FORM G-37. Name of Regulated Entity: CRF Financial Group, Inc. Report Period: Third Quarter of 2018

Similar documents
FORM G-37. Name of Regulated Entity: Bradley Payne LLC. Report Period: Second Quarter of 2017

FORM G-37. Name of Regulated Entity: BOK Financial Securities, Inc. Report Period: Second Quarter of 2018

FORM G-37. Name of Regulated Entity: Montague DeRose and Associates, LLC. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: BOK Financial Securities, Inc. Report Period: Second Quarter of 2017

FORM G-37. Name of Regulated Entity: L.J. Hart & Company. Report Period: First Quarter of 2018

II. PAYMENTS made to political parties of states or political subdivisions (list by state)

FORM G-37. Name of Regulated Entity: Municipal Finance Services, Inc. Report Period: Fourth Quarter of 2016

FORM G-37. Name of Regulated Entity: Zions Public Finance, Inc. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: Merrill Lynch, Pierce, Fenner. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: ZB, N.A/MSD. Report Period: Second Quarter of 2018

FORM G-37. Name of Regulated Entity: Public Resources Advisory Group, Inc. Report Period: Second Quarter of 2018

FORM G-37. Name of Regulated Entity: Public Resources Advisory Group, Inc. Report Period: Third Quarter of 2017

FORM G-37. Name of Regulated Entity: KEYGENT LLC. Report Period: Fourth Quarter of 2017

FORM G-37. Name of Regulated Entity: David Taussig and Associates, Inc. Report Period: Third Quarter of 2018

FORM G-37. Name of Regulated Entity: Lamont Financial Services Corporation. Report Period: First Quarter of 2017

MDwise Excel Network and MDwise Connect Provider Relations Territory Map

FORM G-37. Name of Regulated Entity: Municipal Finance Services, Inc. Report Period: Third Quarter of 2016

I. CONTRIBUTIONS made to issuer officials (listed by state)

INDIANA CONVENTION AND VISITORS BUREAUS

South Central Indiana Communications Support Group, Inc. The State of Amateur Radio In the State of Indiana

This document explains differences between the March 2008 LSA circuit breaker model and the January 2009 model.

Indiana Society of Cardiovascular and Pulmonary Rehabilitation. Program Directory

Subject: State-Wide Hoosier Healthwise Mandatory Managed Care Organization Transition

FORM G-37. Name of Regulated Entity: Davenport & Company LLC. Report Period: First Quarter of 2018

FORM G-37. Name of Regulated Entity: DA Davidson & Company. Report Period: Second Quarter of 2017

Indiana Researchers for Hire Revised 2 October 2017

Marie-Christine Pence CEcD, Director of Economic Development Phone: (317) or (800)

AVON. Hwy 36. Hwy 267. Co Rd 150 S. Avon 7575 E 150 S, Avon Approx Dist: 60 Miles Approx Time: 1:20

ALAN G. HEVESI, : Defendant. : DEPUTY CHIEF INVESTIGATOR GREGORY J. STASIUK of the Office of

FORM G-37. Name of Regulated Entity: Stifel, Nicolaus & Company,Inc. Report Period: Third Quarter of 2017

Investigative Report Riviera Beach Outside Employment January 29, 2019

Schuyler N. Nolan Landscape Architectural Records DADA 008

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C FORM 8-K

Indiana Genealogical Society - Grants Awarded

Mark-Up Disclosure Requirements Thursday, September 14 2:15 p.m. 3:15 p.m.

REGIONAL. Indiana Regional Development Resources. Regional Economic Development Groups RESOURCE GUIDE: INDIANA REGIONAL DEVELOPMENT RESOURCES

SARSI. Volume 1, Issue 2. March The State of Amateur Radio in the State of Indiana. In This Issue. Editor s Note 2

Financing Alternative Energy

SPEAKER PROFILE ~~ larry griggs

2018 Basketball Directory By County Program Area. Delegation Team Type Class / Age Level Sectional Contact Name Phone

JANUARY. DATE ACTIVITY ORC Reference NOTES 1st day of January after election

Michigan County Treasurers

Individual and Family Health Insurance Rates

United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C FORM 8-K

PLATINUM EQUITIES CLASS ACTION. Notice of Certification. This Notice may affect your rights. Please read it carefully. 20. PMIC 1 21.

INVESTIGATOR GERARD J. MATHESON, SHIELD # 130, of the Office of the

Outside Business Activities Reviews, Approval and Monitoring Wednesday, November 11 3:30 p.m. 4:30 p.m.

IN THE MATTER OF THE SECURITIES ACT, R.S.O. 1990, c. S.5, AS AMENDED. - and - ROBERT WALTER HARRIS

For Lease College Mall Trade Area Bloomington, IN

For Lease College Mall Trade Area Bloomington, IN

RULES AND REGULATIONS. Title 58 - RECREATION PENNSYLVANIA GAMING CONTROL BOARD [58 PA. CODE CH. 525] Table Game Internal Controls

Portfolio News A quarterly update from Cambridge Capital Management Corp. professional manager of non-traditional financing sources

The following document was not prepared by the Office of the State Auditor, but was prepared by and submitted to the Office of the State Auditor by a

Defendant. : YOU ARE HEREBY SUMMONED to answer in this action and serve a copy of your

The Tribeca Group at Morgan Stanley Smith Barney

COMMUNITY IMPACT REPORT 2014 TABLE OF CONTENTS

BETHEL TOWNSHIP BOARD OF SUPERVISORS MINUTES January 15, 2018

Shelbyville s Big Red House On The Hill History and Mystery

First Southern Securities, LLC Credentials

West Virginia Association of School Business Officials Fall Conference

PART 4 - Exchange Access Services SECTION 1 - Exchange Service Areas Original Sheet No. 1

T H O R N B U R Y T O W N S H I P D E L A W A R E C O U N T Y

TOWNSHIP OF PERTH SOUTH COUNCIL MINUTES. 7:00 P.M. January 18, 2011

SBA Expands and Clarifies Ability of SBICs to Finance in Passive Businesses

US GEOTHERMAL INC FORM 8-K. (Current report filing) Filed 09/15/11 for the Period Ending 09/15/11

LAPORTE COUNTY COUNCIL MINUTES. February 27, 2012

FORM 8-K. RISE RESOURCES INC. (Exact Name of Registrant as Specified in Charter)

WVPE Overview. #1 news/talk station in Michiana. #1 among college educated listeners. Weekly cumulative (cume) audience: 73,000

OHIO CAPITAL FINANCE CORPORATION

INDIANAPOLIS-MARION COUNTY PUBLIC LIBRARY MINUTES OF THE REGULAR MEETING MARCH 18, 2010 * * * * * * * * * * * * * * * * * * * * * * * * * * *

WOOD ROBERTS, LLC. Corporate Finance for Energy Online Brochure

M I N U T E S LOWER SWATARA TOWNSHIP MUNICIPAL AUTHORITY JANUARY 25, 2010

Mitchell E. Herr. May 5, 2011

HAMILTON TOWNSHIP Department of Planning and Zoning Application for a Commercial / Industrial Site Plan Review

Indiana Fiber Guilds and Groups

PDXScholar. Portland State University. Metro (Or.) Regional Transportation Council (Wash.) Recommended Citation

Alabama. The Arc s Branding Analysis by State 37% Chapters Total. Full Rebranded. Affiliated Branding. Brand Participation

FORM 8-K TAUBMAN CENTERS, INC.

Delaware County census collection

IN THE VANDERBURGH CIRCUIT COURT

SITE PLAN Application Packet (Required For All Non-Residential Development Projects)

CHURCH WOMEN UNITED IN INDIANA RECORDS:

Investor Presentation. November 2018

(131st General Assembly) (Amended Substitute Senate Bill Number 61) AN ACT

LISA ROTH MONAHAN & ROTH, LLC 630 FIRST AVENUE SAN DIEGO, CA 92101

STATE OF NORTH CAROLINA OFFICE OF THE STATE AUDITOR BETH A. WOOD, CPA ALBEMARLE COMMISSION HERTFORD, NORTH CAROLINA

Department of Land Conservation and Development 635 Capitol Street, Suite 150 Salem, OR Theodore R. Kulongoski, Governor (503)

KKR and FS Investments Form Strategic BDC Partnership Creates the Leading $18BN Alternative Lending Platform. December 2017

BLACKSTONE GROUP L.P.

Finger Lakes Community College Board of Trustees Finance & Facilities Committee Wednesday, December 5, 2012 Presiding: Trustee Wayne Houseman

CITY OF SACRAMENTO SACRAMENTO COUNTY, CALIFORNIA

Present: Board: A. Aguirre, Chair F. Barron V. Davis-Hoggard R. Kirsh K. Benavidez K. Crear L. Carrasco M. Saunders (via telephone) C. Reese R.

Public Finance in a Sea of Challenge: A Look at What Has Come and What Is to Come

NEWTOWN TOWNSHIP BOARD OF SUPERVISORS MEETING MINUTES FEBRUARY 11, 2013

ERIE LORAIN HURON ASHLAND WAYNE RICHLAND MORROW KNOX. Columbus East /Newark DELAWARE. Columbus West LICKING FRANKLIN FAIRFIELD PERRY PICKAWAY HOCKING

The Patterson Group at Morgan Stanley Smith Barney

MOODY S CORPORATION (Exact Name of Registrant as Specified in Charter)

State Archives of Florida Collection Development Policy

RULES AND REGULATIONS. Title 58 - RECREATION PENNSYLVANIA GAMING CONTROL BOARD. 58 PA. CODE CHS. 541, 543, 557, 559, 569 and 571

BEFORE THE CORPORATION COMMISSION OF THE STATE OF FULCRUM EXPLORATION, L.L.C. POOLING REPORT OF THE ADMINISTRATIVE LAW JUDGE

Transcription:

Name of Regulated Entity: CRF Financial Group, Inc. Report Period: Third Quarter of 2018 I. CONTRIBUTIONS made to officials of a municipal entity (list by state) Complete name, title (including any city/county/state or other political subdivision) of municipal entity official Contributions by each contributor category (i.e., for purposes of this form, dealer, dealer controlled PAC, municipal finance professional, municipal finance professional controlled PAC, non-mfp executive officer, municipal advisor, municipal advisor controlled PAC, municipal advisor professional, municipal advisor professional controlled PAC, and non-map executive officer). For each contribution, list contribution amount and contributor category (disclose all applicable categories for each contributor). (For example, $500 contribution by non-mfp executive officer) If any contribution is the subject of an automatic exemption pursuant to Rule G-37(j), list amount of contribution and date of such automatic exemption. II. PAYMENTS made to political parties of states or political subdivisions (list by state) Complete name (including any city/county/state or other political subdivision) of political party Payments by each contributor category

III. CONTRIBUTIONS made to bond ballot campaigns (list by state) A. Contributions Official name of bond ballot campaign and jurisdiction (including city/county/state or other political subdivision) for which municipal securities would be issued and the name of the entity issuing the municipal securities Contributions, including the specific date the contributions were made, by each contributor category B. Reimbursement for Contributions List below any payments or reimbursements, related to any disclosed bond ballot contribution, received by each dealer, municipal finance professional, non-mfp executive officer, municipal advisor, municipal advisor professional, or non-map executive officer from any third party, including the amount paid and the name of the third party making such payments or reimbursements.

IV. MUNICIPAL ENTITIES with which the regulated entity has engaged in municipal securities business or municipal advisory business (list by state) A. Municipal Securities Business Type of municipal securities business (negotiated underwriting, private placement, financial advisor, or remarketing agent) B. Municipal Advisory Business Avon Community Schools Avon,, Avon, Hendricks Indianapolis Public Schools Indianapolis,, Carmel Clay Library Carmel,, Carmel, Hamilton Center Township Indianapolis,, Evansville Bond Bank Evansville,, Evansville, Vanderburgh City of Jeffersonville Jeffersonville,, Jerrfersonville, Clark City of LaPorte LaPorte,,, LaPorte, LaPorte City of Mishawaka Mishawaka,, Mishawaka, St Joseph City of Princeton, Princeton,, Princeton, Gibson Dearborn County Treasurer Lawrenceburg,, Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services))

B. Municipal Advisory Business Lawrenceburg, Dearborn Evansville Waterworks Evansville,, Evansville, Vanderburgh Duneland Schools Chesterton,, Chesterton, LaPorte E Porter Schools Kouts,, Kouts, Porter Evansville Airport Auth Evansville,, Evansville, Vanderburgh Franklin Township Schools Indianapolis,, Gary Sanitary Dist Gary,, Gary, Lake Hendricks County Treasurer Danville,, Danville, Hendricks Indianapolis Library Indianapolis,, LaGrange County Utility LaGrange,, LaGrange, LaGrange Pike Township Schools Indianapolis,, Wayne Township Schools Indianapolis,, New Castle Schools New Castle,, New Castle, Henry New prairie Schools New Carlisle,, New Castle, Henry Oregon Davis Schools Hamlet,, Hamlet, Starke Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services))

B. Municipal Advisory Business Shelbyville Central Schools Shelbyville, In, Shelbyville, Shelby SW Schools of Shelby County Shelbyville, Shelbyville, Shelby Town of Clarksville Clarksville,, Clarksville, Clark Town of Walkerton Walkerton,, Walkerton, LaPorte Clark County Treasurer Jeffersonville,, Jerrfersonville, Clark Warsaw Community Schools Warsaw,, Warsaw, Kosciusko W Lafayette Schools W Lafayette,, W Lafayette, Tippecanoe Zionsville Schools Zionsville,, Zionsville, Boone Twin Lakes School Corp, Monticello, White Type of municipal advisory business (advice or solicitation) (and in the case of municipal advisory business engaged in by a municipal advisor third-party solicitor, the name of the third party on behalf of which business was solicited and the nature of the business solicited (municipal securities business, municipal advisory business or investment advisory services)) C. Ballot-Approved Offerings Full name of the municipal entity and full issue description of any primary offering resulting from the bond ballot campaign to which each contributor category has made a contribution and the reportable date of selection on which the regulated entity was selected to engage in the municipal securities business or municipal advisory business. Full Name of Municipal Entity Full Issue Description Reportable Date of Selection

Signature: electronic Date: Oct 29, 2018 Name (must be officer of regulated entity): CURT FRITSCH Address: 9247 N. Meridian St, Indianapolis, 46260 Phone: 317-844-8077 Submit to the Municipal Securities Rulemaking Board a completed form quarterly by due date (specified by the MSRB)