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Copyright is owned by the Author of the thesis. Permission is given for a copy to be downloaded by an individual for the purpose of research and private study only. The thesis may not be reproduced elsewhere without the permission of the Author.

BER Performance of MC-DS-CDMA Systems in the Presence of Timing Jitter A thesis presented in partial fulfillment of the requirements for the Degree of Master of Engineering in Information and Telecommunications Engineering at Massey University, Palmerston North, New Zealand. Lindong Xu 2010

Acknowledgement I would like to express my gratitude to all those who guided and assisted me to accomplish this thesis. First and foremost, I gratefully acknowledge the help of my supervisor Dr. Xiang Gui. I do appreciate his patience, encouragement, and professional instructions during my thesis writing. The completion of this thesis would be impossible without his guidance, supervision and assistance. Many thanks to my best friend Rui Li who always shares his research experience with me. I also would like to take this opportunity to express my heartfelt gratitude to my beloved parents who have always been helping me out of difficulties and supporting and caring for me all of my life.

BER Performance of MC-DS-CDMA Systems in the Presence of Timing Jitter Abstract Multi-carrier direct-sequence code division multiple access (MC-DS-CDMA) technique, which is a combination of orthogonal frequency-division multiplexing (OFDM) and code division multiple accesses (CDMA), has been considered as an important technique for the future generation wireless systems due to its bandwidth efficiency, frequency diversity, and immunity to channel dispersion. OFDM has already been employed in many areas, such as digital audio and video broadcasting, wireless local/metropolitan area networks, and asynchronous digital subscriber lines (ADSL). Leveraging the multiple access capability of CDMA, the MC-DS-CDMA technique is an important enhancement to OFDM. Nevertheless, a major disadvantage of the MC-DS-CDMA systems is their high sensitivity to timing errors between transmitter and receiver due to the use of a large number of carriers and the superposition of signals of multiple users. In this thesis, we study the bit error rate (BER) performance of MC-DS-CDMA system under the effects of timing jitter in additive white Gaussian noise (AWGN) channel and multi-path Rayleigh fading channel, respectively. In particular, we have derived the analytical BER expressions for the MC-DS-CDMA signals in presence of white or colored timing jitters and verified the results via computer simulations.

Contents 1. Introduction... 1 1.0 General introduction... 1 1.1 Thesis structure... 2 2. Literature review... 4 2.0 Introduction... 4 2.1 OFDM... 4 2.1.1 History of OFDM... 4 2.1.2 Mathematical description of OFDM... 8 2.1.3 Basic principles of OFDM... 9 2.1.4 Advantages and disadvantages of OFDM... 14 2.2 Spread specturm technique... 15 2.2.1 Direct sequence spread spectrum... 16 2.2.2 Frequency hopping spread spectrum... 16 2.2.3 Advantages of spread spectrum... 17 2.3 Multi-carrier code division multiple access... 18 2.3.1 MC-CDMA scheme... 19 2.3.2 MC-DS-CDMA scheme... 21 2.3.3 MT-DS-CDMA scheme... 23 2.4 Summary... 24

3. Implementation of the MC-DS-CDMA system... 26 3.0 Introduction... 26 3.1 Transmitter... 27 3.2 Dual OVSF spreading codes... 29 3.3 Channel simulation... 35 3.4 Receiver... 38 3.5 Simulation results and conclusions... 39 4. BER performance analysis on the effect of timing jitter 42 4.0 Introduction... 42 4.1 Problem formulation... 42 4.2 ICI due to timing jitter... 44 4.2.1 ICI due to white timing jitter... 47 4.2.2 ICI due to colored timing jitter... 53 5. BER performance test methods... 59 5.0 Introduction... 59 5.1 Testing method in AWGN channel... 59 5.2 Testing methods in multi-path Rayleigh fading channel... 59 6. Results and discussion... 61 6.1 BER performance on the effect of timing jitter in AWGN channel... 61

6.2 BER performance on the effect of timing jitters in multi-path Rayleigh fading channel... 70 7. Conclusion... 74 References... 75 Appendix: Complete Matlab codes... 81 A1 OVSF code... 81 A2 Simulation code of the MC-DS-CDMA system in AWGN channel... 83 A3 Simulation code of the MC-DS-CDMA system in multi-path Rayleigh fading channel... 87

List of Figures Figure 2.1 Comparison of the bandwidth utilization for FDM and OFDM...6 Figure 2.2 (A) Spectrum of an OFDM sub-carrier (B) Spectrum of an OFDM signal....6 Figure 2.3 Block diagram of an FFT-based OFDM system...10 Figure 2.4 Example of the guard interval...12 Figure 2.5 Time and frequency representation of OFDM using guard interval....13 Figure 2.6 Direct sequence speard spectrum (DSSS) block diagram...16 Figure 2.7 Frequency hopping speard spectrum (FHSS) block diagram...17 Figure 2.8 The transmitter diagram of MC-CDMA scheme...19 Figure 2.9 The receiver diagram of MC-CDMA scheme...20 Figure 2.10 The transmitter diagram of MC-DS-CDMA scheme....21 Figure 2.11 The receiver diagram of MC-DS-CDMA scheme...22 Figure 2.12 The transmitter diagram of MT-DS-CDMA scheme... 23 Figure 2.13 The reveiver diagram of MT-DS-CDMA scheme....24 Figure 3.1 Block diagram of four-user MC-DS-CDMA system...27 Figure 3.2 Block diagram of MC-DS-CDMA transmitter for a single-user....29 Figure 3.3 Multi-path demonstration....36 Figure 3.4 Block diagram of MC-DS-CDMA channel model...38 Figure 3.5 Block diagram of MC-DS-CDMA receiver...39 Figure 3.6 BER curves of SUI Channels...40

List of Tables Table 3.1 Comparison of peak correlation values: length-4 HOVSF and dual OVSF...35 Table 3.2 Comparison of peak correlation values: length-8 HOVSF and dual OVSF...35 Table 3.3 Parameters of SUI-1...37 Table 3.4 Parameters of SUI-2...37 Table 3.5 Parameters of SUI-3...37 Table 3.6 Parameters of SUI-4...37 Table 3.7 Parameters of SUI-5...37 Table 3.8 Parameters of SUI-6...38 Table 3.9 BER of SUI-1 Channel...40 Table 3.10 BER of SUI-2 Channel...40 Table 3.11 BER of SUI-3 Channel...41 Table 3.12 BER of SUI-4 Channel...41 Table 3.13 BER of SUI-5 Channel...41 Table 3.14 BER of SUI-6 Channel...41

List of Abbreviations MC-DS-CDMA: multi-carrier direct-sequence code division multiple access OFDM: orthogonal frequency-division multiplexing CDMA: code division multiple access ADSL: asynchronous digital subscriber lines BER: bit error rate AWGN: additive white Gaussian noise MCM: multi-carrier modulation SP: serial-to-parallel SNR: signal-to-noise ratio OVSF: orthogonal variable spreading factor FFT: Fast Fourier Transform DMT: discrete multi-tone FDM: frequency division multiplexing FDMA: frequency division multiplexing access VLSI: very-large-scale integration QAM: quadrature amplitude modulation HDSL: high-bit-rate digital subscriber lines VHDSL: very high-speed digital subscriber lines DAB: digital audio broadcasting FM: frequency modulation IFFT: inverse Fast Fourier Transform ISI: inter-symbol interference D/A: digital to analog LPF: low-pass filter RF: radio frequency ICI: inter-carrier interference SS: spread spectrum

DSSS: direct sequence spread spectrum FHSS: frequency hopping spread spectrum PN: pseudo-noise FFHSS: fast frequency-hopping spread-spectrum SFHSS: slow frequency-hopping spread-spectrum MC-CDMA: multi-carrier orthogonal frequency-division multiplexing MT-DS-CDMA: multi-tone direct-sequence code division multiple access FEC: forward error control 4G: fourth-generation HOVSF: Hadamard orthogonal variable spreading factor JOVSF: Jacket orthogonal variable spreading factor SUI: Stanford University Interim