The ETV pilot programme: State of play, standardisation issues

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The ETV pilot programme: State of play, standardisation issues David BAXTER & Jean-Pierre SCHOSGER On behalf of

Policy context Innovation Union - turning ideas into jobs, green growth and social progress supporting companies, especially SMEs, to develop and market innovations Eco-Innovation Action Plan: innovations with an environmental benefit; bridging the gap between innovation and the market European Innovation Partnerships, for example on water Resource Efficiency Flagship and roadmap transition towards a green economy reinforcing demand for eco-innovation and related investment

The need for performance verification Lack of confidence in new technologies: investors and users often opt for mature technologies with performance track record Associations of industrial users of instrumentation finding: only half of tested instruments performed as claimed by their manufacturers Public consultation on ETV: 11% of purchasers trust producers claims 57% would ask for evidence backing-up the claims 26% consider they have no way of checking

ETV Objectives ETV to generate independent and credible information on new environmental technologies, by verifying that performance claims are complete, fair and based on reliable test results.

Expected benefits For technology producers: Establishing trust with technology purchasers and users Facilitated access to markets, access to new markets (EU and abroad) For technology users: Easier comparison of technologies, facilitates informed decisions Facilitated access to innovative technologies, cost-efficient solutions For policy-makers: Source of knowledge on technology performance, to inform regulation Cost-efficient solutions to address environmental challenges

Outline ETV process

Proposal phase ETV process steps (I) Contact and eligibility check (in accordance with GVP) Proposal and initial review Contractual agreement Specific verification protocol preparation Precise definition of performance parameters Requirements on test design and data quality Assessment of existing data

ETV process steps (II) Testing (if additional tests are needed) Test site selection and test plan Test report Assessment of all data and verification Assessment of data and review of test procedure Assessment of additional information Reporting and publication Verification report and Statement of verification Publication

Organisation of ETV process ETV pilot programme Verification Body Technology Manufacturer = Proposer Verification procedures If additional tests are needed Testing Body a/o Analytical Laboratory

Organisation of ETV Pilot Programme Accreditation bodies Accredits and monitors Verification Bodies procedures Coordinates nominates Technical groups European Steering Group (European Commission and Member States) advises Advisory Forum

Verification Bodies Accredited for ETV by national accreditation bodies Compliance with ISO 17020 and ETV General Verification Protocol (GVP) Responsible for the verification of individual technologies in a specific technology field Assistance to SMEs during the ETV process Coordinated by Technical Groups From 2012 to 2014, Partnership Agreements with the Commission (1st call in March-April 2012)

Testing Bodies and Analytical Laboratories Responsible for producing test data and analyses acceptable under ETV Includes test plans and test reports Test bodies: QM/QA equivalent to ISO 9001 Certification or accreditation possible, or audits by Verification Body Analytical Laboratories: accreditation under ISO 17025 Existing data: same requirements checked by Verification Body

Documents involved in ETV accreditation and certification

Technical Groups Technical Groups and Advisory Forum One per technology area (or sub-area) Representatives of VBs and other experts, chaired by Commission Provides guidance to VBs: key environmental factors, specific requirements, users needs May give an opinion in case of conflict VB-proposer Advisory Forum Advises on ETV processes, scope, results Includes technology purchasers and users Setting-up planned in 2 nd part of 2012

Technology scope ETV open to all technologies ready for the market, presenting a potential for innovation and environmental benefit, in three initial areas: 1) Water treatment and monitoring (monitoring equipment, treatment of drinking water, waste water treatment ) 2) Energy technologies (renewables, waste to energy, CHP ) 3) Materials, waste and resources (sorting of solid waste, materials recycling, products from biomass ) Possible extension of the technology scope to other fields in future: Soil and ground water monitoring and remediation Cleaner production and processes Environmental technologies in agriculture Air pollution monitoring and abatement

Member States participating in the ETV Steering Group: Participating countries Belgium, Czech Republic, Denmark, Finland, France, Poland, United Kingdom Germany, Netherlands, Slovakia, Sweden observers ETV pilot programme is not restricted to these countries: Proposers, Verification Bodies, Testing Laboratories, Analytical Laboratories may come from any country

International Working Group (IWG) on ETV: International co-operation Canada, EU, Korea, the Philippines and the USA Japan and ASEAN are observers Prepares the ground for mutual recognition of ETV programmes: Drafting of consensus policy documents on key aspects of ETV Facilitates joint and co-verification of technologies by 2 or more programmes Investigates the feasibility of an ISO standard for environmental technology verification and reporting Organises international forums and workshops to engage stakeholders, promote the adoption and use of ETV globally

Proposal for a new work item to ISO Objective: provide the basis for global acceptance of ETV organisations and statements IWG is finalising consensus documents on the ETV policy framework and ETV procedure as background for ISO Standard Council of Canada (SCC) prepared draft submission documents to ISO consultation on-going Submission to TC 207 Environmental management Proposal as a type C standard on ETV procedure and reports Review of ISO 17000 series standard for conformity agreement, and possible drafting of a new accreditation standard on requirements for organisations using the ETV procedure standard

Environment Directorate General Thank you for your attention ENV-ETV@ec.europa.eu http://ec.europa.eu/environment/etv/index.htm

Panorama of the European Union European Court of Auditors Court of Justice European Parliament The Council of the European Union The Committee of the Regions Economic and Social Committee (27 Commission members)......... SG. RELEX ENTR ENV SANCO RTD JRC...... IRMM IES IPSC IPTS IE IHCP ITU