 25G laser at high temperature The NRZ eye for the same VCSEL model is very similar to a typical measured 26G VCSEL eye (RHS) 0.0625 UI between plots Eyes and eye histograms for a moderately fast 25G VCSEL The NRZ eye for the same VCSEL model is similar to typical 26G VCSEL at high temp 8

TDEC vs time through eye (nominal speed laser) RIN = -146 db/hz 'error probability' cumulative probability plots through eye, centered around each threshold RIN = -142 db/hz P RIN = -138 db/hz RIN = -136 db/hz pdf of noise broadened thresholds TDEC ~1 db at centre of eye TDEC ~2.5 db at +/- 0.1 UI 9

Slower laser Modeling output: slow Tx Eyes and eye histograms for a slow 25G VCSEL. 10

TDEC vs time through eye (low speed laser) RIN = -142 db/hz (part. err. prob. on pattern) 'error probability' cumulative probability plots through eye, centered around each threshold RIN = -142 db/hz RIN = -138 db/hz P RIN = -136 db/hz pdf of noise broadened thresholds RIN = -136 db/hz (part. err. prob. on pattern) TDEC ~1-2 db at centre of eye TDEC >5 db at +/- 0.1 UI 11

Modeling output: fast Tx Faster laser Eyes and eye histograms for a fast 25G VCSEL. 12

TDEC vs time through eye (fast laser) 'error probability' cumulative probability plots through eye, centered around each threshold RIN = -142 db/hz RIN = -138 db/hz P pdf of noise broadened thresholds TDEC ~0.5 db at centre of eye TDEC ~1 db at +/- 0.1 UI 13

Further work Check the math's, and noise treatment and write out how to treat the noise when capturing the transmitter pattern, and when adding noise to thresholds when calculating TDEC TDEC time sampling points +/- 0.1 UI timing offset is probably too large and may represent an unrealistically large Tx penalty to be reviewed in light of real PAM4 CDR data E.g. a PAM4 CDR with +/-1.25 ps timing errror from centre of eye, and 0.18 ps RJ, would suggest +/-0.05 UI timing offset should be used TDEC validation show good correlation between TDEC and system sensitivity measurements with reference receiver and show good correlation between TDEC and system simulations TDEC calculated by histogram and pattern methods are identical 0 db TDEC achieved at centre of clean eye; Value of σ G for 0dB TDEC consistent with PAM4 modulation penalty and target SER 14

Appendix A: TDEC validation 0 db TDEC at the centre of an ideal eye Max R = 0.0484 OMA inner = 1/3 OMA inner /(2R) = 3.44 15

Appendix B: Notes on noise treatment Noise is effectively added at the receiver to calculate TDEC Since the Rx precedes the EQ, the noise density vs frequency matters. Assuming an FFE implementation for simplicity: Typically, the FFE is boosting high frequencies to open the eye high frequency noise is increased by the FFE if the noise term present at each tap is uncorrelated, the relative noise amplitude increases as the RSS of the tap ratios (typically >1) low frequency noise is reduced if the noise terms at the taps are correlated, the relative noise amplitude increases as the sum of the tap ratios (typically < 1) for TDEC calculations, the frequency content of the noise after the EQ is not important, but the amplitude of the noise is Maybe assuming pink noise which is uncorrelated at each FFE tap is a reasonable starting point 16

Changes needed to incorporate TDEC into clause 123 work in progress to be presented separately 17